Fictitious Regulators

Public Alert: National Financial and Economic Compliance Center

May 17, 2021

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

National Financial and Economic Compliance Center

82 E Santa Clara Street
2nd Floor
San Jose, CA 95113
Phone: 1-669-212-9078
Fax:  None
Email:  info@nfecc.org
Website:  www.nfecc.org

Last Reviewed or Updated: June 28, 2024