ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

Quick Links

Date	Respondents
Date: Jan. 8, 2008	Respondents: e4L, Inc., Luminex Lighting, Inc., MD Healthshares Corp., Royal Holiday Mobile Estates, Inc., and Sales Strategies, Inc. Release No. 3-12895
Date: Dec. 31, 2007	Respondents: Maria T. Giesige Release No. 3-12747
Date: Dec. 20, 2007	Respondents: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Release No. 3-11893
Date: Dec. 18, 2007	Respondents: Maria T. Giesige Release No. 3-12747
Date: Dec. 14, 2007	Respondents: Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., Homeplace of America, Inc., Stuarts Department Stores, Inc. Release No. 3-12887
Date: Dec. 13, 2007	Respondents: Novatek International, Inc., a/k/a Medical Diagnostic Products, Inc. Release No. 3-12836
Date: Dec. 3, 2007	Respondents: American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc., Calcomp Technology, Inc., and Essco USA, Inc. Release No. 3-12882
Date: Nov. 30, 2007	Respondents: Inetvisionz, Inc., Intelilabs.com, Inc., Pacific Engineering Systems, Inc., and Rampart General, Inc. Release No. 3-12886
Date: Nov. 29, 2007	Respondents: Ramp Corporation Release No. 3-12872
Date: Nov. 27, 2007	Respondents: Ameriserve Food Distribution, Appalachian Oil & Gas Company, Inc., Harvey's Great Things, Inc., and Northport Industries, Inc. Release No. 3-12873
Date: Nov. 21, 2007	Respondents: Plasticon International Inc. Release No. 3-12820
Date: Nov. 15, 2007	Respondents: Earl Shawn Casias Release No. 3-12802
Date: Nov. 14, 2007	Respondents: Trautman Wasserman & Company, Inc., Gregory 0. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Release No. 3-12559
Date: Nov. 9, 2007	Respondents: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Release No. 3-11893
Date: Nov. 7, 2007	Respondents: Next Financial Group, Inc. Release No. 3-12738
Date: Oct. 31, 2007	Respondents: No Respondents Release No. 3-12800
Date: Oct. 23, 2007	Respondents: Paul E. Knight, John L. Montana, and Worldwide T&P, Inc. Release No. 3-12654
Date: Oct. 12, 2007	Respondents: Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp. Release No. 3-12754
Date: Sept. 28, 2007	Respondents: Golf Training Systems, Inc., (n/k/a Perfect Computer Solutions, Inc.), Mas Acquisition XIX, Corp., and Merry-Go-Round Enterprises, Inc. Release No. 3-12756
Date: Sept. 27, 2007	Respondents: Trautman Wasserman & Company, Inc., Gregory 0. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Release No. 3-12559
Date: Sept. 21, 2007	Respondents: Terrence J. O'Donnell Release No. 3-12640
Date: Sept. 19, 2007	Respondents: Next Financial Group, Inc. Release No. 3-12738
Date: Sept. 17, 2007	Respondents: Lapta Acquisition Corp. VI, Lapta Acquisition Corp. VII, Lapta Acquisition Corp. VIII, Lapta Acquisition Corp. IX, Lapta Acquisition Corp. X Release No. 3-12758
Date: Sept. 6, 2007	Respondents: Thomas C. Bridge, James D. Edge, and Jeffrey K. Robles Release No. 3-12626
Date: Aug. 30, 2007	Respondents: Park Financial Group, Inc., and Gordon C. Cantley Release No. 3-12614
Date: Aug. 30, 2007	Respondents: Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp) Release No. 3-12658
Date: Aug. 28, 2007	Respondents: Galaxy Minerals, Inc. Release No. 3-12700
Date: Aug. 27, 2007	Respondents: Thomas C. Bridge, James D. Edge, and Jeffrey K. Robles Release No. 3-12626
Date: Aug. 14, 2007	Respondents: American Teletronics, Inc. (n/k/a Shine Holdings, Inc.) Release No. 3-12663
Date: Aug. 14, 2007	Respondents: Gary J. Spirk Release No. 3-12670
Date: Aug. 14, 2007	Respondents: Arthur B. Carlson, III Release No. 3-12671
Date: Aug. 14, 2007	Respondents: Richard E. Wensel Release No. 3-12672
Date: July 30, 2007	Respondents: Trautman Wasserman & Company, Inc., Gregory 0. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Release No. 3-12559
Date: July 27, 2007	Respondents: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Release No. 3-11893
Date: July 26, 2007	Respondents: Brendan E. Murray Release No. 3-12436
Date: July 24, 2007	Respondents: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Release No. 3-11893
Date: July 19, 2007	Respondents: Park Financial Group, Inc., and Gordon C. Cantley Release No. 3-12614
Date: June 29, 2007	Respondents: Park Financial Group, Inc., and Gordon C. Cantley Release No. 3-12614
Date: June 13, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: June 12, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: June 12, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: June 8, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: June 5, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: June 4, 2007	Respondents: Airbomb.com, Inc., Internetstudios.com, Inc., Megamedia Networks, Inc., and World Cyberlinks Corp. Release No. 3-12620
Date: June 1, 2007	Respondents: Kevin Hall, CPA, and Rosemary Meyer, CPA Release No. 3-12208
Date: May 31, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: May 30, 2007	Respondents: Kenneth Ko Release No. 3-12606
Date: May 29, 2007	Respondents: Commonwealth Growth Fund II, Medical Asset Management, Inc., NexTech Enterprises International, Inc., Pentagenic Pharmaceuticals, Inc., and Star Tech Health Services, Inc. Release No. 3-12617
Date: May 21, 2007	Respondents: Lawrence A. Campbell Release No. 3-12633
Date: May 18, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: May 18, 2007	Respondents: Keith G. Gilabert Release No. 3-12556
Date: May 17, 2007	Respondents: Joseph Depergola Release No. 3-12612
Date: May 15, 2007	Respondents: Airbomb.com, Inc., Internetstudios.com, Inc., Megamedia Networks, Inc., and World Cyberlinks Corp. Release No. 3-12620
Date: May 11, 2007	Respondents: Kevin Hall, CPA, and Rosemary Meyer, CPA Release No. 3-12208
Date: May 10, 2007	Respondents: John M. Lucarelli Release No. 3-12398
Date: May 2, 2007	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: April 30, 2007	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: April 23, 2007	Respondents: FinancialWeb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd. Release No. 3-12608
Date: April 17, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: April 9, 2007	Respondents: Trautman Wasserman & Company, Inc., Gregory 0. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Release No. 3-12559
Date: April 3, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: March 30, 2007	Respondents: Trautman Wasserman & Company, Inc., Gregory 0. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Release No. 3-12559
Date: March 28, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: March 26, 2007	Respondents: Warren Lammert, Lars Soderberg, and Lance Newcomb Release No. 3-12386
Date: March 26, 2007	Respondents: Detour Media Group, Inc., DrivingAmerica.com, Inc., Legends Enterprises, Inc., Oxir Investments, Inc., Spinplanet.com, Inc. (n/k/a EntertainMax Worldwide, Inc.), and Tessa Complete Health Care, Inc. Release No. 3-12493
Date: March 23, 2007	Respondents: Trautman Wasserman & Company, Inc., Gregory 0. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Release No. 3-12559
Date: March 21, 2007	Respondents: David Henry Disraeli and Lifeplan Associates, Inc. Release No. 3-12288
Date: March 14, 2007	Respondents: Airstar Technologies, Inc., Amdiv.Com, Inc., ATM Holdings, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc. Release No. 3-12565
Date: March 13, 2007	Respondents: Trautman Wasserman & Company, Inc., Gregory 0. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Release No. 3-12559
Date: March 12, 2007	Respondents: Robert Montani, Jr. Release No. 3-12562
Date: March 6, 2007	Respondents: Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Release No. 3-12554
Date: Feb. 15, 2007	Respondents: Scott W. Brockop Release No. 3-12485
Date: Feb. 15, 2007	Respondents: Combined Companies Corp., Communication Ventures, Inc., InTechnologies, Inc., Repco, Inc., Sutra Management Corp., Syndicate Ventures, Inc., Transwave Corp., Veda Corp., and 1 Solution Corp. Release No. 3-12531
Date: Feb. 14, 2007	Respondents: Larry Webman and Melvin Webman Release No. 3-12494
Date: Feb. 13, 2007	Respondents: Warren Lammert, Lars Soderberg, and Lance Newcomb Release No. 3-12386
Date: Feb. 12, 2007	Respondents: No Respondents Release No. 3-12519
Date: Feb. 7, 2007	Respondents: Cosmetic Center, Inc., Discovery Zone, Inc., Donlar Biosyntrex Corp., Donlar Corp., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc. Release No. 3-12519
Date: Feb. 6, 2007	Respondents: Buffalo Capital V, Ltd. n/k/a Aladdin Oil Corp., Echo Springs Water Company, Inc., Isolver.Com, Inc., Pathways Group, Inc. n/k/a Bicoastal Communications, Inc. Release No. 3-12532
Date: Jan. 29, 2007	Respondents: Energy Vision International, Inc. (f/k/a Demarco Energy Systems of America, Inc.) Release No. 3-12504
Date: Jan. 16, 2007	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: Jan. 11, 2007	Respondents: Vincent Napolitano Release No. 3-12488
Date: Jan. 9, 2007	Respondents: Brendan E. Murray Release No. 3-12436
Date: Jan. 9, 2007	Respondents: No Respondents Release No. 3-12486
Date: Jan. 3, 2007	Respondents: Scott G. Monson Release No. 3-12429
Date: Jan. 3, 2007	Respondents: Exprofuels, Inc., Oilex, Inc., Windsor Acquisition Corp., and Zeros USA, Inc. Release No. 3-12492
Date: Dec. 22, 2006	Respondents: Warren Lammert, Lars Soderberg, and Lance Newcomb Release No. 3-12386
Date: Dec. 19, 2006	Respondents: Detour Media Group, Inc., DrivingAmerica.Com, Inc., Legends Enterprises, Inc., Oxir Investments, Inc., Spinplanet.com, Inc. (n/k/a Entertaimmax Worldwide, Inc.), and Tessa Complete Health Care, Inc. Release No. 3-12493
Date: Dec. 15, 2006	Respondents: Scott G. Monson Release No. 3-12429
Date: Dec. 12, 2006	Respondents: Brendan E. Murray Release No. 3-12436
Date: Dec. 1, 2006	Respondents: Brendan E. Murray Release No. 3-12436
Date: Nov. 30, 2006	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: Nov. 29, 2006	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: Nov. 3, 2006	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: Nov. 3, 2006	Respondents: China Continental, Inc., and Xcelera, Inc. Release No. 3-12438
Date: Oct. 31, 2006	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: Oct. 31, 2006	Respondents: Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc. Release No. 3-12439
Date: Oct. 26, 2006	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: Oct. 26, 2006	Respondents: China Energy Savings Technology, Inc. Release No. 3-12430
Date: Oct. 24, 2006	Respondents: Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc. Release No. 3-12352
Date: Oct. 24, 2006	Respondents: Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc. Release No. 3-12380