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Comments on Proposed Rule: Family Offices

[Release No. IA-3098; File No. S7-25-10]

See also: Comments on Dodd-Frank Act, Title IV, Family Offices Exclusion


May 19, 2011 Memorandum from the Office of the Chairman regarding a May 19, 2011, meeting with representatives of The Private Investor Coalition
May 17, 2011 F. Peter Conaty, Jr., Director, Richards Layton & Finger
Mar. 21, 2011 Shearman & Sterling LLP
Jan. 20, 2011 Winstead PC
Jan. 20, 2011 Winstead PC
Dec. 10, 2010 Howard Dicker, Chair, Securities Regulation Committee, Business Law Section, New York State Bar Association
Dec. 8, 2010 Jason S. Kaplan, Schulte Roth & Zabel LLP
Nov. 29, 2010 Dechert LLP
Nov. 19, 2010 Ryan M. Harding, McDermott Will Emery LLP, Chicago, Illinois
Nov. 18, 2010 American Benefits Council, Committee on the Investment of Employee Benefit Assets
Nov. 18, 2010 Shearman & Sterling LLP
Nov. 18, 2010 Richard L. Dees, McDermott Will & Emery LLP
Nov. 18, 2010 Ira I. Roxland, SNR Denton US LLP
Nov. 18, 2010 Foley & Lardner LLP
Nov. 18, 2010 Philip B. Sears, McAfee & Taft
Nov. 18, 2010 Christopher A. Klem, Ropes & Gray LLP
Nov. 18, 2010 Alan Goldberg, K & L Gates LLP
Nov. 18, 2010 Carleen L. Schreder, Levin Schreder & Carey Ltd.
Nov. 18, 2010 Edwin C. Laurenson, McDermott Will & Emery LLP
Nov. 18, 2010 Marco V. Masotti, Paul, Weiss, Rifkind, Wharton & Garrison LLP
Nov. 18, 2010 Ira I. Roxland, SNR Denton US LLP
Nov. 18, 2010 John P.C. Duncan, Duncan Associates
Nov. 18, 2010 Jonathan S. Adler, Fried, Frank, Harris, Shriver & Jacobson LLP
Nov. 18, 2010 Holly L. Carmichael, J.D., C.P.A., Alliance Defense Fund
Nov. 18, 2010 Tannenbaum Helpern Syracuse & Hirschtritt LLP
Nov. 18, 2010 Gary V. Post, The Blum Firm, P.C.
Nov. 18, 2010 Teri A. Lindquist, Perkins Coie
Nov. 18, 2010 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities and Alan F. Rothschild, Jr., Chair, Section of Real Property, Trust and Estate Law, American Bar Association
Nov. 18, 2010 Henry D. Kahn, Hogan Lovells US LLP
Nov. 18, 2010 Michele Ilene Ruiz, Sidley Austin LLP
Nov. 18, 2010 Leor Landa, Paula Ryan and Jeffrey N. Schwartz, Davis Polk & Wardwell LLP
Nov. 18, 2010 Douglas P. Regan, President, Northern Trust
Nov. 18, 2010 American Benefits Council, Committee on the Investment of Employee Benefit Assets
Nov. 18, 2010 Thomas S. Harman, Morgan, Lewis & Bockius LLP
Nov. 18, 2010 Scott A. Moehrke, P.C., Kirkland & Ellis LLP
Nov. 18, 2010 Steven Lofchie, Cadwalader, Wickersham & Taft LLP
Nov. 18, 2010 David H. Pankey, McGuireWoods LLP
Nov. 18, 2010 Diane E. Puthoff, Esq., Lane and Waterman LLP
Nov. 18, 2010 Marvin E. Blum, The Blum Firm, P.C.
Nov. 18, 2010 Larry P. Laubach, Cozen O'Connor
Nov. 18, 2010 W. Scott McGinness, Jr., Miller & Martin PLLC
Nov. 18, 2010 Joseph J. Kochanek
Nov. 18, 2010 Thomas W. Abendroth, Schiff Hardin LLP
Nov. 18, 2010 Mary C. Moynihan, Perkins Coie
Nov. 17, 2010 Christopher J. Dine, Vlasic Investments, L.L.C
Nov. 17, 2010 Bruce A. Mackenzie
Nov. 17, 2010 David S. Guin, Head of U.S. Securities Practice Group and Christopher R. Uzpen, Co-Head of Family Office Practice Group, Withers Bergman LLP
Nov. 17, 2010 Debra L. Stetter, Schiff Hardin LLP
Nov. 17, 2010 Martin E. Lybecker, Perkins Coie
Nov. 17, 2010 Martin E. Lybecker, Perkins Coie
Nov. 17, 2010 Donald D. Kozusko, Rashad Wareh, and Miles Padgett, Kozusko Harris Vetter Wareh LLP
Nov. 17, 2010 Timothy M. Clark, Proskauer Rose LLP
Nov. 17, 2010 David S. Guin, Head of U.S. Securities Practice Group and Christopher R. Uzpen, Co-Head of Family Offce Practice Group, Withers Bergman LLP
Nov. 17, 2010 Kenneth J. Stuart, Becker, Glynn, Melamed, Muffly LLP
Nov. 17, 2010 Richard T. Prins and Lawrence D. Frishman, Skadden, Arps, Slate, Meagher & Flom LLP
Nov. 17, 2010 Jerome Caulfield, Carter Ledyard Milburn LLP
Nov. 17, 2010 James R. Kelley, Neal & Harwell, PLG
Nov. 17, 2010 Willkie Farr & Gallagher LLP
Nov. 17, 2010 Martin Sklar, Kleinberg, Kaplan, Wolff Cohen, P.C.
Nov. 17, 2010 Paul T. Metzger, K & L Gates LLP
Nov. 17, 2010 Scott Schley
Nov. 17, 2010 Rufus King, Goodwin Procter LLP
Nov. 17, 2010 Steven Williamson, Bessemer Securities
Nov. 17, 2010 George Lee, Lee and Stone LLP
Nov. 17, 2010 Randal Kaltenmark, Barnes Thornburg LLP
Nov. 17, 2010 Russell R. Rosler, Vorys, Sater, Seymour and Pease LLP
Nov. 17, 2010 Bob Dedman
Nov. 17, 2010 Wendell Faria, Paul, Hastings, Janofsky Walker LLP
Nov. 17, 2010 Thomas D. Balliett, Kramer Levin Naftalis & Frankel LLP
Nov. 16, 2010 Sara S. Hamilton, Founder and CEO, Family Office Exchange, LLC
Nov. 16, 2010 Patricia A. Poglinco and Robert B. Van Grover, Seward & Kissel LLP
Nov. 16, 2010 Patricia A. Thompson, Chair, AICPA Tax Executive Committee, and Clark M. Blackman II, Chair, AICPA Personal Financial Planning Executive Committee, American Institute of Certified Public Accountants
Nov. 16, 2010 Timothy M. Clark, Proskauer Rose LLP
Nov. 16, 2010 Jeffrey K. Gonya, Attorney, Baltimore, Maryland
Nov. 16, 2010 Micheal E. Flynn, Stradling Yocca Carlson & Rauth
Nov. 15, 2010 Yolanda Chavez Knull
Nov. 15, 2010 James R. Clark
Nov. 15, 2010 Barbara A. Bowman, Bodman LLP, Detroit, Michigan
Nov. 13, 2010 Eugene Lipitz, CIO, Commodore Management Ltd.
Nov. 12, 2010 Michael M. Lyons, Buchanan Ingersoll & Rooney PC
Nov. 12, 2010 Bruce P. Flynn, Perkins Coie
Nov. 12, 2010 Allen B. Levithan, Member, Lowenstein Sandler PC
Nov. 11, 2010 David F. Freeman, Jr., Arnold & Porter, LLP, Washington, District of Columbia
Nov. 10, 2010 Martin E. Lybecker, Perkins Coie, on behalf of The Private Investor Coalition, Inc.
Nov. 10, 2010 David M. Mahle, Jones Day, on behalf of Parkland Management Company
Nov. 10, 2010 Robert J. Tannous, Porter Wright Morris & Arthur LLP, on behalf of The Crane Family Office
Nov. 10, 2010 Winston & Strawn LLP
Nov. 3, 2010 Stephen A. Magida
Nov. 3, 2010 Stephen J. Tall, Fort Worth, Texas
Nov. 2, 2010 Karl T. Muth, The London School of Economics and Political Science
Nov. 1, 2010 Thomas V. Cliff
Oct. 29, 2010 Scott McCormack, Granite Capital Management
Oct. 18, 2010 Robert Stenson
Oct. 15, 2010 Terence Bosley

 

http://www.sec.gov/comments/s7-25-10/s72510.shtml

Modified: 05/25/2011