ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
May 13, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
May 9, 2002	F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
April 29, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 23, 2002	Craig P. Scanlon Release No. 3-10698
April 23, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 17, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 15, 2002	Harvest Financial Corporation, Inc., Frank D. Ruscetti, and Robert A. Papariella Release No. 3-10739
April 11, 2002	Robert Bruce Lohmann Release No. 3-10611
April 10, 2002	Lee E. Gahr Release No. 3-10648
April 5, 2002	Rajiv Vohra Release No. 3-10596 File Number: 3-10596
April 4, 2002	John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
April 1, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 15, 2002	H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa Release No. 3-10140
March 13, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 13, 2002	Bruce E. Straughn Release No. 3-10640 File Number: 3-10640
March 12, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 12, 2002	Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
March 8, 2002	Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
March 4, 2002	F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
March 4, 2002	Ellsworth Wayne McLaws and Alan Clagg Release No. 3-10535 File Number: 3-10535
March 1, 2002	WSF Corporation Release No. 3-10668
Feb. 28, 2002	Chris Woessner Release No. 3-10607
Feb. 28, 2002	Bruce E. Straughn Release No. 3-10640
Feb. 20, 2002	Clarke T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007
Feb. 15, 2002	Clarke T. Blizzard, et al. Release No. 3-10007
Feb. 4, 2002	Chris Woessner Release No. 3-10607
Jan. 4, 2002	Bruce E. Straughn Release No. 3-10640
Jan. 4, 2002	Merrimac Advisors Company and Fredric J. French Release No. 3-10594 File Number: 3-10594
Dec. 12, 2001	Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc. Release No. 3-10007
Dec. 7, 2001	Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
Nov. 27, 2001	Toks Inc. Release No. 3-10635
Nov. 27, 2001	Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Release No. 3-10624
Nov. 20, 2001	Michael A. Furr Release No. 3-10581 File Number: 3-10581
Nov. 15, 2001	Robert Bruce Lohmann Release No. 3-10611
Oct. 22, 2001	Madera International, Inc. Release No. 3-10577
Oct. 9, 2001	Jean-Paul Bolduc, et al. Release No. 3-9793
Oct. 4, 2001	Jonathan Aerospace Materials, Corp. Release No. 3-10585
Oct. 3, 2001	James L. Binge and Eric V. Bartoli Release No. 3-10526 File Number: 3-10526
July 23, 2001	Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza, and Wayne W. Schumacher Release No. 3-10470 File Number: 3-10470
July 18, 2001	Am-Pac International, Inc. Release No. 3-10503 File Number: 3-10503
June 29, 2001	Van R. Lewis III Release No. 3-10467 File Number: 3-10467
April 12, 2001	Mumtaz Saxena Release No. 3-10319 File Number: 3-10319
March 14, 2001	Kevin E. Orton, CPA, and Orton & Company Release No. 3-9872
Feb. 28, 2001	Clark T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007
Dec. 13, 2000	Craig Consumer Electronics, Inc. Release No. 3-10315 File Number: 3-10315
Aug. 16, 2000	Lambert D. Vander Tuig Release No. 3-10223
May 30, 2000	Systems of Excellence Release No. 3-10170
April 13, 2000	Kenneth R. Starnes Release No. 3-10105 File Number: 3-10105
Dec. 21, 1999	Taft Womack and Frank Gaines Release No. 3-10064 File Number: 3-10064
Dec. 21, 1999	Peachtree Stock Transfer and Robert J. Crain, Jr. Release No. 3-9989 File Number: 3-9989
Nov. 5, 1999	Gary J. Pierce and C.S.I. AG. Release No. 3-9892
Nov. 1, 1999	Dynamic American Corporation Release No. 3-9951
Oct. 14, 1999	American Telephone + Data, Inc. Release No. 3-9946
Aug. 3, 1999	Jon Mark Stewart Release No. 3-9665 File Number: 3-9665
July 19, 1999	Lila Keith Release No. 3-9894
Feb. 9, 1999	Randy Depoister Release No. 3-9728, IA-1788 File Number: 3-9728
Dec. 30, 1998	Thomas Anthony Calise Release No. 3-9566
Sept. 28, 1998	Christopher M. Pedersen Release No. 3-9635 File Number: 3-9635
Aug. 13, 1997	Combined Companies International Corp. Release No. 3-9322 File Number: 3-9322
July 11, 1997	Dennis Lindsay Helliwell Release No. 3-9210 File Number: 3-9210
April 17, 1997	Peter M. Harrington Release No. 3-9205 File Number: 3-9205
Jan. 24, 1997	Ronald M. Zook Release No. 3-9059
Jan. 16, 1997	Bernard Zelenka Release No. 3-9130 File Number: 3-9130
Jan. 8, 1997	Republic International Corporation Release No. 3-9112 File Number: 3-9112
Oct. 2, 1996	Daniel D. Dietrich and Robert J. Judge; Carol Fox Foelak, Administrative Law Judge Release No. 3-9050 File Number: 3-9050
July 3, 1996	Wendell Jeffrey Lee Release No. 3-9013
May 3, 1996	Kenneth A. Zak Release No. 3-8961 File Number: 3-8961
April 23, 1996	Eugene Konev Release No. 3-8957 File Number: 3-8957
April 3, 1996	George J. Conway Release No. 3-8929 File Number: 3-8929
April 3, 1996	Michael J. Randy Release No. 3-8930 File Number: 3-8930
March 13, 1996	Stuart, Coleman & Co., Inc. Release No. 3-8781 File Number: 3-8781
March 13, 1996	Stuart, Coleman & Co., Inc. Release No. 3-8781 File Number: 3-8781
March 7, 1996	M. Rimson & Co., Inc., Moshe Rimson, Jonathan Mende & Associates, Inc., Jonathan Aurielio Mende, Todd Levaughn Hickman, Christian Jean-Marie Girodet, Mitchell Aguirre, Claudio Peter Iodice, III, Alex David Shindman, Yevgeny G. Shkilko, David Feyjin and Roger Dantoni, III; Lillian A. McEwen, Administrative Law Judge Release No. 3-8772 File Number: 3-8772
March 1, 1996	Investors Income Systems of Florida, Inc. Release No. 3-8924 File Number: 3-8924
Feb. 28, 1996	Greg M. Anderson and Russell G. Koch Release No. 3-8832
Feb. 16, 1996	American Aricraft Corporation Release No. 3-8920 File Number: 3-8920
Feb. 2, 1996	Robert E. Lindley Release No. 3-8897

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