Accounting and Auditing Enforcement

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Date Respondents
Hertz Global Holdings, Inc. and the Hertz Corporation
Release No. 33-10601, 34-84979, AAER-4012
See Also: Administrative Summary
ADT Inc.
Release No. 34-84956, AAER-4009
Polycom, Inc.
Release No. 34-84978, AAER-4011
See Also: Administrative Summary
Centrais Elétricas Brasileiras S.A.
Release No. 34-84973, AAER-4010
See Also: Administrative Summary
Aesoph, John J., CPA Bennett, Darren M., CPA
Release No. 34-84912, AAER-4006
Aesoph, John J., CPA Bennett, Darren M., CPA
Release No. 34-84911, AAER-4005
Mitchell J. Rubin, CPA and Michael Bernstein, CPA
Release No. 34-84921, AAER-4008
Crowe Horwath LLP, Joseph C. Macina, CPA and Kevin V. Wydra, CPA
Release No. 34-84920, AAER-4007
Takeshi "Tyrone" Uonaga
Release No. 34-84850, AAER-4004
Paul A. Margis
Release No. 34-84849, AAER-4003
Santander Consumer USA Holdings Inc.
Release No. 34-84829, AAER-4002
See Also: Administrative Summary
Lotus Bio-Technology Development Corporation
Release No. 34-84785, AAER-4001
Auscrete Corporation
Release No. 34-84782, AAER-3998
Frontier Oilfield Services, Inc.
Release No. 34-84784, AAER-4000
The Hain Celestial Group, Inc.
Release No. 34-84781, AAER-3997
Eastgate Biotech Corporation
Release No. 34-84783, AAER-3999
Agria Corporation
Release No. 34-84763, AAER-3996
KCAP Financial, Inc.
Release No. 34-84718, IC-33314, AAER-3995
See Also: Administrative Summary
Vantage Drilling International
Release No. 34-84617, AAER-3994
See Also: Administrative Summary
Pyxus International, Inc.
Release No. 34-84562, AAER-3993
See Also: Administrative Summary
Richard J. Bertuglia, CPA, John W. Green, CPA and Lev Nagdimov, CPA
Release No. 34-84419, AAER-3992
See Also: Administrative Summary
Stryker Corporation
Release No. 34-84308, AAER-3990
Mota Group, Inc. and Mota "Michael" Faro
Release No. 33-10564, AAER-3991
See Also: Administrative Summary
Petróleo Brasilerio and S.A. - Petrobras
Release No. 33-10561, 34-84205, AAER-3989
Dhru Desai
Release No. 34-84291, AAER-3988
Lichter, Yu and Associates, Inc., et al.
Release No. 34-84281, AAER-3987
James Douglas Miller
Release No. LR-24282, AAER-3986
See Also: SEC Complaint
Dennis W. Hamilton, CPA
Release No. 34-84252, AAER-3979
Cardiff Lexington Corporation (f/k/a Cardiff International, Inc.)
Release No. 34-84258, AAER-3981
Primoris Services Corporation
Release No. 34-84251, AAER-3978
See Also: Administrative Summary
Heartland Payment Systems, LLC, f/k/a Heartland Payment Systems, Inc. and Robert O. Carr
Release No. 33-10558, AAER-3980
See Also: Administrative Summary
First Hartford Corporation
Release No. 34-84262, AAER-3984
Dasan Zhone Solutions, Inc.
Release No. 34-84261, AAER-3983
Infrax Systems, Inc.
Release No. 34-84263, AAER-3985
Cool Technologies, Inc.
Release No. 34-84260, AAER-3982
Barrett Business Services, Inc. and Mark Cannon, CPA
Release No. 33-10557, 34-84233, AAER-3977
Bruton, Karen, CPA
Release No. 34-84198, AAER-3973
Robert Torino
Release No. 34-84206, AAER-3975
Nasir Shakouri
Release No. 34-84205, AAER-3974
Bronson L. Quon, CPA
Release No. 34-84207, AAER-3976
Wolf, Jennifer F., CPA
Release No. 34-84131, AAER-3972
Holthouse Carlin & Van Trigt LLP
Release No. 34-84118, IA-5008, AAER-3970
See Also: Administrative Summary
Adam C. Wasserman
Release No. LR-24265, AAER-3971
See Also: SEC Complaint
Ernst & Young LLP, Craig R. Fronckiewicz, CPA, and Sarah E. Adams, CPA
Release No. 34-84055, AAER-3969
Joohyun Bahn and a/k/a Dennis Bahn
Release No. 34-84054, AAER-3968
John Pierrard
Release No. 34-84024, AAER-3967
Sanofi
Release No. 34-84017, AAER-3964
Joanne K. Viard, CPA
Release No. 34-84023, AAER-3966
Michael J. Kipp
Release No. 34-84022, AAER-3965
Philip R. Jacoby, Jr.
Release No. 34-84010, AAER-3963
David Michael Naylor, CPA
Release No. 34-83993, AAER-3962
Legg Mason, Inc.
Release No. 34-83948, AAER-3961
Joseph Jennings, CPA
Release No. 34-83889, AAER-3960
See Also: Administrative Summary
Daniel H. Glick, CPA
Release No. 34-83883, AAER-3959
Citigroup Inc.
Release No. 34-83858, AAER-3958
Lauren Zarsky, CPA
Release No. 34-83854, AAER-3957
Kevin M. Modany, CPA
Release No. 34-83805, AAER-3954
Ernst & Young LLP, et al.
Release No. 34-83807, AAER-3956
Daniel M. Fitzpatrick, CPA
Release No. 34-83806, AAER-3955
Kurt J. Bordian, CPA
Release No. 34-83772, AAER-3953
Jay C. Lake, CPA
Release No. 33-10519, 34-83655, AAER-3952
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No. 34-83622, AAER-3951
Patrick J. Gray
Release No. 34-83620, AAER-3950
Advanced Drainage Systems, Inc. and Mark B. Sturgeon, CPA
Release No. 33-10517, 34-83612, AAER-3949
See Also: Administrative Summary
Credit Suisse Group AG
Release No. 34-83593, AAER-3948
Axesstel, Inc., et al.
Release No. LR-24181, AAER-3945
See Also: SEC Complaint
KBR, Inc.
Release No. 33-10516, 34-83578, AAER-3946
Beam Inc., n/k/a Beam Suntory Inc.
Release No. 34-83575, AAER-3944
See Also: Administrative Summary
The Dow Chemical Company
Release No. 34-83581, AAER-3947
See Also: Administrative Summary
RSM US LLP
Release No. 34-83428, AAER-3943
See Also: Administrative Summary
Michael J. Mona, Jr.
Release No. 34-83391, AAER-3942
Winter, Kloman, Moter & Repp, S.C., et al.
Release No. 34-83168, IA-4906, AAER-3939
Philip A. Pendergraft, et al.
Release No. 34-83169, AAER-3940 , AAER-3940
David T. Leboe, CPA
Release No. 34-83170, AAER-3941
Panasonic Corporation
Release No. 34-83128, AAER-3938
Altaba Inc. and f/d/b/a Yahoo! Inc.
Release No. 33-10485, 34-83096, AAER-3937
The Dun & Bradstreet Corporation
Release No. 34-83088, AAER-3936
See Also: Administrative Summary
Medifirst Solutions, Inc. and Bruce J. Schoengood
Release No. 34-83067, AAER-3935
See Also: Administrative Summary
Li, Company, PC and Tony Zhicong Li, CPA
Release No. 33-10482, 34-83036, AAER-3934
Philip John James, CA and Kevin Silverwood, CA
Release No. 33-10478, 34-83017, AAER-3933
Maxwell Technologies, Inc., et al.
Release No. 33-10472, 34-82950, AAER-3932
Akorn, Inc., Timothy Dick, and David Hebeda
Release No. LR-24082, AAER-3931
See Also: SEC Complaint
Kinross Gold Corporation
Release No. 34-82946, AAER-3930
Deloitte & Touche Chartered Accountants
Release No. 34-82861, AAER-3928
KPMG Inc.
Release No. 34-82860, AAER-3927
KPMG
Release No. 34-82862, AAER-3929
BDO Canada LLP (f/k/a BDO Dunwoody LLP)
Release No. 34-82859, AAER-3926
Elbit Imaging Ltd.
Release No. 34-82849, AAER-3925
See Also: Administrative Summary
Alan Weinberg, CPA and Weinberg & Baer LLC
Release No. 34-82744, AAER-3924
Sharone Perlstein, et al., Jonathan Strum, Alan Weinberg, et al.
Release No. LR-24051, AAER-3923
See Also: Sharone Perlstein et al. , Jonathan Strum , Baer LLC
Simcha Baer, CPA
Release No. 34-82736, AAER-3922
Brian S. Block, et al.
Release No. LR-24046, AAER-3921
Brian S. Block, CPA
Release No. 34-82710, AAER-3920
Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA
Release No. 34-82556, AAER-3918
Sweet, Brian, CPA
Release No. 34-82557, AAER-3919
Justin Samuel Cary, CPA
Release No. 34-82554, AAER-3917
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