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ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort ascending Respondents
Release No. AP-5919
File Number: 3-18098
Release No. AP-5915
File Number: 3-18480
Release No. AP-5911
File Number: 3-18438
Release No. AP-5889
File Number: 3-18346
Release No. AP-5885
File Number: 3-18070
Release No. AP-5890
File Number: 3-18347
Release No. AP-5886
File Number: 3-18422
Release No. AP-5891
File Number: 3-18460
Release No. AP-5887
File Number: 3-18485
Release No. AP-5892
File Number: 3-18490
Release No. AP-5888
File Number: 3-18507
Release No. AP-5905
File Number: 3-18176
Release No. AP-5901
File Number: 3-18017
Release No. AP-5897
File Number: 3-18489
Release No. AP-5893
File Number: 3-18378
Release No. AP-5902
File Number: 3-18141
Release No. AP-5898
File Number: 3-18501
Release No. AP-5894
File Number: 3-18292
Release No. AP-5903
File Number: 3-18099
Release No. AP-5899
File Number: 3-15783
Release No. AP-5895
File Number: 3-18187
Release No. AP-5904
File Number: 3-18500
Release No. AP-5900
File Number: 3-17029
Release No. AP-5896
File Number: 3-18405
Release No. AP-5883
File Number: 3-18552
Release No. AP-5884
File Number: 3-18492
Release No. AP-5880
File Number: 3-18535
Release No. AP-5881
File Number: 3-18422
Release No. AP-5882
File Number: 3-18485
Release No. AP-5877
File Number: 3-15255
Release No. AP-5879
File Number: 3-17031
Release No. AP-5878
File Number: 3-17132
Release No. AP-5876
File Number: 3-16353
Release No. AP-5873
File Number: 3-18070
Release No. AP-5874
File Number: 3-18483
Release No. AP-5875
File Number: 3-18414
Release No. AP-5869
File Number: 3-17253
Release No. AP-5865
File Number: 3-17548
Release No. AP-5870
File Number: 3-17029
Release No. AP-5866
File Number: 3-17549
Release No. AP-5862
File Number: 3-17545
Release No. AP-5871
File Number: 3-18017
Release No. AP-5867
File Number: 3-16965
Release No. AP-5863
File Number: 3-17546
Release No. AP-5872
File Number: 3-18141
Release No. AP-5868
File Number: 3-15783
Release No. AP-5864
File Number: 3-17547
Release No. AP-5858
File Number: 3-18479
Release No. AP-5859
File Number: 3-18481
Release No. AP-5860
File Number: 3-18411
Release No. AP-5861
File Number: 3-17595
Release No. AP-5846
File Number: 3-17398
Release No. AP-5842
File Number: 3-17950
Release No. AP-5838
File Number: 3-18099
Release No. AP-5834
File Number: 3-18346
Release No. AP-5847
File Number: 3-17387
Release No. AP-5843
File Number: 3-17886
Release No. AP-5839
File Number: 3-18500
Release No. AP-5835
File Number: 3-18347
Release No. AP-5844
File Number: 3-18489
Release No. AP-5840
File Number: 3-18404
Release No. AP-5836
File Number: 3-18460
Release No. AP-5845
File Number: 3-17716
Release No. AP-5841
File Number: 3-18534
Release No. AP-5837
File Number: 3-18490
Release No. AP-5854
File Number: 3-18187
Release No. AP-5850
File Number: 3-18438
Release No. AP-5855
File Number: 3-18292
Release No. AP-5851
File Number: 3-18497
Release No. AP-5856
File Number: 3-18378
Release No. AP-5852
File Number: 3-18098
Release No. AP-5848
File Number: 3-18176
Release No. AP-5857
File Number: 3-18501
Release No. AP-5853
File Number: 3-18405
Release No. AP-5849
File Number: 3-18508
Release No. AP-5824
File Number: 3-18454
Release No. AP-5820
File Number: 3-18550
Release No. AP-5816
File Number: 3-18551
Release No. AP-5821
File Number: 3-18461
Release No. AP-5817
File Number: 3-18493
Release No. AP-5822
File Number: 3-17366
Release No. AP-5818
File Number: 3-18506
Release No. AP-5823
File Number: 3-18188
Release No. AP-5819
File Number: 3-18545
Release No. AP-5832
File Number: 3-18507
Release No. AP-5828
File Number: 3-17342
Release No. AP-5833
File Number: 3-18530
Release No. AP-5829
File Number: 3-17990
Release No. AP-5825
File Number: 3-18450
Release No. AP-5830
File Number: 3-18325
Release No. AP-5826
File Number: 3-18480
Release No. AP-5831
File Number: 3-17849
Release No. AP-5827
File Number: 3-18496
Release No. AP-5815
File Number: 3-18552
Release No. AP-5813
File Number: 3-17342
Release No. AP-5814
File Number: 3-18411
Release No. AP-5812
File Number: 3-18550
Release No. AP-5809
File Number: 3-18501
Release No. AP-5810
File Number: 3-18479
Release No. AP-5811
File Number: 3-18507