Rick FlemingFormer Investor Advocate Previous SEC Positions: Investor Advocate: Feb. 2014 - July 2022 Speeches and Statements Investor Protection in the Age of Gamification: Game Over for Regulation Best Interest? Oct. 13, 2021 Dual-Class Shares: A Recipe for Disaster Oct. 15, 2019 Statement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers June 5, 2019 Important Issues for Investors in 2019 April 8, 2019 Mandatory Arbitration: An Illusory Remedy for Public Company Shareholders Feb. 24, 2018 Enhancing the Demand for IPOs May 9, 2017 View More