Impersonators of Genuine Firms

Public Alert: BNY Trading Services

July 19, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

BNY Trading Services

1668 Broadway
New York, NY 10019
Phone: 917-210-0611
Website: http://www.bnytradingservices.com

  1. BNY Trading Services may be impersonating a formerly registered broker-dealer and wholly-owned subsidiary of the Bank of New York with a similar name but different address - BNY Trading LLC (CRD Number: 41410; SEC Number: 8-49418). The impersonator has NO connection with, and is not to be confused with, the genuine BNY Trading LLC, which had its broker-dealer registration with the SEC terminated on December 11, 2007 and is defunct. The genuine BNY Trading LLC had the following mailing address: 32 Old Slip, 15th Floor, New York, NY 10286. The SEC's EDGAR database contains registration information for the genuine entity.

Last Reviewed or Updated: June 28, 2024