Fictitious Regulators
Public Alert: National Compliance Regulatory Board
July 18, 2019
The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.
National Compliance Regulatory Board
445 S. Figueroa Street, Suites 3100-3500
Los Angeles, California, 90071
Phone: 1-323-546-4409 Ext: 130
Fax: 1-323-978-5123
www.natcrb.org
Last Reviewed or Updated: June 28, 2024