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NMS Plans Archive: 2012
We encourage the public to submit comments on the following National Market System (NMS) plans during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
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Chronological List
Third Quarter |
Second Quarter |
First Quarter |
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File Number Lists
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File No. 4-443: Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options |
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File No. 4-533: Proposed NMS Plan for the Selection and Reservation of Securities Symbols to Add BOX Options Exchange LLC as a Party Thereto |
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File No. 4-546: Proposed Options Order Protection and Locked/Crossed Market Plan to Add the BOX Options Exchange LLC as a Participant |
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File No. 4-631: National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. |
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Options Price Reporting Authority (OPRA) |
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Additional Archives
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| Release No. |
Date |
Details |
| Third Quarter |
SR-OPRA-2012-05 |
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34-67791 |
Sep. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Section 3.1 of the OPRA Plan
Comments due: October 3, 2012
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SR-OPRA-2012-04 |
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34-67648 |
Aug. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Implement a New Fee for "Non-Display Applications"
Comments due: September 7, 2012
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SR-OPRA-2012-03 |
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34-67589 |
Aug. 2, 2012 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Revise the Definition of the Term "Nonprofessional"
See also:
Notice: Release No. 34-67210
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4-443 |
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34-67327 |
Jun. 29, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures to Facilitate the Listing and Trading of Standardized Options to Add NASDAQ OMX BX, Inc. as a Sponsor
Comments due: July 27, 2012
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| Second Quarter |
SR-OPRA-2012-03 |
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34-67210 |
Jun. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan to Revise the Definition of the Term "Nonprofessional"
Comments due: July 13, 2012
See also:
Notice: Release No. 34-67589
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4-631 |
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34-67091 |
May 31, 2012 |
Order Approving, on a Pilot Basis, the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. (Corrected version - date on page 44)
See also:
Notice: Release No. 34-65410
and
Notice: Release No. 34-64547
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4-546 |
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34-66969 |
May 11, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the BOX Options Exchange LLC as a Participant
Comments due: June 7, 2012
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4-533 |
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34-66957 |
May 10, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add BOX Options Exchange LLC as a Party Thereto
Comments due: June 6, 2012
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4-443 |
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34-66952 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures to Facilitate the Listing and Trading of Standardized Options to Add BOX Options Exchange LLC as a Sponsor
Comments due: June 5, 2012
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| First Quarter |
SR-OPRA-2012-02 |
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34-66564 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend OPRA's Fee Schedule
Comments due: April 6, 2012
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| File No. 4-443: Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options |
| Release No. |
Date |
Details |
4-443 |
|
34-67327 |
Jun. 29, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures to Facilitate the Listing and Trading of Standardized Options to Add NASDAQ OMX BX, Inc. as a Sponsor
Comments due: July 27, 2012
|
4-443 |
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34-66952 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures to Facilitate the Listing and Trading of Standardized Options to Add BOX Options Exchange LLC as a Sponsor
Comments due: June 5, 2012
|
| File No. 4-533: Proposed NMS Plan for the Selection and Reservation of Securities Symbols to Add BOX Options Exchange LLC as a Party Thereto |
| Release No. |
Date |
Details |
4-533 |
|
34-66957 |
May 10, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add BOX Options Exchange LLC as a Party Thereto
Comments due: June 6, 2012
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| File No. 4-546: Proposed Options Order Protection and Locked/Crossed Market Plan to Add the BOX Options Exchange LLC as a Participant |
| Release No. |
Date |
Details |
4-546 |
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34-66969 |
May 11, 2012 |
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the BOX Options Exchange LLC as a Participant
Comments due: June 7, 2012
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| File No. 4-631: National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. |
| Release No. |
Date |
Details |
4-631 |
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34-67091 |
May 31, 2012 |
Order Approving, on a Pilot Basis, the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. (Corrected version - date on page 44)
See also:
Notice: Release No. 34-65410
and
Notice: Release No. 34-64547
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| Options Price Reporting Authority (OPRA) |
| Release No. |
Date |
Details |
SR-OPRA-2012-07 |
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34-69453 |
Apr. 25, 2013 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Section 3.5 of the OPRA Plan
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34-68655 |
Jan. 15, 2013 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Section 3.5 of the OPRA Plan
Comments due: February 12, 2013
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SR-OPRA-2012-05 |
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34-67791 |
Sep. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Section 3.1 of the OPRA Plan
Comments due: October 3, 2012
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SR-OPRA-2012-04 |
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34-67648 |
Aug. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Implement a New Fee for "Non-Display Applications"
Comments due: September 7, 2012
|
SR-OPRA-2012-03 |
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34-67589 |
Aug. 2, 2012 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Revise the Definition of the Term "Nonprofessional"
|
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34-67210 |
Jun. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan to Revise the Definition of the Term "Nonprofessional"
Comments due: July 13, 2012
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SR-OPRA-2012-02 |
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34-66564 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend OPRA's Fee Schedule
Comments due: April 6, 2012
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http://www.sec.gov/rules/sro/nms/nmsarchive/nms2012.shtml
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