Data

SEC Administrative Proceedings for 2009 through 2013

January 2009 - December 2013

This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings.

This file contains the following data fields:

Field Name Field Description
url Location of the administrative proceeding on the SEC web site
release_number Release Number of the administrative proceeding
release_date Release Date of the administrative proceeding
respondents Respondents to the administrative proceeding

Data Downloads

File Format Size
2013 XML 231.41 KB
2012 XML 238.84 KB
2011 XML 290.69 KB
2010 XML 237.86 KB
2009 XML 219.04 KB

Last Reviewed or Updated: Dec. 31, 2013