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ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort ascending Respondents
Release No. AP-5808
File Number: 3-18489
Release No. AP-5807
File Number: 3-18411
Release No. AP-5804
File Number: 3-17950
Release No. AP-5805
File Number: 3-18545
Release No. AP-5801
File Number: 3-18404
Release No. AP-5806
File Number: 3-18535
Release No. AP-5802
File Number: 3-18405
Release No. AP-5803
File Number: 3-18534
Release No. AP-5799
File Number: 3-18099
Release No. AP-5800
File Number: 3-18530
Release No. AP-5798
File Number: 3-18496
Release No. AP-5797
File Number: 3-17398
Release No. AP-5795
File Number: 3-18506
Release No. AP-5796
File Number: 3-18479
Release No. AP-5793
File Number: 3-18493
Release No. AP-5794
File Number: 3-18490
Release No. AP-5790
File Number: 3-18497
Release No. AP-5791
File Number: 3-18479
Release No. AP-5789
File Number: 3-18475
Release No. AP-5792
File Number: 3-17366
Release No. AP-5785
File Number: 3-18507
Release No. AP-5786
File Number: 3-18500
Release No. AP-5787
File Number: 3-18480
Release No. AP-5788
File Number: 3-18492
Release No. AP-5784
File Number: 3-18461
Release No. AP-5781
File Number: 3-18485
Release No. AP-5782
File Number: 3-18534
Release No. AP-5783
File Number: 3-18535
Release No. AP-5779
File Number: 3-17950
Release No. AP-5780
File Number: 3-18411
Release No. AP-5778
File Number: 3-18454
Release No. AP-5777
File Number: 3-18099
Release No. AP-5775
File Number: 3-18506
Release No. AP-5776
File Number: 3-18530
Release No. AP-5773
File Number: 3-18508
Release No. AP-5774
File Number: 3-18493
Release No. AP-5772
File Number: 3-18489
Release No. AP-5768
File Number: 3-18497
Release No. AP-5769
File Number: 3-18099
Release No. AP-5770
File Number: 3-18070
Release No. AP-5771
File Number: 3-18484
Release No. AP-5767
File Number: 3-18404
Release No. AP-5766
File Number: 3-18438
Release No. AP-5765
File Number: 3-18099
Release No. AP-5763
File Number: 3-18461
Release No. AP-5764
File Number: 3-18485
Release No. AP-5760
File Number: 3-18508
Release No. AP-5761
File Number: 3-18475
Release No. AP-5762
File Number: 3-17849
Release No. AP-5757
File Number: 3-17950
Release No. AP-5758
File Number: 3-18490
Release No. AP-5759
File Number: 3-18506
Release No. AP-5754
File Number: 3-18501
Release No. AP-5755
File Number: 3-18099
Release No. AP-5753
File Number: 3-18500
Release No. AP-5756
File Number: 3-18507
Release No. AP-5752
File Number: 3-18472
Release No. AP-5750
File Number: 3-17849
Release No. AP-5751
File Number: 3-18099
Release No. AP-5749
File Number: 3-18497
Release No. AP-5747
File Number: 3-18484
Release No. AP-5748
File Number: 3-18496
Release No. AP-5745
File Number: 3-17950
Release No. AP-5741
File Number: 3-18490
Release No. AP-5746
File Number: 3-18461
Release No. AP-5742
File Number: 3-18492
Release No. AP-5738
File Number: 3-18484
Release No. AP-5743
File Number: 3-18493
Release No. AP-5739
File Number: 3-18485
Release No. AP-5744
File Number: 3-18404
Release No. AP-5740
File Number: 3-18489
Release No. AP-5737
File Number: 3-18460
Release No. AP-5735
File Number: 3-18438
Release No. AP-5736
File Number: 3-18481
Release No. AP-5734
File Number: 3-18475
Release No. AP-5731
File Number: 3-18454
Release No. AP-5732
File Number: 3-18176
Release No. AP-5733
File Number: 3-18479
Release No. AP-5729
File Number: 3-18483
Release No. AP-5730
File Number: 3-18481
Release No. AP-5728
File Number: 3-17950
Release No. AP-5727
File Number: 3-18480
Release No. AP-5726
File Number: 3-18460
Release No. AP-5723
File Number: 3-17849
Release No. AP-5724
File Number: 3-17184
Release No. AP-5725
File Number: 3-18479
Release No. AP-5722
File Number: 3-18405
Release No. AP-5721
File Number: 3-18475
Release No. AP-5718
File Number: 3-18472
Release No. AP-5717
File Number: 3-18445
Release No. AP-5719
File Number: 3-17716
Release No. AP-5720
File Number: 3-18460
Release No. AP-5714
File Number: 3-18458
Release No. AP-5715
File Number: 3-17716
Release No. AP-5716
File Number: 3-18422
Release No. AP-5713
File Number: 3-18461
Release No. AP-5712
File Number: 3-18450
Release No. AP-5711
File Number: 3-18438
Release No. AP-5710
File Number: 3-18445
Release No. AP-5708
File Number: 3-17342