SEC and Markets Data
As required by the Foundations for Evidence-Based Policymaking Act of 2018, the Securities and Exchange Commission (SEC) publishes information about the Chief Data Officer and SEC data governance materials.
The SEC Data Management Board is the principal internal Commission forum for addressing SEC data management standards, priorities, policies, and practices. The Commission's Chief Data Officer serves as chair of the Board. Membership of the Board, which meets approximately quarterly, includes senior leaders from the SEC's divisions and offices.
In response to the Open Government Initiative requiring each agency to identify and publish online high-value data, the Securities and Exchange Commission is making available the following data sets.
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Information About Registered Investment Advisers and Exempt Reporting Advisers The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. |
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Business Development Company Report This report provides basic identification information for all entities with an "active" filing status that have been issued an 814- reporting number. |
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Investment Company Series and Class Information The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. |
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Closed-End Fund Information This report provides basic identification information for all entities with an "active" filing status that are organized as closed-end investment companies (closed-end funds or CEFs). |
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Money Market Fund Information This report provides basic identification information for all entities that are organized as Money Market Mutual Funds (MMFs), and that have filed Form N-MFP with the Commission. |