Comments on BOX Options Exchange LLC (BOX) Rulemaking
Notice of Filing of a Proposed Rule Change in Connection with the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange
[Release No. 34-87868; File No. SR-BOX-2019-37]
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Apr. 10, 2020 | Kevin Romero |
Feb. 25, 2020 | David A. Schrader, Partner, Paykin Krieg & Adams, LLP |
Jan. 13, 2020 | Ellen Greene, Managing Director, SIFMA |
Meetings with SEC Officials
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May 6, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a April 30, 2020, meeting with representatives of the Boston Security Token Exchange |
Apr. 13, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a April 3, 2020, meeting with representatives of the Boston Security Token Exchange |
Apr. 3, 2020 | Memorandum from the Office of the Chairman regarding an April 3, 2020, meeting with representatives of the Boston Security Token Exchange LLC |
Apr. 3, 2020 | Memorandum from the Office of Commissioner Hester Peirce regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange |
Jan. 16, 2020 | Memorandum from the Office of the Chairman regarding a January 8, 2020, meeting with representatives of the Boston Security Token Exchange LLC |
Jan. 10, 2020 | Memorandum from the Division of Trading and Markets regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange and Sidley Austin LLP |
Jan. 9, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 7, 2020, meeting with representatives of the Boston Security Token Exchange |