National Market System Plans (NMS) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-100017 | SEC Issue Date:Apr 23, 2024 | File Number:4-757 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data Comments Due: June 3, 2024 View Received Comments Submit a Comment on 4-757
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| Release Number:34-99994 | SEC Issue Date:Apr 19, 2024 | File Number:4-820 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information Comments Due: May 16, 2024 View Received Comments |
| Release Number:34-99938 | SEC Issue Date:Apr 10, 2024 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures Comments Due: May 7, 2024 View Received Comments |
| Release Number:34-99859 | SEC Issue Date:Mar 26, 2024 | File Number:SR-OPRA-2023-01 | SRO Organization:National Market System Plans (NMS) |
Details: Withdrawal of Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees |
| Release Number:34-99545 | SEC Issue Date:Feb 15, 2024 | File Number:4-631 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, I Comments Due: March 14, 2024 |
| Release Number:34-99431 | SEC Issue Date:Jan 25, 2024 | File Number:SR-OPRA-2023-01 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees |
| Release Number:34-99403 | SEC Issue Date:Jan 19, 2024 | File Number:4-757 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data Comments Due: February 26, 2024 View Received Comments |
| Release Number:34-99345 | SEC Issue Date:Jan 16, 2024 | File Number:4-820 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Proposed Amendment to Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information Comments Due: February 12, 2024 View Received Comments |
| Release Number:34-99023 | SEC Issue Date:Nov 27, 2023 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Order Granting an Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Recordkeeping Requirements for Industry Test Data, as Required by Rule 17a-1 Under th |
| Release Number:34-99001 | SEC Issue Date:Nov 21, 2023 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail |