Accounting and Auditing Enforcement

Accounting and Auditing Enforcement Releases RSS Feed


Date Sort ascending	Respondents
Dec. 30, 2013	John J. Aesoph, CPA, and Darren M. Bennett, CPA (Order Granting Extension) Release No. 34-71205, AAER-3524
Dec. 24, 2013	Kevin Brennan, CPA Release No. 34-71185, AAER-3523
Dec. 23, 2013	Clinton Ronald Greenman, CPA Release No. 34-71174, AAER-3522
Dec. 20, 2013	Kinross-Kennedy, John, CPA Release No. 34-71154, AAER-3520
Dec. 20, 2013	Melvin, Thomas D., CPA Release No. 34-71161, AAER-3521
Dec. 18, 2013	James Vincent Poti, CPA Release No. 34-71117, AAER-3519
Dec. 12, 2013	Michael H. Taber, CPA Release No. LR-22887, AAER-3517
Dec. 12, 2013	GLG Partners, Inc. and GLG Partners, L.P. Release No. 34-71050, AAER-3516
Dec. 12, 2013	Rodney A. Smith, Michael Santicchia, CPA, and Stephen D. Cheaney, CPA Release No. 34-71070, IA-3738, AAER-3518
Dec. 11, 2013	Craig Toll, CPA, Release No. 34-71031, AAER-3515
Dec. 4, 2013	Fifth Third Bancorp and Daniel Poston Release No. 33-9490, 34-70983, AAER-3514
Nov. 21, 2013	R. Gordon Jones, CPA and Mark F. Jensen, CPA Release No. LR-22875, AAER-3513 See Also: SEC Complaint
Nov. 6, 2013	Sherb & Co., LLP, et al. Release No. 34-70823, AAER-3512
Oct. 29, 2013	Ronald Baldwin, Jr. CPA Release No. 34-70767, AAER-3511
Oct. 28, 2013	Paul V. Greene Release No. LR-22856, AAER-3510
Oct. 22, 2013	Diebold, Inc. Release No. LR-22849, AAER-3509 See Also: SEC Complaint
Oct. 17, 2013	JBI, Inc., John Bordynuik and Ronald Baldwin, Jr. Release No. LR-22847, AAER-3508
Oct. 10, 2013	Mark S. Cupo (CPA) Release No. 34-70659, AAER-3507
Oct. 10, 2013	John Lazorchak (CPA) Release No. 34-70658, AAER-3506
Oct. 2, 2013	Jing Xie Release No. 34-70602, AAER-3505
Sept. 30, 2013	Kinross-Kennedy, John, CPA Release No. 34-70566, AAER-3502
Sept. 30, 2013	Michael McGrath, CPA Release No. 34-70561, AAER-3499
Sept. 30, 2013	Malcolm L. Pollard, CPA and Malcolm L. Pollard, Inc. Release No. 34-70564, AAER-3501
Sept. 30, 2013	John W. Jacobsen, CPA Release No. 34-70557, AAER-3498
Sept. 30, 2013	Wilfred W. Hanson, CPA Release No. 34-70567, AAER-3503
Sept. 30, 2013	Patrizio & Zhao LLC and Xinggeng (John) Zhao, CPA Release No. 34-70562, AAER-3500
Sept. 30, 2013	Rick D. Snow, CPA Release No. 34-70553, AAER-3497
Sept. 30, 2013	China Ruitai International Holdings Co., Ltd. Ma, Dian Min Ma, Gang Tian, Jin Release No. 34-70579, AAER-3504
Sept. 27, 2013	Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan Release No. LR-22825, AAER-3495
Sept. 27, 2013	Universal Travel Group Release No. LR-22823, AAER-3494
Sept. 27, 2013	Scott London, CPA Release No. 34-70549, AAER-3496
Sept. 26, 2013	Mercantile Bancorp, Inc. Release No. LR-22817, AAER-3493 See Also: SEC Complaint
Sept. 25, 2013	Troy Lyndon and Ronald Zaucha Release No. LR-22813, AAER-3492 See Also: SEC Complaint
Sept. 24, 2013	Owen Mark Williams, CPA Release No. 34-70492, AAER-3491
Sept. 19, 2013	JPMorgan Chase & Co. Release No. 34-70458, AAER-3490
Sept. 18, 2013	Imperial Petroleum, Inc., et al. Release No. LR-22800, AAER-3485
Sept. 18, 2013	Imaging Diagnostic Systems, Inc., Linda Grable, and Allan Schwartz Release No. LR-22801, AAER-3486 See Also: SEC Complaint
Sept. 18, 2013	Medifast, Inc. Release No. 34-70448, AAER-3487
Sept. 18, 2013	Brendan N. Connors, CPA Release No. 34-70450, AAER-3489
Sept. 18, 2013	Marc G. Nochimson, CPA Release No. 34-70449, AAER-3488
Sept. 11, 2013	True North Finance Corp., et al. Release No. LR-22796, AAER-3478
Aug. 22, 2013	Thomas S. Wu, Ebrahim Shabudin, and Thomas T. Yu Release No. LR-22786, AAER-3477
Aug. 14, 2013	Javier Martin-Artajo and Julien G. Grout Release No. LR-22779, AAER-3476 See Also: SEC Complaint
Aug. 14, 2013	Anchor Bancorp Wisconsin, Inc., et al. Release No. LR-22778, AAER-3475 See Also: SEC Complaint
Aug. 8, 2013	Michael H. Taber, CPA Release No. LR-22773, AAER-3474 See Also: Application
July 30, 2013	Subramanian Krishnan (CPA)(Corrected) Release No. 34-70074, AAER-3473
July 22, 2013	China Intelligent Lighting and Electronics, Inc. and NIVS IntelliMedia Technology Group, Inc. Release No. LR-22755, AAER-3484 See Also: SEC Complaint
July 8, 2013	Aichun Li, CPA Release No. 34-69945, AAER-3472
July 2, 2013	Subramanian Krishnan Release No. LR-22741, AAER-3471
July 2, 2013	James M. Schneider (Order Denying Motion or in the Alternative Application to Modify Commission Order Imposing Remedial Sanction) Release No. 34-69922, AAER-3470
July 1, 2013	Fuqi International, Inc. Release No. LR-22739, AAER-3483 See Also: SEC Complaint
June 28, 2013	Brian D. Fox Release No. 34-69886, AAER-3469
June 28, 2013	LPB Capital d/b/a Family Office Group, LLC and Gary J. Pappas (Order Dismissing Proceedings) Release No. 34-69885, IA-3619, AAER-3468
June 27, 2013	JBI, Inc., John Bordynuik and Ronald Baldwin, Jr. Release No. LR-22735, AAER-3466
June 26, 2013	Bruce W. Tomlinson, CPA Release No. 34-69860, AAER-3465
June 20, 2013	China MediaExpress Holdings, Inc. and Zheng Cheng Release No. LR-22731, AAER-3479 See Also: SEC Complaint
June 14, 2013	Rosenberg Rich Baker Berman & Company and Brian Zucker, CPA Release No. 34-69765, AAER-3464
June 7, 2013	China Natural Gas, Inc. and Qinan Ji Release No. LR-22719, AAER-3463
June 3, 2013	PACCAR Inc, et al. Release No. LR-22711, AAER-3462 See Also: SEC Complaint
May 29, 2013	Total, S.A. Release No. 34-69654, AAER-3461
May 28, 2013	Rajnish K. Das Release No. 34-69644, AAER-3459
May 28, 2013	Stormy L. Dean Release No. 34-69645, AAER-3460
May 15, 2013	RINO International Corporation, Dejun "David" Zou, and Jianping "Amy" Qiu Release No. LR-22699, AAER-3482 See Also: SEC Complaint
May 8, 2013	Subaye, Inc. and James T. Crane Release No. LR-22698, AAER-3458 See Also: SEC Complaint
April 30, 2013	Artfest International, Inc., et al. Brenda P. Murray, Chief Administrative Law Judge Release No. 485, 34-68902, 34-69676, AAER-4298 See Also: Order Instituting Proceedings, Release No. 34-68902 , Finality Order, Release No. 34-69676
April 26, 2013	John Michael Kelly, et al. Release No. LR-22688, AAER-3457
April 24, 2013	Capital One Financial Corporation, Peter A. Schnall, and David A. LaGassa Release No. 34-69442, AAER-3456
April 16, 2013	Parker Drilling Company Release No. LR-22672, AAER-3454 See Also: SEC Complaint
April 9, 2013	James C. Fields, CPA Release No. 34-69353, AAER-3453
April 5, 2013	Koninklijke Philips Electronics N.V. Release No. 34-69327, AAER-3452
April 4, 2013	Colleen Erin Kelly Bishop (CPA) Release No. 34-69306, AAER-3451
April 2, 2013	Eric J. Bur, CPA Release No. 34-69277, AAER-3450
March 22, 2013	Joseph Grendys et al. Release No. LR-22657, AAER-3449
March 5, 2013	Peak Wealth Opportunities, LLC and David W. Dube, CPA Release No. 34-69036, IA-3562, IC-30414, AAER-3448
March 5, 2013	Peak Wealth Opportunities, LLC and David W. Dube, CPA Release No. 34-69036, IA-3562, IC-30414, AAER-3448
Feb. 28, 2013	Keyuan Petrochemicals, Inc. and Aichun Li Release No. LR-22627, AAER-3447 See Also: SEC Complaint
Feb. 26, 2013	Fernando J. Espuelas et al. Release No. LR-22624, AAER-3446
Feb. 19, 2013	Michael Lowther, CPA Release No. 34-68949, AAER-3445
Feb. 6, 2013	Joseph J. Repko, CPA Release No. 34-68845, AAER-3444
Jan. 29, 2013	Brian D. Fox Release No. 34-68754, AAER-3442
Jan. 29, 2013	Lisa B. Hovan, CPA Release No. 34-68756, IA-3539, AAER-3443
Jan. 15, 2013	Kevin A. Howard, CPA Release No. 34-68661, AAER-3441
Jan. 11, 2013	Volt Information Sciences, Inc. and Debra L. Hobbs and Jack J. Egan, Jr. Release No. LR-22589, AAER-3439
Jan. 11, 2013	Eric Ashman, CPA Release No. 34-68628, AAER-3440
Jan. 9, 2013	Edward J. Woodard, Jr., Cynthia A. Sabol, CPA and Stephen G. Fields Release No. LR-22587, AAER-3437 See Also: SEC Complaint
Jan. 9, 2013	LSB Industries, Inc. and Jimmie Dean Jones, CPA Release No. 34-68611, AAER-3438
Jan. 9, 2013	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. 34-68605, AAER-3436
Jan. 4, 2013	Kenneth J. Abod, CPA Release No. 34-68591, AAER-3435

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