2019 SEC Government-Business Forum on Small Business Capital Form Agenda

Remarks

• SEC Chairman Jay Clayton
• Commissioner Robert J. Jackson Jr
• Commissioner Hester M. Peirce
• Commissioner Elad L. Roisman
• Commissioner Allison Herren Lee

Opening Remarks

• Dean Anthony R. Hendrickson, Heider College of Business, Creighton University

Moderator: Martha Legg Miller, SEC Advocate for Small Business Capital Formation

Panelists

• Allie Esch, Principal, Dundee Venture Capital (Omaha, NE)
• Keith Fix, Founder and CEO, Retail Aware (Omaha, NE)
• Stephanie Luebbe, Executive Director, Nebraska Angels (Lincoln, NE)
• Claire McHenry, Deputy Director, Bureau of Securities,
  Nebraska Department of Banking and Finance (Lincoln, NE)
• Jeff Slobotski, Entrepreneur, Router Ventures, and
  Founder of Big Omaha and Silicon Prairie News (Omaha, NE)
• Heather Dawn Thompson, Founder and Lead Manager of Native American
  Capital’s Tribal Opportunity Zones Venture Group (Rapid City, SD)
• John Wirtz, Co-founder and Chief Product Officer, Hudl (Lincoln, NE)

Moderators

• William Hinman, Division Director, SEC Division of Corporation Finance
• Martha Legg Miller, SEC Advocate for Small Business Capital Formation

Panelists

• Bart Dillashaw, Founder, Enterprise Legal Studio
• Sara Hanks, CEO, CrowdCheck, Inc.
• Keith F. Higgins, Chair, Corporate and Securities Practice, Ropes & Gray LLP
• Jennifer A. Zepralka, Chief, Office of Small Business Policy, SEC Division of Corporation Finance

• 12:15 p.m. | Instructions for Breakout Session Formulation of Issues and Recommendations
• 12:30 p.m. | Lunch

Small, Emerging Businesses

• Moderator: Carla Garrett, Partner, Potomac Law Group

Mature and Later Stage Private Companies

• Moderator: Bart Dillashaw, Founder, Enterprise Legal Studio

Small Reporting Companies

• Moderator: Irina V. Fox, Associate Professor, Creighton University, School of Law

• 3:00 p.m. | Break

• 3:15 p.m. | Breakout Groups Reassemble

• 4:30 p.m. | Vote to Prioritize Recommendations

• 5:00 p.m. | Networking Reception (Hixson-Lied Auditorium Foyer)