ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

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Date Respondents
Bluforest, Inc.
Release No. AP-6101
File Number: 3-17558
Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation.
Release No. AP-6114
File Number: 3-18219
Atomic Paintball, Inc. North American Oil & Gas Corp. VelaTel Global Communications, Inc.
Release No. AP-6110
File Number: 3-17991
Angela Rubbo Beckcom Monaco
Release No. AP-6115
File Number: 3-18481
Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc.
Release No. AP-6111
File Number: 3-18378
New Global Energy, Inc.
Release No. AP-6112
File Number: 3-18405
Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.)
Release No. AP-6113
File Number: 3-18210
Huixin Waste Water Solutions, Inc.
Release No. AP-6109
File Number: 3-18187
John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy"
Release No. AP-6093
File Number: 3-15255
Energy Edge Technologies Corp. Focus Gold Corp. New York Sub Co.
Release No. AP-6089
File Number: 3-18038
Hedgebrook JayHawk Energy, Inc. Rubicon Financial, Inc.
Release No. AP-6085
File Number: 3-18484
Gainer, Jeffrey
Release No. AP-6090
File Number: 3-18130
Aesoph, John J., CPA Bennett, Darren M., CPA
Release No. AP-6086
File Number: 3-15168
Hallas, Demitrios
Release No. AP-6091
File Number: 3-18229
Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc.
Release No. AP-6087
File Number: 3-18500
Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc.
Release No. AP-6083
File Number: 3-18201
Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D.
Release No. AP-6092
File Number: 3-16353
Lawler, Joe
Release No. AP-6088
File Number: 3-17650
America Greener Technologies, Inc. MV Portfolios, Inc. Trycera Financial, Inc.
Release No. AP-6084
File Number: 3-18490
Halek, Jason A.
Release No. AP-6097
File Number: 3-18534
Altovida Inc. Aurora Gold Corporation Auxillium Energy, Inc. Silver Falcon Mining, Inc.
Release No. AP-6098
File Number: 3-18104
Mullan Agritech, Inc. ReliaBrand, Inc. UBL Interactive, Inc.
Release No. AP-6094
File Number: 3-18501
Schooler, Louis V.
Release No. AP-6099
File Number: 3-17115
Solaris Power Cells, Inc. Stragenics, Inc. Ultimate Rack Inc.
Release No. AP-6095
File Number: 3-18489
American-Swiss Capital, Inc. Aquilarts, Inc. Avalon Holding Group, Inc. Broadstreet Power, Inc. (f/k/a Summer Valley Acquisition Corp.)
Release No. AP-6100
File Number: 3-18156
Dekel, Roy
Release No. AP-6096
File Number: 3-17751
Gamzio Mobile, Inc. Gold Hill Resources, Inc., J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F.
Release No. AP-6079
File Number: 3-18170, 3-15446
Bohai Pharmaceuticals Group Inc.
Release No. AP-6075
File Number: 3-18151
J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F.
Release No. AP-6080
File Number: 3-15446
Cardinal Resources, Inc. StationDigital Corp.
Release No. AP-6076
File Number: 3-18004
Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc.
Release No. AP-6081
File Number: 3-18480
Hall Tees, Inc. Hosokawa Micron International, Inc. James River Coal Company Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.) Self Change Corporation
Release No. AP-6077
File Number: 3-18155
Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc.
Release No. AP-6082
File Number: 3-17990
Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp.
Release No. AP-6078
File Number: 3-17366
Green Parts International, Inc. Integrated Environmental Technologies, Ltd. M2 Ngage Group Inc. (n/k/a Troika Media Group)(a/k/a Roomlinx Inc.) Urban Barns Foods, Inc.
Release No. AP-6068
File Number: 3-18497
Kessler, Richard W.
Release No. AP-6069
File Number: 3-18535
Reyes, Gerardo E.
Release No. AP-6070
File Number: 3-18126
Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M.
Release No. AP-6071
File Number: 3-17595
Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc.
Release No. AP-6072
File Number: 3-18191
Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc.
Release No. AP-6073
File Number: 3-18199
Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc.
Release No. AP-6074
File Number: 3-18190
COPsync, Inc. Falconridge Oil Technologies Corp. FLASR, Inc. Fonon Corp.
Release No. AP-6059
File Number: 3-18496
China Hefeng Rescue Equipment, Inc. Greenworld Development, Inc. Mountain National Bancshares, Inc. UCP Holdings, Inc.
Release No. AP-6055
File Number: 3-18179
CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc.
Release No. AP-6051
File Number: 3-18141
Mackenzie Taylor Minerals, Inc. Raptor Resources Holdings, Inc. Shoshone Silver Gold Mining Co. VR Holdings, Inc.
Release No. AP-6063
File Number: 3-18149
T3 Holdings, Inc. Vortronnix Technologies, Inc.
Release No. AP-6060
File Number: 3-18023
GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp.
Release No. AP-6056
File Number: 3-18204
Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc.
Release No. AP-6052
File Number: 3-17935
Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA
Release No. AP-6064
File Number: 3-16339
KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp.
Release No. AP-6057
File Number: 3-18207
Changda International Holdings, Inc.
Release No. AP-6053
File Number: 3-17029
Gibson, Christopher M.
Release No. AP-6061
File Number: 3-17184
Play La Inc. Titan Trading Analytics, Inc.
Release No. AP-6058
File Number: 3-18492
Tintic Gold Mining Company
Release No. AP-6054
File Number: 3-18157
Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W.
Release No. AP-6050
File Number: 3-17849
Winkelmann, James A. Sr. Blue Ocean Portfolios, LLC, RD Legal Capital, LLC Dersovitz, Roni
Release No. AP-6062
File Number: 3-17253, 3-17342
Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A.
Release No. AP-6067
File Number: 3-17716
Marshall, Clayton T.
Release No. AP-6065
File Number: 3-15783
Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A.
Release No. AP-6066
File Number: 3-17716
Evolucia, Inc. Legend International Holdings, Inc. OSL Holdings, Inc.
Release No. AP-6044
File Number: 3-18014
Black Diamond Asset Management LLC Wilson, Robert
Release No. AP-6040
File Number: 3-18099
GL Capital Partners, LLC, GL Investment Services, LLC
Release No. AP-6036
File Number: 3-17818, 3-17819
AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.)
Release No. AP-6045
File Number: 3-17743
Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp.
Release No. AP-6041
File Number: 3-18223
AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc.
Release No. AP-6037
File Number: 3-18095
Vitale, Joseph
Release No. AP-6033
File Number: 3-18252
Saving2Retire, LLC Young, Marian P.
Release No. AP-6046
File Number: 3-17352
China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company
Release No. AP-6042
File Number: 3-18097
Zufelt, Anthony C.
Release No. AP-6038
File Number: 3-17907
Snisky, Gary C.
Release No. AP-6034
File Number: 3-17645
Ibex Advanced Mortgage Technology, Inc.
Release No. AP-6043
File Number: 3-18047
Cibolan Gold Corporation Medbook World Inc. Pacific Gold Corp. Sungame Corporation (n/k/a Freevi Corp.)
Release No. AP-6039
File Number: 3-18077
Medicus Homecare Inc.
Release No. AP-6035
File Number: 3-18081
A.C. Simmonds and Sons, Inc. Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Game Plan Holdings, Inc. HashingSpace Corp.
Release No. AP-6048
File Number: 3-17999
E-Waste Systems, Inc.
Release No. AP-6049
File Number: 3-18107
Herman, Rosalind
Release No. AP-6047
File Number: 3-17828
Lloyd, Paul Edward "Ed", Jr., CPA
Release No. AP-6031
File Number: 3-16182
Mosshart, Joshua D.
Release No. AP-6027
File Number: 3-18422
China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp.
Release No. AP-6032
File Number: 3-17886
China Du Kang Co., Ltd.
Release No. AP-6028
File Number: 3-18106
IMK GROUP, INC. Mobilebits Holdings Corporation National Energy Services, Inc. Power of the Dream Ventures Inc.
Release No. AP-6029
File Number: 3-18203
Gibson, John Austin, Jr.
Release No. AP-6025
File Number: 3-17856
Infinity Real Estate Holdings Corporation International Industrial Enterprise, Inc. Scor International Foods, Inc. Xhibit Corp.
Release No. AP-6030
File Number: 3-18217
Griffin, James P.
Release No. AP-6026
File Number: 3-17848
Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp.
Release No. AP-5995
File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Penn, Lawrence E., III
Release No. AP-5991
File Number: 3-18288
Stitt, Andrew
Release No. AP-5992
File Number: 3-17621
BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co.
Release No. AP-5993
File Number: 3-16604
Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA
Release No. AP-5989
File Number: 3-16339
Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co.
Release No. AP-5994
File Number: 3-18017
Addington, Bryan Lee
Release No. AP-5990
File Number: 3-18545
FuelNation, Inc. 3D Total Solutions, Inc.
Release No. AP-6011
File Number: 3-18551
JuQun, Inc. Live Brands, Inc. Nevada Gold Corp. Nexus Data Technologies Corporation
Release No. AP-6007
File Number: 3-18193
Lee, Christopher M., aka Rashid K. Khalfani
Release No. AP-6003
File Number: 3-18454
GeoGlobal Resources, Inc. USA Synthetic Fuel Corp.
Release No. AP-5999
File Number: 3-18153
Bercowy, Gregory M.
Release No. AP-6012
File Number: 3-18508
HydroPhi Technologies Group, Inc. iTalk Inc. Soellingen Advisory Group, Inc. U.S. Rare Earths, Inc.
Release No. AP-6008
File Number: 3-18208
Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc.
Release No. AP-6004
File Number: 3-18092
Reyftmann, Gregory
Release No. AP-6000
File Number: 3-17959
CNK Global Inc. (a/k/a American Life Holding Co. Inc.)
Release No. AP-5996
File Number: 3-18082
801 to 900 of 7577 items