ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

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Date Respondents
Micro Laboratories, Inc.
Release No. 3-13937
File Number: 3-13937
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Release No. 3-13847
File Number: 3-13847
Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc., MR3 Systems, Inc., andMutual Risk Management, Ltd.
Release No. 3-13921
File Number: 3-13921
Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Release No. 3-13847
File Number: 3-13847
BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal GraphiteCorp., Devine Entertainment Corp., GEE TEN Ventures, Inc., NationalConstruction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc.,and WHEREVER.Net Holding Corp
Release No. 3-13892
File Number: 3-13892
Don Warner Reinhard Carol Fox Foelak, Administrative Law Judge
Release No. 3-13280
File Number: 3-13280
Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. and Amwest Environmental Group, Inc. James T. Kelly, Administrative Law Judge
Release No. 3-13881
File Number: 3-13881
Alpha Resources, Inc., Amber’s Stores, Inc., American Biomed, Inc.,American Completion Program 1983-3, and Amtronics Enterprises, Ltd.
Release No. 3-13922
File Number: 3-13922
China Technology Global Corp.
Release No. 3-13901
File Number: 3-13901
P&P Research Co., Ltd.
Release No. 3-13833
File Number: 3-13833
V-GPO, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan Technologies, Inc., and Voicenet, Inc.
Release No. 3-13864
File Number: 3-13864
Universal Property Development & Acquisition Corp.
Release No. 3-13883
File Number: 3-13883
Ultrafem, Inc., Underwriters Financial Group, Inc., Unigas E&PInc., United Petroleum Corp., and United Resources, Inc.
Release No. 3-13899
File Number: 3-13899
Christine M. Zamorsky, a/k/a Christine M. Thompson, Jeffrey M.Zamorsky, and Jesse Anthony "Tony" Aguilar
Release No. 3-13795
File Number: 3-13795
LEP Group PLC (n/k/a Wayrol PLC), LIF, LifeRate Systems, Inc. and Loch Harris, Inc.
Release No. 3-13867
File Number: 3-13867
United Vanguard Homes, Inc., Universal Life Holding Corp., Universal Standard Medical Laboratories, Inc. (n/k/a Universal StandardHealthcare, Inc.), Universe2U, Inc., U.S. Harvest Medical TechnologiesCorp., U.S. Homecare Corp., and USA Classic, Inc.
Release No. 3-13875
File Number: 3-13875
American Healthchoice, Inc., American Patriot Funding, Inc. (f/k/aReferral Holdings Corp.), American Quantum Cycles, Inc., AmericareHealth Scan, Inc (f/k/a United Products International, Inc.), and Amnex, Inc.
Release No. 3-13882
File Number: 3-13882
ULH Corp. (n/k/a UniHOLDING Corp.), Unapix Entertainment, Inc.,UniComp, Inc., and UNIDYNE Corp.
Release No. 3-13866
File Number: 3-13866
Jaycee James
Release No. 3-13584
File Number: 3-13584
Tal Wireless Networks, Inc., TCT Financial Group A, Inc., TelechipsCorp., Tellus Industries, Inc., Telnet Go 2000, Inc., TMCI Electronics,Inc., TMP Inland Empire, Ltd., TMP Inland Empire V, Ltd., and TMP Inland Empire VI, Ltd.
Release No. 3-13876
File Number: 3-13876
David L. McMillan
Release No. 3-13689
File Number: 3-13689
Valesc Holdings, Inc., Venture Stores, Inc., visionGATEWAY, Inc.and Vital Health Technologies, Inc. (n/k/a Caribbean American HealthResorts)
Release No. 3-13865
File Number: 3-13865
Jaycee James
Release No. 3-13584
File Number: 3-13584
Christine M. Zamorsky, a/k/a Christine M. Thompson, Jeffrey M.Zamorsky, and Jesse Anthony "Tony" Aguilar
Release No. 3-13795
File Number: 3-13795
Don C. Weir
Release No. 3-13816
File Number: 3-13816
Ultimate Security Systems Corp., Universal Bio-Medical Enterprises,Inc., Universal Broadband Communications, Inc., Universal GuarantyInvestment Co., Urethane Technologies, Inc., and USMX, Inc.
Release No. 3-13829
File Number: 3-13829
AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), GlobalnetCorp., Greenland Corp., Guinness Telli-Phone Corp., KeraVision, Inc.,Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and3DFX Interactive, Inc.
Release No. 3-13844
File Number: 3-13844
LaserSight, Inc., LifeCo Investment Group, Inc., LifeOne, Inc.,LifeF/X, Inc., Lincorp Holdings, Inc., Lionshare Group, Inc., Lite KingCorp., Livent, Inc., Loehmann's, Inc., The Loewen Group, Inc., andLorelei Corp.
Release No. 3-13817
File Number: 3-13817
Tangent Solutions, Inc., Telzuit Medical Technologies, Inc.,Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics,Inc., and Tis Mortgage Investment Co.
Release No. 3-13823
File Number: 3-13823
William H. Lofthus
Release No. 3-13825
File Number: 3-13825
Planet Earth Recycling, Inc., Potomac Energy Corp., Power Plus Corp. (n/k/a PPC Capital Corp.), Precision Plastics Molding, Inc., PresidioOil Co. (n/k/a Encana Oil & Gas (USA), Inc.), Press Realty AdvisorsCorp., Prism Group, Inc., Promotional Concepts, Inc., (a/k/a Tartam,Inc.), and Purcell Energy Ltd. (n/k/a Point North Energy Ltd. and f/k/aBelair Energy Corp.)
Release No. 3-13803
File Number: 3-13803
William J. Herisko
Release No. 3-13743
File Number: 3-13743
Talisman Enterprises, Inc., Telepanel Systems, Inc., Telesis NorthCommunications, Inc. and Tengtu International Corp.
Release No. 3-13822
File Number: 3-13822
Donald Cunningham
Release No. 3-13785
File Number: 3-13785
Aspen Group Resources Corp., Commercial Concepts, Inc., DesertHealth Products, Inc., Equalnet Communications Corp., Geneva SteelHoldings Corp., Orderpro Logistics, Inc. (n/k/a Securus RenewableEnergy, Inc.), Sepragen Corp., and Trinity Energy Resources, Inc.
Release No. 3-13824
File Number: 3-13824
Martech USA, Inc. and Mexican Patio Cafes, Inc.
Release No. 3-13814
File Number: 3-13814
Grant Ivan Grieve a/k/a Gad Grieve
Release No. 3-13799
File Number: 3-13799
Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc. Robert G. Mahony, Administrative Law Judge
Release No. 3-13804
File Number: 3-13804
Platinum & Gold, Inc., PNI Technologies, Inc., Pride BusinessDevelopment Holdings, Inc., Probex Corp., Property Capital Trust, Inc.,Protech, Inc.,Provell, Inc.,PSINet, Inc., PT. Inti Indorayon Utama(n/k/a P.T. Toba Pulp Lestari Tbk), and PT. Riau Andalan Pulp &Paper
Release No. 3-13783
File Number: 3-13783
Jaycee James
Release No. 3-13584
File Number: 3-13584
No Respondents
Release No. 3-13712
Corridor Communications Corp., International Cosmetics MarketingCo., PNV Inc.,Pre-Cell Solutions, Inc., Questron Technology, Inc. (n/k/a Quti Corp.), Tapistron International, Inc., Telscape International,Inc., and Universal Beverages Holdings Corp.
Release No. 3-13805
File Number: 3-13805
CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin Robert G. Mahony, Administrative Law Judge
Release No. 3-13304
File Number: 3-13304
BioKey ID, Inc., Bionet Technologies, Inc., Biscayne Apparel, Inc.,BizCom U.S.A., Inc., Blackstocks Development Corp. (n/k/a SunburstHolding Corp.), Bluestone Holding Corp., Brandt Technologies, Inc.,Brendle’s, Inc., BTR Realty, Inc., and Buckeye Communications, Inc.
Release No. 3-13798
File Number: 3-13798
Consumers Financial Corporation
Release No. 3-13628
File Number: 3-13628
Dan Wise, aka Danny Wise
Release No. 3-13766
File Number: 3-13766
Management Graphics, Inc., Marine Shuttle Operations, Inc.,Marketing Specialists Corp., Mas Acquisition XII Corp., MDCM Holdings,Inc. (f/k/a Mortgage.com, Inc.), MerchantOnline.com, Inc., Met CapitalCorp., and Micro-ASI, Inc.
Release No. 3-13772
File Number: 3-13772
Big Sky Energy Corp., Biomedical Waste Systems, Inc., BiometricsSecurity Technology, Inc., Biosys, Inc., Bolder Technologies Corp.,Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd.
Release No. 3-13758
File Number: 3-13758
Tostel Corp.
Release No. 3-13775
File Number: 3-13775
Ronnie Eugene Bass, Jr.
Release No. 3-13771
File Number: 3-13771
Damir Lukovic
Release No. 3-13686
File Number: 3-13686
Aura Financial Services, Inc.
Release No. 3-13685
File Number: 3-13685
Macheezmo Mouse Restaurants, Inc., Mannix Resources, Inc. (f/k/aRidel Resources, Ltd.), Mast/Keystone, Inc., Mego Financial Corp.,Melloncamp, Inc., Metal Mines, Inc., and Metawave Communications Corp.
Release No. 3-13759
File Number: 3-13759
Thomas T. Emerton, III
Release No. 3-13748
File Number: 3-13748
American Sports Development Group, Inc., Antex Biologics, Inc. (n/k/a ABI Liquidating Corp.), Cybernet Internet Services International, Inc., Cyper Media, Inc., Frisby Technologies, Inc., Graphco Holdings Corp., Investors Insurance Group, Inc., ITC Learning Corp., and Speizman Industries, Inc.
Release No. 3-13718
File Number: 3-13718
Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., PentaStar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation)
Release No. 3-13700
File Number: 3-13700
David G. Ghysels, Kenneth E. Mahaffy, Jr., and Linus N. Nwaigwe
Release No. 3-13481
Planet Entertainment Corp., Polifly Financial Corp., Pope Evans& Robbins, Inc., Power Designs, Inc., Prime Motor Inns LP, Pro NetLink Corp., Prospect Group, Inc., Prospect Park Financial Corp.,Providence Capital Ii, Inc. (n/k/a Lifelong.Com, Inc.), Pudgie’sChicken, Inc., and Pvaxx Corp.
Release No. 3-13692
File Number: 3-13692
New York Broker Deutschland AG
Release No. 3-13611
File Number: 3-13611
Jaycee James
Release No. 3-13584
File Number: 3-13584
Applied Wellness Corporation
Release No. 3-13707
File Number: 3-13707
Home Solutions of America, Inc.
Release No. 3-13699
File Number: 3-13699
Customer Sports, Inc., General Magic, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), SportsPrize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp.
Release No. 3-13698
File Number: 3-13698
AppOnline.com, Inc., AstroPower, Inc., Condor Gold Corp., EPL Technologies, Inc., General Credit Corp., Integra, Inc., Integrated Health Services, Inc., Log On America, Inc., Matlack Systems, Inc., PixTech, Inc., and Virtual Communities, Inc.
Release No. 3-13688
File Number: 3-13688
Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc., MC Liquidating Corp., Medco Health Corp., Meridian National Corp., MetaSource Group, Inc., Micel Corp., MicroENERGY, Inc., and MicroLeague Multimedia, Inc.
Release No. 3-13680
File Number: 3-13680
Raymond Rapaglia
Release No. 3-13647
File Number: 3-13647
M.G. Products, Inc. et al.
Release No. 3-13660
File Number: 3-13660
Altiva Financial Corp. et al.
Release No. 3-13651
File Number: 3-13651
KHF Advisors, LLC
Release No. 3-13615
File Number: 3-13615
Appalachian Asset Management, Inc.
Release No. 3-13616
File Number: 3-13616
Valcapx Acquisition Corp., Valuestar Corp., Vandelay, Inc., VelocityHSI, Inc., Ventura Entertainment Group, Ltd. (n/k/a Insight Entertainment Group, Ltd.), and Verida Internet Corp.
Release No. 3-13676
File Number: 3-13676
Pacific Lease Group, Inc.
Release No. 3-13621
File Number: 3-13621
Consumers Financial Corporation
Release No. 3-13628
File Number: 3-13628
Jaycee James
Release No. 3-13584
File Number: 3-13584
Universal Food & Beverage Co.
Release No. 3-13629
File Number: 3-13629
PKI Solutions, Inc., Planetgood Technologies, Inc. (n/k/a All American Coffee & Beverage, Inc.), Platronics, Inc., Plus Solutions, Inc., Portacom Wireless, Inc., Portal Net, Ltd., Prime Holdings & Investments, Inc., Pro-After, Inc. (f/k/a PurchasePro.com, Inc.), Project Group, Inc., ProLong International Corp., PSS, Inc., and Purus, Inc.
Release No. 3-13665
File Number: 3-13665
Redtop Mountain Corp.(n/k/a Weblogix, Inc.), Reliable Power Systems, Inc., Renaissance Acceptance Group, Inc., Republic Goldfields, Inc., Rexon, Inc. (n/k/a Tecmar Technologies, Inc.), River Oaks Furniture, Inc., Roberds, Inc., and Rochem Environmental, Inc.
Release No. 3-13662
File Number: 3-13662
Park Meditech, Inc., Peerless Industrial Group, Inc., Peerless Tube Co., PH Group, Inc., PHC, Inc.
Release No. 3-13663
File Number: 3-13663
Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc.
Release No. 3-13649
File Number: 3-13649
Western Fidelity Funding, Inc., Western Real Estate Fund, Inc., Willamette Valley, Inc. Microbreweries Across America, Windsor Energy Corp., Wireless Billboards Technologies Corp., and WPB Financiers Ltd.
Release No. 3-13650
File Number: 3-13650
Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc.
Release No. 3-13636
File Number: 3-13636
George Tamura
Release No. 3-13637
File Number: 3-13637
Glenn Manterfield
Release No. 3-13438
File Number: 3-13438
RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., Red Hand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc. James T. Kelly, Administrative Law Judge
Release No. 3-13556
File Number: 3-13556
Energy Source, Inc.
Release No. 3-13638
File Number: 3-13638
Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "N" Roll Restaurants of the Past, Inc.
Release No. 3-13634
File Number: 3-13634
National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.)
Release No. 3-13632
File Number: 3-13632
Value Merchants, Inc., Varner Technologies, Inc. (f/k/a Peppermill Capital Corp.), Veronex Technologies, Inc., ViaGrafix Corp., Viapay Limited (f/k/a Interface e.com, Inc.)
Release No. 3-13605
File Number: 3-13605
Warwick Insurance Managers, Inc., Watermarc Food Management Co., Welcome Home, Inc., Whitehall Limited, Inc., Word-Tronics Corp., Worksafe Industries, Inc., World Commerce Online, Inc., Worldwide Film Funding, Inc., Worldwide Web Networx Corp., and Wulf International, Ltd.
Release No. 3-13626
File Number: 3-13626
DTVN Holdings, Inc. et al.
Release No. 3-13624
File Number: 3-13624
Consumers Financial Corporation
Release No. 3-13628
File Number: 3-13628
Keevin H. Leonard and Robert F. Malin
Release No. 3-13512
File Number: 3-13512
Jaycee James
Release No. 3-13584
File Number: 3-13584
Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc.
Release No. 3-13545
File Number: 3-13545
Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc.
Release No. 3-13597
File Number: 3-13597
V-Twin Holdings, Inc. (n/k/a Tobacco One, Inc.), Valley Media, Inc., Venturequest Group, Inc. (n/k/a Dex-Ray Resources, Inc.), Verex Laboratories, Inc., Vibro-Tech Industries, Inc., Video City, Inc., and Vidikron Technologies Group, Inc.
Release No. 3-13575
File Number: 3-13575
Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc.
Release No. 3-13573
File Number: 3-13573
Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp., Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc.
Release No. 3-13582
File Number: 3-13582
Pacific International Enterprises, Inc., Paradise Holdings, Inc., PC-EPhone, Inc., Phoenix Laser Systems, Inc., Phoenix Resources Technologies, Inc., and Pilot Network Services, Inc.
Release No. 3-13598
File Number: 3-13598
National Tire Services, Inc., TheNETdigest.com, Inc., New Media, Inc. (n/k/a New Media Group, Inc.), New Tel, Ltd., New York Film Works, Inc., and Newstar Resources, Inc.
Release No. 3-13590
File Number: 3-13590
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