ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

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Date Respondents
Action Auto Rental, Inc., Addisson Industries, Inc., Advanced Promotion Technologies, Inc., Advantexcel Com Communications Corp., Aeire Corp., All American Food Group, Inc., and Allerion, Inc.
Release No. 3-13580
File Number: 3-13580
Glenn Manterfield
Release No. 3-13438
File Number: 3-13438
What's for Free Technologies, Inc. (n/k/a Krifter Holdings, Inc.), Wherehouse Entertainment, Inc., Windpower Partners 1983-1, Windpower Partners 1984, World Financial Systems Co. Ltd., Wrap-N-Roll Usa, Inc., and Wyrlis Corp.
Release No. 3-13576
File Number: 3-13576
Mary Beth Stevens
Release No. 3-13553
File Number: 3-13553
RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., Red Hand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc. James T. Kelly, Administrative Law Judge
Release No. 3-13556
File Number: 3-13556
Conversion Solutions Holdings Corp.
Release No. 3-13538
File Number: 3-13538
Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc.
Release No. 3-13545
File Number: 3-13545
iWorld Projects & Systems, Inc.
Release No. 3-13536
File Number: 3-13536
Gregg Thomas Rennie
Release No. 3-13496
File Number: 3-13496
N.U. Pizza Holding Corp., Nahama & Weagent Energy Co., Namsco Corp., Nemdaco, Inc., Net Telecommunications, Inc., Network Commerce, Inc., Network One Holdings Corp., New Bridge Products, Inc., New Capital iWorks, Inc., and Nextpath Technologies, Inc. (n/k/a Central American Development Group, Inc.)
Release No. 3-13546
File Number: 3-13546
CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin Robert G. Mahony, Administrative Law Judge
Release No. 3-13304
File Number: 3-13304
iJoin Systems, Inc., I-Tel Networks, Inc., I-Transaction.net, Inc., iGenesis, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc. and The Imagemakers Photography, Inc.
Release No. 3-13517
File Number: 3-13517
Warehouse Club Inc. et al., Winthrop Resources Corp.
Release No. 3-13519
File Number: 3-13519
Glenn Manterfield
Release No. 3-13438
File Number: 3-13438
Royal Spring Water, Inc.
Release No. 3-13462
File Number: 3-13462
Keystone Ventures, Inc.
Release No. 3-13523
File Number: 3-13523
Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals Usa II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc. Carol Fox Foelak, Administrative Law Judge
Release No. 3-13527
File Number: 3-13527
VoIP, INC.
Release No. 3-13440
File Number: 3-13440
National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., Nexgen Vision, Inc., and Noel Group, Inc.
Release No. 3-13477
File Number: 3-13477
Pegasus Wireless Corporation
Release No. 3-13488
File Number: 3-13488
H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.)
Release No. 3-13503
File Number: 3-13503
Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc.
Release No. 3-13511
Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp.
Release No. 3-13474
File Number: 3-13474
Falcon Entertainment Corp., Fanatics Only, Inc., Fidelity Leasing Income Fund, Finger Lakes Financial Corp., First Cincinnati, Inc., and First Mutual, Inc. (n/k/a First Community, Inc.)
Release No. 3-13518
File Number: 3-13518
FCF, Inc., FI Liquidating Co., Inc, Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.)
Release No. 3-13471
File Number: 3-13471
Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc.
Release No. 3-13475
File Number: 3-13475
Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp.
Release No. 3-13474
File Number: 3-13474
Nanosignal Corp., Inc. (n/k/a Nano Global, Inc.), NetVoice Technologies Corp., The New Anaconda Co., NewCom International, Inc. (n/k/a Sino Express Travel Ltd.), and NewKidCo International, Inc.
Release No. 3-13476
File Number: 3-13476
Global Matrechs, Inc.
Release No. 3-13420
File Number: 3-13420
Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc.
Release No. 3-13460
File Number: 3-13460
Ravi Yanamadula
Release No. 3-13434
File Number: 3-13434
Today's Man, Inc., Tokheim Corp., The Topaz Group, Inc., Toth Aluminum Corp., Tower Air, Inc., TPC Liquidation, Inc., The Translation Group, Ltd., Trend-Lines, Inc., and Tri-Lite, Inc.
Release No. 3-13473
File Number: 3-13473
I.A. Europe Group, Inc. (n/k/a Ghost Technology, Inc.), I-Carauction.com, Inc., ICIS Management Group, Inc., iCommerce Group, Inc., IDM Environmental Corp., and Illinois Creek Corp.
Release No. 3-13449
File Number: 3-13449
Wade Cook Financial Corp., Warning Management Services, Inc., Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.)
Release No. 3-13461
File Number: 3-13461
Douglas F. Samuels
Release No. 3-13433
File Number: 3-13433
Charles F. Lewis
Release No. 3-13435
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Carol Fox Foelak, Administrative Law Judge
Release No. 3-11893
File Number: 3-11893
I Incubator.com, Inc., I Storm, Inc., iBeam Broadcasting Corp., I.C.H. Corp., Idream.ws, Inc., and Images of Life, Inc.
Release No. 3-13448
File Number: 3-13448
Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc.
Release No. 3-13460
File Number: 3-13460
Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.),Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communication Systems, Inc.), Allegiant Physician Services, Inc., And Alpha Microsystems (n/k/a NQL Inc.)
Release No. 3-13542
Raymond Thomas
Release No. 3-13408
File Number: 3-13408
F&C International, Inc., The Fapa Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc.
Release No. 3-13427
File Number: 3-13427
GLB Trading, Inc. and Robert A. Lechman
Release No. 3-13443
File Number: 3-13443
Poseidis, Inc.
Release No. 3-13442
Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
Release No. 3-13428
Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc.
Release No. 3-13426
File Number: 3-13426
IAC Holdings, Inc.
Release No. 3-13431
File Number: 3-13431
Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
Release No. 3-13428
File Number: 3-13428
Aegis Consumer Funding Group, Inc., APS Holding Corp., Dakota Mining Corp., Digital Communications Technology Corp., Horn Silver Mines, Inc., and TCC Industries, Inc.
Release No. 3-13425
File Number: 3-13425
IDM Participating Income Co., IDM Participating Income Co. II, IDM Participating Income Co. III, IDM Participating Income Co. IV, IDM Participating Income Co. V, IDM Participating Income Co. VII, IDM Participating Income Co. 90
Release No. 3-13429
File Number: 3-13429
Laurence G. Young
Release No. 3-13331
File Number: 3-13331
L Rex International, Inc., Lakshmi Enterprises, Inc., Lamaur Corp., Laminco Resources, Inc.(n/k/a Zaruma Resources, Inc.), Landis & Partners, Inc., Las Americas Broadband, Inc., and Laser Precision Corp.(n/k/a NetTest, Inc.)
Release No. 3-13361
File Number: 3-13361
Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc. and Storm Technology, Inc.
Release No. 3-13371
File Number: 3-13371
Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc.
Release No. 3-13384
File Number: 3-13384
Global 1 Investment Holdings Corporation
Release No. 3-13359
File Number: 3-13359
Cort L. Poyner
Release No. 3-13299
Lambert Communications, Inc., Laniprin Life Sciences, Inc., Last American Exit, Inc., Lawrence Insurance Group, Inc., Le Print Express International, Inc., Leak-X Environmental Corp., and Leisure Shoppers, Inc.
Release No. 3-13360
JMXI, Inc. (f/k/a Jupiter Communications, Inc.)
Release No. 3-13368
File Number: 3-13368
Janex International, Inc., Jet Energy Corp., JobSort, Inc., Jones Plumbing Systems, Inc., Jore Corp., and Journey's End Resorts, Inc.
Release No. 3-13375
Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc. Carol Fox Foelak, Administrative Law Judge
Release No. 3-13385
File Number: 3-13385
Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc.
Release No. 3-13354
File Number: 3-13354
No Respondents
Release No. 3-13346
No Respondents
Release No. 3-13370
Jansko, Inc. et al.
Release No. 3-13368
Joseph Lovaglio
Release No. 3-13322
File Number: 3-13322
No Respondents
Release No. 3-13304
The JPM Company, Maxxis Group, Inc., Metrotrans Corp., and Tidalwave Holdings, Inc.
Release No. 3-13336
American Custom Components, Inc., ClearLogic, Inc., Creditgroup Com, Inc.(n/k/a Tradex Global Financial Services, Inc.), Frederick Brewing Co., Infinicall Corp.
Release No. 3-13295
Baldwin Piano & Organ Co., Banner Holding Corp., Be Safe Services, Inc., Belmoral Mines Ltd., Benefund, Inc., Benz Energy Ltd. (n/k/a Benz Energy, Inc.), and Beyond Belief, Inc.
Release No. 3-13291
Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
Release No. 3-13099
Thomas J. Dudchik and Rodney R. Schoemann
Release No. 3-12943
Lexington Resources, Inc., Grant Atkins, and Gordon Brent Pierce
Release No. 3-13109
2 I, Inc., 2-Infinity, Inc., 2TheMart.com, Inc., The 3DO Co., 5B Technologies Corp., 24 Hour Auction, Inc., 1626 New York Associates Limited Partnership, and 2000 New Commerce, Inc.
Release No. 3-13294
Thomas J. Dudchik and Rodney R. Schoemann
Release No. 3-12943
Graystone World Wide, Inc., Keratoplanetes Corp., Lighthouse Partners, Inc., Maritime Partners, Ltd., and Myrient, Inc.
Release No. 3-13290
Pacific Industrial Corp., Pacific Security Companies, Inc., and Pandora Industries, Inc. (N/K/A Creston Moly Corp.)
Release No. 3-13292
vFinance Investments, Inc., Nicholas Thompson and Richard Campanella
Release No. 3-12918
Aqua Vie Beverage Corp.
Release No. 3-13142
Rudy 45
Release No. 3-13254
MB Tech, Inc.
Release No. 3-13260
Executive Registrar & Transfer, Inc. and John J. Donnelly
Release No. 3-12966
R2 Medical Systems, Inc., Rachel's Gourmet Snacks, Inc., Rain City Enterprises, Inc., Range Petroleum Corp. (n/k/a Range Energy, Inc.), and RecordLab Corp.
Release No. 3-13229
EA Industries, Inc., Ebiz Enterprises, Inc., and Einstein Noah Bagel Corp. (n/k/a ENBC Corp.)
Release No. 3-13203
Webservices Innovations, Ltd., Westar Financial Services, Inc., Winsor & Eton Golf Concepts, Inc., and Wiskers Acquisition Corp.
Release No. 3-13196
Oil City Petroleum, Inc., Oil Retrieval Systems, Inc., Ois Optical Imaging Systems, Inc., Oliver Transportation, Inc., On Marine Services Co., and Oncourse Technologies, Inc.
Release No. 3-13179
Nicole Industries, Inc., Outer Banks Investments, Inc., Point Arena Group, Inc., Russian Athena, Inc., Skyframes, Inc. (n/k/a Helsinki Scientific, Inc.)(CIK No. 919602), Skyframes, Inc. (CIK No. 1097900), and Sonoma Marine Technologies, Inc.
Release No. 3-13191
Ragen Corp., Rainwire Partners, Inc., Rako Capital Corp., Ramtek Corp. (n/k/a Ramtek I Corp.), Ranger Industries, Inc., RCS Holdings, Inc., and Recycling Industries, Inc.
Release No. 3-13220
Blue Angel Holdings Corp., Byron Enterprises, Inc., Captains Management Corp., Coronado Resources, Inc., Hometeach.com, Inc., Joshua Tree Construction, Inc., Magellan Filmed Entertainment, Inc., and Solar Enterprises, Inc.
Release No. 3-13207
Cabot Medical Corp., CacheStream Corp., Cadema Corp., Cannon Express, Inc.,Capfilm, Inc., Capita Research Group, Inc., Capital Appreciation Plus LP I, Capital Dome, Inc., andCaredata.Com, Inc.
Release No. 3-13198
E-Star Holdings, Inc., Earful of Books, Inc., East Coast Group Investments, Inc., Ecom Digital Properties, Inc., eHomeOne.com, Inc., and Electro Catheter Corp.
Release No. 3-13201
Wendt-Bristol Health Services Corporation
Release No. 3-13239
Peter In Cho
Release No. 3-13118
Entertainment Technologies & Programs, Inc., Inter-Con/PC, Inc., Trans Global Services, Inc., XCL Ltd., and ZymeTx, Inc.
Release No. 3-13186
Scott B. Hollenbeck
Release No. 3-13117
Quadxsports.com, Inc., Quality Resorts Of America, Inc., Quentra Networks, Inc., Quicksilver Enterprises, Inc., and Quokka Sports, Inc.
Release No. 3-13221
Liberty or Death, Inc., Mammoth Organ & Piano, Inc., Mozambique, Inc., Pachyderm Promoters, Inc., Platypus Discoveries, Inc., and S&M Ventures, Inc.
Release No. 3-13224
AD Art Electronic Sign Corp., Homenet Corp., Little River Ventures, Inc., and Webquest International, Inc.
Release No. 3-13188
Q-Entertainment, Inc. (f/k/a Q-Zar, Inc.), Q-Seven Systems, Inc., Qualton, Inc., QuikBIZ Internet Group, Inc.
Release No. 3-13206
Cat-A-Tonic Beverage Corp., Chlorophyllix Inc., Clem's Stox, Inc., Fashion Barn, Inc., and Merlin Software Technologies International, Inc.
Release No. 3-13223
Alamo Financial Services, Inc., Incubus Acquisitions, Inc. (N/K/A Ecs Industries, Inc.), Particle 1, Inc., Particle 2, Inc., Particle 3, Inc., Particle 4, Inc., Particle 5, Inc., Particle 6, Inc., Source One, Inc., and 2TheMax.Com, Inc.
Release No. 3-13180
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