ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
May 1, 2018	New Global Energy, Inc. Release No. AP-5709 File Number: 3-18405
April 30, 2018	Terracciano, Eugene Release No. AP-5706 File Number: 3-18414
April 30, 2018	Alcorn, David Release No. AP-5707 File Number: 3-18460
April 27, 2018	Senefeld, Tobin J. Release No. AP-5704 File Number: 3-18458
April 27, 2018	Present, Howard B. Release No. AP-5705 File Number: 3-18417
April 26, 2018	Oriental Dragon Corp. Release No. AP-5698 File Number: 3-18450
April 26, 2018	Wedbush Securities, Inc. Release No. AP-5699 File Number: 3-18411
April 26, 2018	Delaney Equity Group LLC Delaney, David C. Kass, Ian C. Release No. AP-5700 File Number: 3-17398
April 26, 2018	Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-5701 File Number: 3-18454
April 26, 2018	Gray, David Release No. AP-5702 File Number: 3-18404
April 26, 2018	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-5703 File Number: 3-18017
April 25, 2018	Huixin Waste Water Solutions, Inc. Release No. AP-5697 File Number: 3-18187
April 24, 2018	Marilynjean Interactive Inc. Release No. AP-5694 File Number: 3-18445
April 24, 2018	Present, Howard B. Release No. AP-5695 File Number: 3-18417
April 24, 2018	Pruitt, David, CPA Release No. AP-5696 File Number: 3-17950
April 23, 2018	Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5692 File Number: 3-17990
April 23, 2018	Mosshart, Joshua D. Release No. AP-5693 File Number: 3-18422
April 20, 2018	Tuthill, Gregory John Release No. AP-5690 File Number: 3-18421
April 20, 2018	Crow, Michael W. Clug, Alexandre S. Aurum Mining, LLC Panam Terra, Inc. the Corsair Group, Inc. Release No. AP-5691 File Number: 3-16318
April 20, 2018	RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5688 File Number: 3-17342
April 20, 2018	Present, Howard B. Release No. AP-5689 File Number: 3-18417
April 18, 2018	New Global Energy, Inc. Release No. AP-5686 File Number: 3-18405
April 18, 2018	Terracciano, Eugene Release No. AP-5687 File Number: 3-18414
April 17, 2018	Wallace, Jason A. Release No. AP-5685 File Number: 3-18438
April 16, 2018	Pruitt, David, CPA Release No. AP-5684 File Number: 3-17950
April 13, 2018	Pruitt, David, CPA Release No. AP-5683 File Number: 3-17950
April 12, 2018	Present, Howard B. Release No. AP-5682 File Number: 3-18417
April 11, 2018	Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5679 File Number: 3-18378
April 11, 2018	Gray, David Release No. AP-5680 File Number: 3-18404
April 11, 2018	Global Digital Solutions, Inc. Release No. AP-5681 File Number: 3-18325
April 9, 2018	Black Diamond Asset Management LLC Wilson, Robert Release No. AP-5678 File Number: 3-18099
April 9, 2018	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5677 File Number: 3-18292
April 6, 2018	Shkreli, Martin Release No. AP-5676 File Number: 3-18127
April 6, 2018	Mosshart, Joshua D. Release No. AP-5673 File Number: 3-18422
April 6, 2018	Pruitt, David, CPA Release No. AP-5674 File Number: 3-17950
April 6, 2018	Kon, Alexander Release No. AP-5675 File Number: 3-17674
April 5, 2018	Pruitt, David, CPA Release No. AP-5671 File Number: 3-17950
April 5, 2018	Tuthill, Gregory John Release No. AP-5672 File Number: 3-18421
April 4, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5670 File Number: 3-17849
April 4, 2018	New Global Energy, Inc. Release No. AP-5669 File Number: 3-18405
April 3, 2018	New Global Energy, Inc. Release No. AP-5667 File Number: 3-18405
April 3, 2018	Wedbush Securities, Inc. Release No. AP-5668 File Number: 3-18411
April 2, 2018	Gray, David Release No. AP-5666 File Number: 3-18404
March 30, 2018	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-5665 File Number: 3-15514
March 29, 2018	Present, Howard B. Release No. AP-5664 File Number: 3-18417
March 28, 2018	Terracciano, Eugene Release No. AP-5663 File Number: 3-18414
March 28, 2018	Pruitt, David, CPA Release No. AP-5661 File Number: 3-17950
March 28, 2018	Shkreli, Martin Release No. AP-5662 File Number: 3-18127
March 27, 2018	Ambicom Holdings, Inc. Arrow Cars International, Inc. CDEX, Inc. EFactor Group Corp. iCoreConnect Inc. (a/k/a iMedicor Inc. or Vemics Inc.) Release No. AP-5659 File Number: 3-18336
March 27, 2018	Wedbush Securities, Inc. Release No. AP-5660 File Number: 3-18411
March 26, 2018	Snisky, Gary C. Release No. AP-5658 File Number: 3-17645
March 23, 2018	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-5657 File Number: 3-17716
March 22, 2018	New Global Energy, Inc. Release No. AP-5656 File Number: 3-18405
March 19, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5655 File Number: 3-17849
March 19, 2018	New Global Energy, Inc. Release No. AP-5653 File Number: 3-18405
March 19, 2018	Shkreli, Martin Release No. AP-5654 File Number: 3-18127
March 16, 2018	Herman, Rosalind Release No. AP-5650 File Number: 3-17828
March 16, 2018	Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5651 File Number: 3-18378
March 16, 2018	Gray, David Release No. AP-5652 File Number: 3-18404
March 15, 2018	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5649 File Number: 3-17387
March 14, 2018	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-5647 File Number: 3-15255
March 14, 2018	Gibson, Christopher M. Release No. AP-5648 File Number: 3-17184
March 13, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5646 File Number: 3-16509
March 13, 2018	Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5645 File Number: 3-18378
March 12, 2018	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5642 File Number: 3-17387
March 12, 2018	Longwei Petroleum Investment Holding Limited Release No. AP-5643 File Number: 3-17316
March 12, 2018	Moses, Michael S. Release No. AP-5644 File Number: 3-18361
March 8, 2018	Crow, Michael W. Clug, Alexandre S. Aurum Mining, LLC Panam Terra, Inc. the Corsair Group, Inc. Release No. AP-5641 File Number: 3-16318
March 6, 2018	Snisky, Gary C. Release No. AP-5639 File Number: 3-17645
March 6, 2018	Canwealth Minerals Corp. Cubed, Inc. Eco Integrated Technologies, Inc. Enviro Cleanse, Inc. Release No. AP-5640 File Number: 3-18353
March 5, 2018	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5638 File Number: 3-17387
March 1, 2018	Pruitt, David, CPA Release No. AP-5637 File Number: 3-17950
Feb. 28, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5636 File Number: 3-17849
Feb. 28, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5633 File Number: 3-16509
Feb. 28, 2018	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5634 File Number: 3-18292
Feb. 28, 2018	Shkreli, Martin Release No. AP-5635 File Number: 3-18127
Feb. 27, 2018	Bank, Daryl G., Jones, Bobby D. Release No. AP-5631 File Number: 3-18175, 3-18236
Feb. 27, 2018	Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W. Release No. AP-5632 File Number: 3-18271
Feb. 26, 2018	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5629 File Number: 3-17387
Feb. 26, 2018	Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-5630 File Number: 3-16353
Feb. 26, 2018	Longwei Petroleum Investment Holding Limited Release No. AP-5628 File Number: 3-17316
Feb. 23, 2018	Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5627 File Number: 3-18378
Feb. 23, 2018	RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5625 File Number: 3-17342
Feb. 23, 2018	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5626 File Number: 3-18292
Feb. 22, 2018	California Mines Corp. Cindisue Mining Corp. Dune Energy, Inc. Release No. AP-5622 File Number: 3-18360
Feb. 22, 2018	Moses, Michael S. Release No. AP-5623 File Number: 3-18361
Feb. 22, 2018	Blacksands Petroleum, Inc. China Education Alliance, Inc. DoMark International, Inc. East Coast Diversified Corp. Release No. AP-5624 File Number: 3-18333
Feb. 21, 2018	Canwealth Minerals Corp. Cubed, Inc. Eco Integrated Technologies, Inc. Enviro Cleanse, Inc. Release No. AP-5621 File Number: 3-18353
Feb. 20, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5619 File Number: 3-16509
Feb. 20, 2018	Kon, Alexander Release No. AP-5620 File Number: 3-17674
Feb. 16, 2018	Longwei Petroleum Investment Holding Limited Release No. AP-5612 File Number: 3-17316
Feb. 16, 2018	China Precision Steel, Inc. Golden River Resources Corp. Release No. AP-5613 File Number: 3-18152
Feb. 16, 2018	Longwei Petroleum Investment Holding Limited Release No. AP-5614 File Number: 3-17316
Feb. 16, 2018	Canwealth Minerals Corp. Cubed, Inc. Eco Integrated Technologies, Inc. Enviro Cleanse, Inc. Release No. AP-5611 File Number: 3-18353
Feb. 16, 2018	Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5616 File Number: 3-17990
Feb. 16, 2018	Crow, Michael W. Clug, Alexandre S. Aurum Mining, LLC Panam Terra, Inc. the Corsair Group, Inc. Release No. AP-5617 File Number: 3-16318
Feb. 16, 2018	RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5618 File Number: 3-17342
Feb. 16, 2018	Bebo, Laurie Buono, John, CPA Release No. AP-5615 File Number: 3-16293
Feb. 15, 2018	Bank, Daryl G., Jones, Bobby D. Release No. AP-5610 File Number: 3-18175, 3-18236
Feb. 15, 2018	Kon, Alexander Release No. AP-5606 File Number: 3-17674

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