ALJ Orders: Administrative Law Judges
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
ALJ Orders: Administrative Law Judges Table
Respondents
|
|
---|---|
Date: |
Respondents:
Release No.
3-12399
|
Date: |
Respondents:
Release No.
3-12439
|
Date: |
Respondents:
Release No.
3-12355
|
Date: |
Respondents:
Release No.
3-12357
|
Date: |
Respondents:
Release No.
3-12359
|
Date: |
Respondents:
Release No.
3-12357
|
Date: |
Respondents:
Release No.
3-12312
|
Date: |
Respondents:
Release No.
3-12228
|
Date: |
Respondents:
Release No.
3-12368
|
Date: |
Respondents:
Release No.
3-12380
|
Date: |
Respondents:
Release No.
3-12375
|
Date: |
Respondents:
Release No.
3-12228
|
Date: |
Respondents:
Release No.
3-12388
|
Date: |
Respondents:
Release No.
3-12379
|
Date: |
Respondents:
Release No.
3-12390
|
Date: |
Respondents:
Release No.
3-12297
|
Date: |
Respondents:
Release No.
3-12353
|
Date: |
Respondents:
Release No.
3-12381
|
Date: |
Respondents:
Release No.
3-12380
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12375
|
Date: |
Respondents:
Release No.
3-11909
|
Date: |
Respondents:
Release No.
3-12352
|
Date: |
Respondents:
Release No.
3-11390
|
Date: |
Respondents:
Release No.
3-12327
|
Date: |
Respondents:
Release No.
3-12250
|
Date: |
Respondents:
Release No.
3-12271
|
Date: |
Respondents:
Release No.
3-12270
|
Date: |
Respondents:
Release No.
3-12179
|
Date: |
Respondents:
Release No.
3-12172
|
Date: |
Respondents:
Release No.
3-11626
|
Date: |
Respondents:
Release No.
3-12150
|
Date: |
Respondents:
Release No.
3-12254
|
Date: |
Respondents:
Release No.
3-12208
|
Date: |
Respondents:
Release No.
3-12166
|
Date: |
Respondents:
Release No.
3-12239
|
Date: |
Respondents:
Release No.
3-11979
|
Date: |
Respondents:
Release No.
3-12128
|
Date: |
Respondents:
Release No.
3-12178
|
Date: |
Respondents:
Release No.
3-11979
|
Date: |
Respondents:
Release No.
3-12107
|
Date: |
Respondents:
Release No.
3-12171
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12142
|
Date: |
Respondents:
Release No.
3-12145
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-11626
|
Date: |
Respondents:
Release No.
3-12109
|
Date: |
Respondents:
Release No.
3-12025
|
Date: |
Respondents:
Release No.
3-12156
|
Date: |
Respondents:
Release No.
3-11390
|
Date: |
Respondents:
Release No.
3-12108
|
Date: |
Respondents:
Release No.
3-11390
|
Date: |
Respondents:
Release No.
3-12090
File Number:
3-12090
|
Date: |
Respondents:
Release No.
3-12129
File Number:
3-12129
|
Date: |
Respondents:
Release No.
3-12107
|
Date: |
Respondents:
Release No.
3-12107
|
Date: |
Respondents:
Release No.
3-11938
|
Date: |
Respondents:
Release No.
3-11979
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-11813
|
Date: |
Respondents:
Release No.
3-10373
|
Date: |
Respondents:
Release No.
3-12099
|
Date: |
Respondents:
Release No.
3-11390
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12071
|
Date: |
Respondents:
Release No.
3-12062
|
Date: |
Respondents:
Release No.
3-12064
|
Date: |
Respondents:
Release No.
3-12093
|
Date: |
Respondents:
Release No.
3-12070
|
Date: |
Respondents:
Release No.
3-11979
|
Date: |
Respondents:
Release No.
3-12031
|
Date: |
Respondents:
Release No.
3-12063
|
Date: |
Respondents:
Release No.
3-12031
|
Date: |
Respondents:
Release No.
3-12014
|
Date: |
Respondents:
Release No.
3-12019
|
Date: |
Respondents:
Release No.
3-11909
|
Date: |
Respondents:
Release No.
3-11972
|
Date: |
Respondents:
Release No.
3-12028
|
Date: |
Respondents:
Release No.
3-12063
|
Date: |
Respondents:
Release No.
3-11979
|
Date: |
Respondents:
Release No.
3-12017
|
Date: |
Respondents:
Release No.
3-12071
|
Date: |
Respondents:
Release No.
3-11979
|
Date: |
Respondents:
Release No.
3-12032
|
Date: |
Respondents:
Release No.
3-11909
|
Date: |
Respondents:
Release No.
3-11981
|
Date: |
Respondents:
Release No.
3-11993
|
Date: |
Respondents:
Release No.
3-11972
|
Date: |
Respondents:
Release No.
3-12014
|
Date: |
Respondents:
Release No.
3-11979
|
Date: |
Respondents:
Release No.
3-11626
|
Date: |
Respondents:
Release No.
3-11972
|
Date: |
Respondents:
Release No.
3-12006
|
Date: |
Respondents:
Release No.
3-12009
File Number:
3-12009
|
Date: |
Respondents:
Release No.
3-11983
|