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Fictitious Regulators

Public Alert: International Shareholders Compliance Department

July 18, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

International Shareholders Compliance Department

500 N. Michigan Ave., Suite 320
Chicago, Il 60611
Phone: 312-281-0329
Fax: 312-276-4752

Last Reviewed or Updated: June 28, 2024