Public Alert: New York Regulatory Division
The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.
New York Regulatory Division
20 Broad Street
New York, NY 10005
Phone: 1-646-975-9208
Fax: None
Email: legal@nyregdiv.org
Website: www.nyregdiv.org
Last Reviewed or Updated: June 28, 2024