FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Report

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Table of Contents

Agency and Mission Information

• Executive Summary
• Vision, Mission, and Values
• History and Purpose
• Organization Structure and Resources

FY 2015 Budget Request Tables

• FTE and Positions by Program
• Obligations by Object Class
• FY 2015 Request by Strategic Goal and Program
• Summary of Changes
• Offsetting Collections and Spending Authority

FY 2015 Appropriations Language

FY 2015 Annual Performance Plan

• FY 2015 APP Summary
• A Reader’s Guide to the SEC’s Performance Information
• Verification and Validation of Performance Data
• Performance Summary by Strategic Goal
• Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment
• Strategic Goal 2: Foster and Enforce Compliance with the Federal Securities Laws
• Strategic Goal 3: Facilitate Access to the Information Investors Need to Make
• Informed Investment Decisions
• Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital

FY 2015 Budget Request by Program

Other Information

• Program Evaluations & Research
• Cross Agency Collaboration
• Efficiencies and Effectiveness
• Management Reviews
• Management and Performance Challenges
• Hyperlinks to Other Reports

FY 2013 Annual Performance Report

• Performance Summary by Strategic Goal
• Strategic Goal 1: Foster and Enforce Compliance with the Federal Securities Laws
• Strategic Goal 2: Establish an Effective Regulatory Environment
• Strategic Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions
• Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital

Appendices

• Appendix A - Discontinued Performance Goals and Indicators
• Appendix B - SEC Divisions and Offices
• Appendix C – Glossary of Terms
• Appendix D - Acronyms