ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Oct. 17, 2018	Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-6209 File Number: 3-18173
Oct. 17, 2018	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6205 File Number: 3-15255
Oct. 17, 2018	Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-6210 File Number: 3-18092
Oct. 17, 2018	Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-6206 File Number: 3-16353
Oct. 17, 2018	Teran, Alfred C. Release No. AP-6202 File Number: 3-18098
Oct. 17, 2018	Atomic Paintball, Inc. North American Oil & Gas Corp. VelaTel Global Communications, Inc. Release No. AP-6207 File Number: 3-17991
Oct. 17, 2018	Universal Bioenergy, Inc. Release No. AP-6203 File Number: 3-18461
Oct. 16, 2018	Mass Hysteria Entertainment Company, Inc. Bobbers, Stark Naked TOA Holdings, Inc. Release No. AP-6195 File Number: 3-18506
Oct. 16, 2018	Baltia Air Lines, Inc. Graphite Corp. Green Energy Management Services Holdings, Inc. 24Holdings, Inc. Release No. AP-6191 File Number: 3-18472
Oct. 16, 2018	Meridian Co., Ltd. Release No. AP-6192 File Number: 3-18188
Oct. 16, 2018	China Domestica Bio-Technology Holdings, Inc. Release No. AP-6193 File Number: 3-17031
Oct. 16, 2018	Apptigo International, Inc. JD International Limited XLI Technologies Inc. Zentric, Inc. Release No. AP-6194 File Number: 3-18493
Oct. 16, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6190 File Number: 3-17849
Oct. 16, 2018	Herman, Rosalind Release No. AP-6199 File Number: 3-17828
Oct. 16, 2018	Schooler, Louis V. Release No. AP-6200 File Number: 3-17115
Oct. 16, 2018	Century Acquisition Corp. Eastern Acquisition Corp. Release No. AP-6196 File Number: 3-18162
Oct. 16, 2018	HydroPhi Technologies Group, Inc. iTalk Inc. Soellingen Advisory Group, Inc. U.S. Rare Earths, Inc. Release No. AP-6201 File Number: 3-18208
Oct. 16, 2018	Hallas, Demitrios Release No. AP-6197 File Number: 3-18229
Oct. 16, 2018	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6198 File Number: 3-15446
Oct. 15, 2018	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6186 File Number: 3-17716
Oct. 15, 2018	Infrastructure International, Inc. Release No. AP-6182 File Number: 3-17132
Oct. 15, 2018	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6187 File Number: 3-17716
Oct. 15, 2018	American Magna Corp. Bioneutral Group, Inc. Livingventures, Inc. Oryon Technologies, Inc. Release No. AP-6183 File Number: 3-18105
Oct. 15, 2018	Stitt, Andrew Release No. AP-6188 File Number: 3-17621
Oct. 15, 2018	Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6184 File Number: 3-18276
Oct. 15, 2018	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6189 File Number: 3-15168
Oct. 15, 2018	Reyes, Gerardo E. Release No. AP-6185 File Number: 3-18126
Oct. 15, 2018	Black Diamond Asset Management LLC Wilson, Robert Release No. AP-6181 File Number: 3-18099
Oct. 12, 2018	Snisky, Gary C. Release No. AP-6172 File Number: 3-17645
Oct. 12, 2018	Kun De International Holdings, Inc. New Colombia Resources, Inc. Sutor Technology Group Limited Release No. AP-6173 File Number: 3-18169
Oct. 12, 2018	Finn, Sean P. M. Dwyer LLC Release No. AP-6180 File Number: 3-17693
Oct. 12, 2018	African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6176 File Number: 3-16965
Oct. 12, 2018	Kessler, Richard W. Release No. AP-6177 File Number: 3-18535
Oct. 12, 2018	Gibson, Christopher M. Release No. AP-6178 File Number: 3-17184
Oct. 12, 2018	Circle Star Energy Corp. Energy Holdings International, Inc. Release No. AP-6174 File Number: 3-18142
Oct. 12, 2018	Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6179 File Number: 3-17595
Oct. 12, 2018	Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-6175 File Number: 3-15974
Oct. 11, 2018	Attitude Drinks Incorporated Core Resource Management, Inc. Maverick Minerals Corporation Panacea Global, Inc. Release No. AP-6168 File Number: 3-18079
Oct. 11, 2018	Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp. Release No. AP-6164 File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Oct. 11, 2018	Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc. Release No. AP-6169 File Number: 3-18220
Oct. 11, 2018	Ciralight Global, Inc. GS Enviroservices, Inc. IPOworld Parabel, Inc. Release No. AP-6165 File Number: 3-17977
Oct. 11, 2018	Penn, Lawrence E., III Release No. AP-6161 File Number: 3-18288
Oct. 11, 2018	Marilynjean Interactive Inc. Release No. AP-6170 File Number: 3-18445
Oct. 11, 2018	Vitale, Joseph Release No. AP-6166 File Number: 3-18252
Oct. 11, 2018	Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-6162 File Number: 3-16339
Oct. 11, 2018	Reyftmann, Gregory Release No. AP-6171 File Number: 3-17959
Oct. 11, 2018	Berger, Brian Michael Release No. AP-6167 File Number: 3-18129
Oct. 11, 2018	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6163 File Number: 3-18017
Oct. 10, 2018	Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-6160 File Number: 3-18454
Oct. 10, 2018	New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc. Release No. AP-6156 File Number: 3-18007
Oct. 10, 2018	Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-6152 File Number: 3-16182
Oct. 10, 2018	Mosshart, Joshua D. Release No. AP-6157 File Number: 3-18422
Oct. 10, 2018	IN Media Corporation New Media Insight Group, Inc. Pacific Sands, Inc. Saleen Automotive, Inc. Release No. AP-6153 File Number: 3-18206
Oct. 10, 2018	Addington, Bryan Lee Release No. AP-6158 File Number: 3-18545
Oct. 10, 2018	Pruitt, David, CPA Release No. AP-6154 File Number: 3-17950
Oct. 10, 2018	Cibolan Gold Corporation Medbook World Inc. Pacific Gold Corp. Sungame Corporation (n/k/a Freevi Corp.), China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company, Mackenzie Taylor Minerals, Inc. Raptor Resources Holdings, Inc. Shoshone Silver Gold Mining Co. VR Holdings, Inc., Bohai Pharmaceuticals Group Inc., Hall Tees, Inc. Hosokawa Micron International, Inc. James River Coal Company Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.) Self Change Corporation, Neurologix, Inc. Organic Alliance, Inc. Zinco do Brasil, Inc., Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc., Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc., Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc., Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.), Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-6159 File Number: 3-18077, 3-18097, 3-18149, 3-18151, 3-18155, 3-18180, 3-18191, 3-18199, 3-18202, 3-18210, 3-18219
Oct. 10, 2018	AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-6155 File Number: 3-17743
Oct. 9, 2018	Cardinal Resources, Inc. StationDigital Corp. Release No. AP-6150 File Number: 3-18004
Oct. 9, 2018	Evolucia, Inc. Legend International Holdings, Inc. OSL Holdings, Inc. Release No. AP-6146 File Number: 3-18014
Oct. 9, 2018	Griffin, James P. Release No. AP-6151 File Number: 3-17848
Oct. 9, 2018	AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc. Release No. AP-6147 File Number: 3-18095
Oct. 9, 2018	Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-6143 File Number: 3-18223
Oct. 9, 2018	Green Parts International, Inc. Integrated Environmental Technologies, Ltd. M2 Ngage Group Inc. (n/k/a Troika Media Group)(a/k/a Roomlinx Inc.) Urban Barns Foods, Inc. Release No. AP-6148 File Number: 3-18497
Oct. 9, 2018	A.C. Simmonds and Sons, Inc. Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Game Plan Holdings, Inc. HashingSpace Corp. Release No. AP-6144 File Number: 3-17999
Oct. 9, 2018	Medicus Homecare Inc. Release No. AP-6149 File Number: 3-18081
Oct. 9, 2018	AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-6145 File Number: 3-17743
Oct. 5, 2018	Universal Bioenergy, Inc. Release No. AP-6142 File Number: 3-18461
Oct. 4, 2018	Scarpino, Timothy C. Release No. AP-6141 File Number: 3-18483
Oct. 4, 2018	Fusion Pharm, Inc., Dittman, Scott M., CPA, Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC, Bodden, Cliffe R. Release No. AP-6140 File Number: 3-17545, 3-17546, 3-17547, 3-17548, 3-17549
Oct. 3, 2018	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-6137 File Number: 3-18346
Oct. 3, 2018	Sweet, Brian, CPA Release No. AP-6138 File Number: 3-18347
Oct. 3, 2018	Alcorn, David Release No. AP-6134 File Number: 3-18460
Oct. 3, 2018	Terracciano, Eugene Release No. AP-6139 File Number: 3-18414
Oct. 3, 2018	Wallace, Jason A. Release No. AP-6135 File Number: 3-18438
Oct. 3, 2018	Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6136 File Number: 3-18061
Oct. 2, 2018	Bandimere, David F. Young, John O. Release No. AP-6132 File Number: 3-15124
Oct. 2, 2018	Bebo, Laurie Buono, John, CPA Release No. AP-6128 File Number: 3-16293
Oct. 2, 2018	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6133 File Number: 3-15006
Oct. 2, 2018	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6129 File Number: 3-18292
Oct. 2, 2018	Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-6130 File Number: 3-15974
Oct. 2, 2018	Pruitt, David, CPA Release No. AP-6131 File Number: 3-17950
Oct. 2, 2018	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6127 File Number: 3-17228
Oct. 1, 2018	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-6123 File Number: 3-15514
Oct. 1, 2018	Duka, Barbara, Tod A. Ditommaso, Esq. Release No. AP-6124 File Number: 3-16349, 3-17550
Oct. 1, 2018	Fox, Joseph J. Release No. AP-6125 File Number: 3-16795
Oct. 1, 2018	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6126 File Number: 3-16386
Sept. 28, 2018	Feng, Hui Law Offices of Feng & Associates, P.C. Release No. AP-6122 File Number: 3-18209
Sept. 28, 2018	Fern Holdings Corp. Fortune Capital Financial Holding Corp. Gaming Entertainment International, Inc. Global Food Technologies, Inc. Release No. AP-6118 File Number: 3-18530
Sept. 28, 2018	Nadel, Warren D. Release No. AP-6119 File Number: 3-17883
Sept. 28, 2018	Neman, Shervin Neman Financial, Inc. Release No. AP-6120 File Number: 3-17699
Sept. 28, 2018	Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC Release No. AP-6116 File Number: 3-17547, 3-17548
Sept. 28, 2018	Harris, Talman, Alfaya, Victor Release No. AP-6121 File Number: 3-17874, 3-17875
Sept. 28, 2018	Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W. Release No. AP-6117 File Number: 3-18271
Sept. 27, 2018	Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-6108 File Number: 3-18173
Sept. 27, 2018	Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6104 File Number: 3-18276
Sept. 27, 2018	Chile Mining Technologies Inc. Release No. AP-6105 File Number: 3-18174
Sept. 27, 2018	Bluforest, Inc. Release No. AP-6101 File Number: 3-17558
Sept. 27, 2018	Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6106 File Number: 3-18276
Sept. 27, 2018	Teran, Alfred C. Release No. AP-6102 File Number: 3-18098
Sept. 27, 2018	Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc. Release No. AP-6107 File Number: 3-18202

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ALJ Orders