Staff Papers and Analyses
Working papers in the series were prepared in full or in part by SEC staff economists in the Division of Economic and Risk Analysis. They investigate a broad range of issues relevant to the Commission's mission and are disseminated to stimulate discussion and critical comment to the benefit of the public. DERA Working Papers are preliminary materials that have not been approved by the Commission and reflect only the views of the author(s).
White papers and analyses are prepared by SEC staff in the course of rulemaking and other Commission initiatives. Some of these materials are available elsewhere on the Commission website.
Staff Papers and Analyses RSS FeedDate | Title | Type |
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Charting the Course: A Systematic Exploration of Influences Shaping Money Market Fund Growth Daniel Hiltgen |
Working Papers | |
Tick Sizes and Market Quality: Revisiting the Tick Size Pilot Yashar H. Barardehi, Peter Dixon, Qiyu Liu, and Ariel Lohr |
Working Papers | |
Cash Management and Extreme Liquidity Demand of Mutual Funds Giulio Girardi, Christof Stahel, and Youchang W |
Working Papers | |
The Unit-Weighted Mean - Because Size Matters Eugene Canjels |
Working Papers | |
Bond Liquidity and Dealer Inventories: Insights from US and European Regulatory Data Plamen Ivanov, Alexei Orlov, and Michael Schihl |
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Encouraging Broker and Adviser Background Checks: A Randomized Study on Twitter K. Jeremy Ko, Sai Rao, and Parth Venkat |
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Intentional Access Delays, Market Quality, and Price Discovery: Evidence from IEX Becoming an Exchange Edwin Hu |
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Did Social Interactions Fuel or Suppress the US Housing Bubble? K. Jeremy Ko, Christo Pirinsky |
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Mutual Funds Apart From the Crowd Nadia Vozlyublennaia and Youchang Wu |
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Hedge Fund Liquidity Management George O. Aragon, Tolga Ergun, Mila Getmansky, and Giulio Girardi |
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Security Recommendations and the Liability of Broker-Dealers Matthew L. Kozora
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Working Papers | |
Mutual Funds Apart From the Crowd Nadia Vozlyublennaia and Youchang Wu
See Latest Revision (6/23/17)
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Working Papers | |
Manipulation of Illiquid Asset Indexes K. Jeremy Ko, Igor Kozhanov, and Sean Wilkoff |
Working Papers | |
Public versus Private Provision of Governance: The Case of Proxy Access Tara Bhandari, Peter Iliev, and Jonathan Kalodimos |
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The Effects of Regulating Hidden Add-on Costs K. Jeremy Ko and Jared Williams |
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Too Fast or Too Slow? Determining the Optimal Speed of Financial Markets Daniel Fricke and Austin Gerig |
Working Papers | |
High-Frequency Trading Synchronizes Prices in Financial Markets Austin Gerig |
Working Papers | |
Liquidity Risk, Speculative Trade, and the Optimal Latency of Financial Markets Daniel Fricke and Austin Gerig See Latest Revision (1/21/15) Daniel Fricke and Austin Gerig |
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Automated Liquidity Provision Austin Gerig and David Michayluk |
Working Papers | |
Making the Most of Good Times: Shareholder Rights and Performance Revisited Tara Bhandari |
Working Papers | |
Differences of Opinion and Stock Prices: Evidence from Spin-Offs and Mergers Tara Bhandari |
Working Papers | |
Going Public Abroad Cecilia Caglio, Kathleen Weiss Hanley and Jennifer Marietta-Westberg DERA Working Paper 2013-01
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Working Papers | |
Do Takeover Laws Matter? Evidence from Five Decades of Hostile Takeovers Matthew D. Cain, Stephen B. McKeon and Steven Davidoff Solomon |
Working Papers | |
Differences in the Information Environment Prior to SEOs under Relaxed Disclosure Regulation Sarah B. Clinton, Joshua T. White and Tracie Woidtke
DERA Working Paper 2013-05
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Working Papers | |
The Economic Implications of Money Market Fund Capital Buffers Craig M. Lewis
DERA Working Paper 2014-01
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Working Papers | |
Going Public Abroad Cecilia Caglio, Kathleen Weiss Hanley and Jennifer Marietta-Westberg See Latest Version (12/1/14) |
Working Papers | |
The Effects of Regulating Hidden Add-on Costs K. Jeremy Ko and Jared Williams See Latest Version (5/9/15) DERA Working Paper 2013-03
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Working Papers | |
Appointments of Academic Directors Joshua T. White, Tracie Woidtke, Harold A. Black and Robert L. Schweitzer DERA Working Paper 2013-02
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Working Papers | |
Analyst Competition and Monitoring:Earnings Management in Neglected Firms Laura Lindsey and Simona Mola DERA Working Paper 2013-04
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Working Papers |