Fee Rate Advisories

Aug. 13, 2024

The SEC issues fee rate advisories to inform the public of any developments relating to transaction fees or filing fees paid to the Commission.

Transaction fees are determined in accordance with Section 31 of the Securities Exchange Act of 1934, which requires self-regulatory organizations to pay the Commission twice annually a fee based on the aggregate dollar amount of certain sales of securities. This fee rate may change annually as part of the Commission’s budget appropriation for a given fiscal year. 

Filing fees are determined in accordance with Section 6(b) of the Securities Act of 1933, which requires the Commission to collect fees from issuers on the registration of securities. This fee rate may change annually as part of the Commission’s budget appropriation for a given fiscal year.

Current Section 31 Transaction Fee Rate Advisory

Current Section 6(b) Filing Fee Rate Advisory

Past Fee Rate Advisories

Fee Rate Advisory Date Type
Fee Rate Advisory #3 for Fiscal Year 2023  March 1, 2023 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2023  Jan. 23, 2023 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2023 Aug. 26, 2022 Filing Fees
Fee Rate Advisory #2 for Fiscal Year 2022 April 8, 2022 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2022 Aug. 23, 2021 Filing Fees
Fee Rate Advisory #3 for Fiscal Year 2021 Feb. 26, 2021 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2021 Jan. 15, 2021 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2021 Aug. 26, 2020 Filing Fees
Fee Rate Advisory #3 for Fiscal Year 2020 Feb. 28, 2020 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2020 Jan. 9, 2020 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2020 Aug. 23, 2019 Filing Fees
Fee Rate Advisory #2 for Fiscal Year 2019  March 12, 2019 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2019 Aug. 24, 2018 Filing Fees
Fee Rate Advisory #3 for Fiscal Year 2018  April 17, 2018 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2018  Sept. 29, 2017 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2018 Aug. 24, 2017 Filing Fees
Fee Rate Advisory #3 for Fiscal Year 2017 May 31, 2017 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2017  Sept. 30, 2016 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2017  Aug. 31, 2016 Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2016  Feb. 25, 2016 Transaction Fees 
Fee Rate Advisory #3 for Fiscal Year 2016  Jan. 7, 2016 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2016  Sept. 30, 2015 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2016 Aug. 27, 2015 Filing Fees
Fee Rate Advisory #4 for Fiscal Year 2015  Feb. 27, 2015 Transaction Fees 
Fee Rate Advisory #3 for Fiscal Year 2015 Jan. 15, 2015 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2015  Sept. 30, 2014 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2015 Aug. 29, 2014 Filing Fees
Fee Rate Advisory #4 for Fiscal Year 2014  Feb. 28, 2014 Transaction Fees 
Fee Rate Advisory #3 for Fiscal Year 2014  Feb. 12, 2014 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2014  Oct. 31, 2013 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2014  Aug. 30, 2013 Filing Fees
Fee Rate Advisory #3 for Fiscal Year 2013 April 25, 2013 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2013  Nov. 15, 2012 Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2013  Aug. 31, 2012 Filing Fees
Fee Rate Advisory #6 for Fiscal Year 2012  March 1, 2012 Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2012  Jan. 20, 2012 Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2012  Sept. 29, 2011 Transaction Fees 
Fee Rate Advisory #3 for Fiscal Year 2012 Sept. 29, 2011 Filing Fees
Fee Rate Advisory #2 for Fiscal Year 2012  Aug. 31, 2011 Filing Fees
Fee Rate Advisory #1 for Fiscal Year 2012  May 2, 2011 Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2011 Dec. 22, 2010 Filing Fees and Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2011 Dec. 18, 2010 Filing Fees and Transaction Fees
Fee Rate Advisory #3 for Fiscal Year 2011 Dec. 3, 2010 Filing Fees and Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2011 Sept. 29, 2010 Filing Fees and Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2011 April 30, 2010 Filing Fees and Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2010 March 1, 2010 Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2010 Dec. 17, 2009 Filing Fees and Transaction Fees
Fee Rate Advisory #3 for Fiscal Year 2010 Oct. 30, 2009 Filing Fees and Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2010 Sept. 28, 2009 Filing Fees and Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2010 April 30, 2009 Filing Fees and Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2009 March 11, 2009 Filing Fees and Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2009 March 6, 2009 Filing Fees and Transaction Fees
Fee Rate Advisory #3 for Fiscal Year 2009 March 4, 2009 Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2009 Sept. 29, 2008 Filing Fees and Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2009 April 30, 2008 Filing Fees and Transaction Fees
Fee Rate Advisory #7 for Fiscal Year 2008 Feb. 29, 2008 Transaction Fees
Fee Rate Advisory #6 for Fiscal Year 2008 Dec. 27, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2008 Dec. 21, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2008 Dec. 14, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #3 for Fiscal Year 2008 Nov. 15, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2008 Sept. 28, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2008 May 7, 2007 Transaction Fees
Fee Rate Advisory #8 for Fiscal Year 2007 March 1, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #7 for Fiscal Year 2007 Feb. 16, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #6 for Fiscal Year 2007 Feb. 15, 2007 Filing Fees and Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2007 Dec. 8, 2006 Filing Fees and Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2007 Nov. 17, 2006 Filing Fees and Transaction Fees
Fee Rate Advisory #3 for Fiscal Year 2007 Sept. 29, 2006 Filing Fees and Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2007 Sept. 26, 2006 Filing Fees and Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2007 May 3, 2006 Filing Fees and Transaction Fees
Fee Rate Advisory #6 for Fiscal Year 2006 March 1, 2006 Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2006 Nov. 23, 2005 Filing Fees and Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2006 Nov. 18, 2005 Filing Fees and Transaction Fees
Fee Rate Advisory #3 for Fiscal Year 2006 Sept. 30, 2005 Filing Fees and Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2006 Sept. 27, 2005 Filing Fees and Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2006 April 29, 2005 Filing Fees and Transaction Fees
Fee Rate Advisory #7 For Fiscal Year 2005 March 1, 2005 Transaction Fees
Fee Rate Advisory #6 For Fiscal Year 2005 Dec. 9, 2004 Filing Fees and Transaction Fees
Fee Rate Advisory #5 for Fiscal Year 2005 Nov. 29, 2004 Filing Fees and Transaction Fees
Fee Rate Advisory #4 for Fiscal Year 2005 Nov. 22, 2004 Filing Fees and Transaction Fees
Fee Rate Advisory #3 for Fiscal Year 2005 Sept. 30, 2004 Filing Fees and Transaction Fees
Fee Rate Advisory #2 for Fiscal Year 2005 Sept. 27, 2004 Filing Fees and Transaction Fees
Fee Rate Advisory #1 for Fiscal Year 2005 Oct. 1, 2004 Filing Fees and Transaction Fees

Last Reviewed or Updated: Aug. 13, 2024

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