Breadcrumb

ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort ascending Respondents
Release No. 3-11179
Release No. 3-11229
Release No. 3-11084
Release No. 3-11084
Release No. 3-9793
Release No. 3-11247
Release No. 3-11221
File Number: 3-11221
Release No. 3-11223
File Number: 3-11223
Release No. 3-11225
File Number: 3-11225
Release No. 3-11179
Release No. 3-11179
Release No. 3-11182
File Number: 3-11182
Release No. 3-11210
File Number: 3-11210
Release No. 3-11010
Release No. 3-11181
Release No. 3-11183
File Number: 3-11183
Release No. 3-11087
File Number: 3-11087
Release No. 3-11087
File Number: 3-11087
Release No. 3-9793
Release No. 3-11012
Release No. 3-11104
File Number: 3-11104
Release No. 3-11104
Release No. 3-10229
Release No. 3-11002
Release No. 3-10765
Release No. 3-11059
File Number: 3-11059
Release No. 3-9933
Release No. 3-11037
File Number: 3-11037
Release No. 3-11044
File Number: 3-11044
Release No. 3-10936
Release No. 3-9933
Release No. 3-10997
Release No. 3-10765
Release No. 3-10933
Release No. 3-10765
Release No. 3-10945
File Number: 3-10945
Release No. 3-10936
Release No. 3-10933
Release No. 3-9793
Release No. 3-9793
Release No. 3-11016
File Number: 3-11016
Release No. 3-11017
File Number: 3-11017
Release No. 3-10936
Release No. 3-10933
Release No. 3-10884
Release No. 3-10936
Release No. 3-10765
Release No. 3-10765
Release No. 3-10765
Release No. 3-10871
File Number: 3-10871
Release No. 3-10946
File Number: 3-10946
Release No. 3-10931
Release No. 3-9148
Release No. 3-10765
Release No. 3-10895
Release No. 3-10929
Release No. 3-10996
File Number: 3-10996
Release No. 3-10007
Release No. 3-10927
Release No. 3-10007
Release No. 3-10875
Release No. 3-10607
Release No. 3-10607
Release No. 3-10765
Release No. 3-10933
Release No. 3-9161
Release No. 3-10909
Release No. 3-10625
Release No. 3-10890
File Number: 3-10890
Release No. 3-10923
File Number: 3-10923
Release No. 3-10765
Release No. 3-10893
File Number: 3-10893
Release No. 3-10886
Release No. 3-10900
File Number: 3-10900
Release No. 3-10765
Release No. 3-10886
Release No. 3-10765
Release No. 3-10892
File Number: 3-10892
Release No. 3-10895
Release No. 3-10784
Release No. 3-10865
File Number: 3-10865
Release No. 3-10875
Release No. 3-10765
Release No. 3-10855
File Number: 3-10855
Release No. 3-10830
File Number: 3-10830
Release No. 3-9933
Release No. 3-10768
File Number: 3-10768
Release No. 3-10140
Release No. 3-10702
File Number: 3-10702
Release No. 3-10783
File Number: 3-10783
Release No. 3-10786, 34-46710
See Also: Rel. No. 34-46710
Release No. 3-10770
File Number: 3-10770
Release No. 3-10702
File Number: 3-10702
Release No. 3-10767
File Number: 3-10767
Release No. 3-10765
Release No. 3-10702
File Number: 3-10702
Release No. 3-10768
Release No. 3-10007
Release No. 3-10230
Release No. 3-10355