Accounting and Auditing Enforcement

Accounting and Auditing Enforcement Releases RSS Feed


Date Sort ascending	Respondents
Dec. 23, 2011	Craig On, CPA Release No. 34-66051, AAER-3350
Dec. 21, 2011	Eric Jon Strasser Release No. 34-66024, AAER-3349
Dec. 20, 2011	Aon Corporation Release No. LR-22203, AAER-3348
Dec. 16, 2011	Stuart W. Fuhlendorf Release No. LR-22199, AAER-3346
Dec. 16, 2011	Stuart W. Fuhlendorf, Release No. 34-65996, AAER-3347
Dec. 15, 2011	Juan Carlos Guillén Zerpa Release No. 34-65985, AAER-3345
Dec. 14, 2011	Kempisty & Company, Certified Public Accountants, P.C., Philip C. Kempisty, CPA, and John Anthony Rubino, CPA Release No. 34-65950, AAER-3344
Dec. 13, 2011	Uriel Sharef, Ulrich Bock, Carlos Sergi, Stephan Signer, Herbert Steffen, Andres Truppel and Bernd Regendantz Release No. LR-22190, AAER-3342 See Also: SEC Complaint
Dec. 13, 2011	Michael Resnick et al. Release No. LR-22192, AAER-3343
Dec. 5, 2011	Mark A. Konyndyk, CPA Release No. 34-65882, AAER-3339
Dec. 2, 2011	Nancy S.W. Chu et al. Release No. LR-22174, AAER-3341
Nov. 16, 2011	J.T. Battenberg, III and Paul Free Release No. LR-22156, AAER-3340
Nov. 16, 2011	Martha W. Vlcek, CPA Release No. 34-65755, AAER-3337
Nov. 16, 2011	Steven M. Des Champs, CPA Release No. 34-65754, AAER-3336
Nov. 16, 2011	Free, Paul, CPA Release No. 34-65759, AAER-3338
Nov. 7, 2011	Fernando J. Espuelas et al. Release No. LR-22147, AAER-3335
Nov. 3, 2011	Ran H. Furman (Corrected) Cameron Elliot, Administrative Law Judge Release No. 34-65680, AAER-3334
Oct. 25, 2011	William J. Tennant, CPA Release No. 34-65621, AAER-3332
Oct. 25, 2011	Anthony J. Cuti, CPA Release No. 34-65620, AAER-3331
Oct. 24, 2011	Koss Corporation and Michael J. Koss Release No. LR-22138, AAER-3330 See Also: SEC Complaint
Oct. 20, 2011	Michael G. Horsey, CPA, Michael D. Watson, CPA, and Sallie D. Feldman, CPA Release No. 34-65600, AAER-3329
Oct. 13, 2011	Watts Water Technologies, Inc. and Leesen Chang Release No. 34-65555, AAER-3328
Oct. 11, 2011	Thomas S. Wu, Ebrahim Shabudin, Thomas T. Yu, and Craig S. On Release No. LR-22121, AAER-3327 See Also: SEC Complaint
Oct. 6, 2011	Christopher Sells and Timothy Murawski Release No. LR-22116, AAER-3326 See Also: SEC Complaint
Oct. 3, 2011	Thomas Y. Jimenez (CPA) Release No. 34-65466, AAER-3325
Sept. 29, 2011	John Michael Kelly, Steven E. Rindner, Joseph A. Ripp, and Mark Wovsaniker Release No. LR-22109, AAER-3324
Sept. 27, 2011	LPB Capital d/b/a Family Office Group, LLC and Gary J. Pappas Release No. 34-65409, IA-3290, AAER-3323
Sept. 21, 2011	Larry Lee Crawford (CPA) Release No. 34-65377, AAER-3322
Sept. 16, 2011	Escala Group, Inc., Gregory Manning, and Larry Lee Crawford, CPA Release No. LR-22095, AAER-3321
Sept. 14, 2011	Wayne A. Pratt, CPA Release No. 34-65340, AAER-3320
Sept. 8, 2011	Deloitte Touche Tohmatsu CPA Ltd. Release No. LR-22088, AAER-3319 See Also: SEC court filing , and Application
Sept. 6, 2011	Ran H. Furman (Corrected) Cameron Elliot, Administrative Law Judge Release No. 34-65271, AAER-3318
Sept. 2, 2011	Travis W. Vrbas Release No. 34-65254, AAER-3316
Sept. 2, 2011	Leland G. Orr Release No. 34-65260, AAER-3317
Aug. 31, 2011	James Li, Thomas Chow, Roger Kao, and Wayne A. Pratt Release No. LR-22075, AAER-3315 See Also: SEC Complaint
Aug. 30, 2011	James O'Leary Release No. LR-22074, AAER-3314 See Also: SEC Complaint
Aug. 15, 2011	Michael Strauss, Stephen Hozie and Robert Bernstein Release No. LR-22067, AAER-3313
Aug. 5, 2011	Steven Scoppetuolo, CPA Release No. 34-65051, AAER-3312
Aug. 4, 2011	Karlheinz Redekopp Release No. LR-22060, AAER-3311
Aug. 4, 2011	Karlheinz Redekopp, CGA Release No. 34-65030, AAER-3310
Aug. 2, 2011	Jordan H. Mintz Release No. 34-65012, AAER-3309
July 29, 2011	James E. Koenig Release No. LR-22054, AAER-3308
July 27, 2011	Diageo plc Release No. 34-64978, AAER-3307
July 21, 2011	John N. Irwin, CPA Release No. 34-64941, AAER-3305
July 18, 2011	Robert D. Orr, Leland G. Orr, Michael S. Lowry, Michael S. Hess, Kyle L. Garst, and Travis W. Vrbas Release No. LR-22046, AAER-3304
July 14, 2011	Joseph F. Sofo, CPA Release No. 33-9237, IA-3239, AAER-3303
July 13, 2011	Armor Holdings, Inc. Release No. LR-22037, AAER-3302 See Also: SEC Complaint
July 5, 2011	John Raffle, David Applegate and Kathy Raffle Release No. LR-22027, AAER-3299 See Also: SEC Complaint
July 5, 2011	Lawrence Collins, CPA Release No. 34-64808, AAER-3300
July 1, 2011	Fernando J. Espuelas et al. Release No. LR-22023, AAER-3298
June 30, 2011	LaBarge, Inc. Release No. 34-64776, AAER-3297
June 27, 2011	Dohan + Company CPA, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA Carol Fox Foelak, Administrative Law Judge Release No. 420, 34-64970, AAER-3306 See Also: Finality Order, Release No. 34-64970
June 27, 2011	Peter L. Jensen and Thomas C. Tekulve, Jr. Release No. LR-22014, AAER-3301 See Also: SEC Complaint
June 22, 2011	Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA Release No. 34-64720, IA-3218, IC-29704, AAER-3296
June 21, 2011	Paul R. Allen Release No. LR-22007, AAER-3295 See Also: SEC Complaint
June 16, 2011	Farkas; Brown; Kissick; Kelly Release No. LR-22002, AAER-3294
June 14, 2011	Gregory Pasko, CPA Release No. 34-64669, AAER-3292
June 14, 2011	Huntington Bancshares, Inc.; Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA Release No. 34-64668, AAER-3291
June 14, 2011	Laurence D. Cohen (CPA) Release No. 34-64670, AAER-3293
June 8, 2011	Edwin Reese Davis, Jr. CPA Release No. 34-64621, AAER-3290
June 7, 2011	Mark C. Schwartzhoff Release No. 34-64613, AAER-3289
June 6, 2011	Livingston & Haynes, P.C., Kevin F. Howley, CPA and William W. Wood, CPA Release No. 34-64607, AAER-3288
June 3, 2011	Michael C. Pattison, CPA Cameron Elliot, Administrative Law Judge Release No. 34-64598, AAER-3287
June 2, 2011	Carl W. Jasper, CPA Release No. 34-64588, AAER-3286
May 23, 2011	John Scullin Release No. 34-64535, AAER-3285
May 13, 2011	Thor Industries, Inc., and Mark C. Schwartzhoff Release No. LR-21966, AAER-3280 See Also: SEC Complaint
May 13, 2011	George B. Doherty Release No. 34-64496, AAER-3281
May 13, 2011	GSI Group, Inc. Release No. 34-64498, AAER-3283
May 13, 2011	Peter DiSessa Release No. 34-64497, AAER-3282
May 11, 2011	Michael Baker Corporation, John Scullin and Dennis Higgins Release No. LR-21962, AAER-3279 See Also: SEC Complaint
May 11, 2011	Michael Higgins, CPA Release No. 34-64471, AAER-3278
May 4, 2011	Robert D. Orr, Leland G. Orr, Michael S. Lowry, Michael S. Hess, Kyle L. Garst, and Travis W. Vrbas Release No. LR-21957, AAER-3276 See Also: SEC Complaint
May 3, 2011	Rockwell Automation, Inc. Release No. 34-64380, AAER-3274
May 3, 2011	Aron R. Carr, CPA Release No. 34-64382, AAER-3275
April 21, 2011	Terry M. Phillips Release No. LR-21941, AAER-3273
April 20, 2011	Duane Martin and Gary Trump Release No. LR-21939, AAER-3272
April 19, 2011	Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling Release No. LR-21938, AAER-3271
April 14, 2011	Rebecca Lynn Higgins Release No. LR-21930, AAER-3270 See Also: SEC Complaint
April 11, 2011	Brian D. Fox Release No. LR-21926, AAER-3284 See Also: SEC Complaint
April 8, 2011	Johnson & Johnson Release No. LR-21922, AAER-3261 See Also: SEC Complaint
April 8, 2011	Jeffery Q. Johnson, CPA and Steven M. Hanni, CPA Release No. 34-64278, AAER-3265
April 8, 2011	Nicole Rae Kaplan, CPA Release No. 34-64271, AAER-3262
April 8, 2011	Chisholm, Bierwolf, Nilson & Morrill, LLC Release No. 34-64280, AAER-3267
April 8, 2011	Troy F. Nilson, CPA Release No. 34-64277, AAER-3264
April 8, 2011	Kempisty & Company, Certified Public Accountants, P.C., Philip C. Kempisty, CPA, and John Anthony Rubino, CPA Release No. 34-64289A, AAER-3269A
April 8, 2011	Todd D. Chisholm, CPA Release No. 34-64279, AAER-3266
April 8, 2011	Yatin Dilip Mody, CPA Release No. 34-64272, AAER-3263
April 8, 2011	Kentucky Energy, Inc., Eugene Chiaramonte, III and Clear Mountain Associates, LLC Release No. 34-64288, AAER-3268
April 5, 2011	Satyam Computer Services Limited d/b/a Mahindra Satyam Release No. LR-21915, AAER-3258 See Also: SEC Complaint
April 5, 2011	Lovelock & Lewes, Price Waterhouse, Bangalore, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., Calcutta Release No. 34-64184, AAER-3257
April 5, 2011	Michael C. Pattison, CPA Cameron Elliot, Administrative Law Judge Release No. 34-64190, AAER-3260
April 5, 2011	Marc E. Bercoon Release No. 34-64185, AAER-3259
April 1, 2011	Joseph J. Monterosso, et. al. Release No. LR-21913, AAER-3256
March 24, 2011	Ball Corporation Release No. 34-64123, AAER-3255
March 18, 2011	International Business Machines Corporation Release No. LR-21889, AAER-3254 See Also: SEC Complaint
March 11, 2011	Carl W. Jasper, CPA Release No. 34-64077, AAER-3253
March 9, 2011	Fernando J. Espuelas et al. Release No. LR-21880, AAER-3252
March 8, 2011	Sujata Sachdeva Release No. 34-64049, AAER-3251
March 4, 2011	Ian J. McCarthy Release No. LR-21873, AAER-3250
March 3, 2011	S. Blair Abernathy, CPA Release No. 34-64025, AAER-3249

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