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NMS Plans Archive: 2005
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| Release No. |
Date |
Details |
SR-OPRA-2005-03 |
|
34-52901 |
Dec. 6, 2005 |
Order Approving an Amendment to the Plan for Reporting of
Consolidated Options Last Sale Reports and Quotation Information to Provide that Classes of
Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be
Treated as Equity/Index Options During a Temporary Period Ending on December 31, 2007
See also:
Notice: Release No. 34-52710
|
SR-OPRA-2005-04 |
|
34-52900 |
Dec. 6, 2005 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information ("OPRA Plan") to Amend Guideline No. 1 of the Best Bid and Offer Guidelines Adopted Pursuant to the OPRA Plan
See also:
Notice: Release No. 34-52714
|
S7-24-89 |
|
34-52886 |
Dec. 5, 2005 |
Solicitation of Comments and Order Granting Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. and to Extend Certain Exemptive Relief
Comments due: January 4, 2006
|
SR-OPRA-2005-04 |
|
34-52714 |
Nov. 1, 2005 |
Notice of Filing of Proposed Amendment to the Best Bid and Offer Guidelines Adopted Pursuant to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information
See also:
Order: Release No. 34-52900
Comments due: November 28, 2005
|
SR-OPRA-2005-03 |
|
34-52710 |
Nov. 1, 2005 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Provide that Classes of Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be Treated as Equity/Index Options During a Temporary Period Ending on December 31, 2007
See also:
Order: Release No. 34-52901
Comments due: November 28, 2005
|
4-429 |
|
34-52656 |
Oct. 24, 2005 |
Order Approving Amendment No. 16 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Defi
nition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
|
4-429 |
|
34-52413 |
Sep. 13, 2005 |
Order Approving Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision
|
4-429 |
|
34-52401 |
Sep. 9, 2005 |
Notice of Filing of Joint Amendment No. 16 to the Intermarket Option Linkage Plan Relating to the Definition of Firm Customer Quote Size and Restrictions on Sending Certain Principal Acting as Agent Orders
Comments due: October 7, 2005
|
4-429 |
|
34-52350 |
Aug. 26, 2005 |
Order Approving Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage
|
4-429 |
|
34-52167 |
Jul. 29, 2005 |
Notice of Filing of Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision
Comments due: August 30, 2005
|
SR-OPRA-2005-02 |
|
34-52146 |
Jul. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Revise the Manner in which OPRA’s Professional Subscribers Fee at the Enterprise Rate is Determined
Comments due: August 24, 2005
|
4-429 |
|
34-52074 |
Jul. 20, 2005 |
Notice Filing of Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage
Comments due: August 17, 2005
|
4-208 |
|
34-52001 |
Jul. 8, 2005 |
Order Approving the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments
|
4-208 |
|
34-51755 |
May 27, 2005 |
Notice of Filing of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments
Comments due: June 27, 2005
|
4-429 |
|
34-51721 |
May 19, 2005 |
Order Approving Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day
|
SR-OPRA-2005-01 |
|
34-51716 |
May 19, 2005 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet
|
SR-OPRA-2005-01 |
|
34-51514 |
Apr. 8, 2005 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet
Comments due: May 6, 2005
|
SR-CTA/CQ-2004-01 |
|
34-51391 |
Mar. 17, 2005 |
Order Approving the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan
|
S7-24-89 |
|
34-51304 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Amendment No. 14 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc.
Comments due: April 4, 2005
|
S7-24-89 |
|
34-51292 |
Mar. 2, 2005 |
Order Extending for One Year the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc., and to Extend Certain Exemptive Relief
|
4-429 |
|
34-51108 |
Jan. 31, 2005 |
Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day, and Notice of Filing of Such Amendment
Comments due: February 28, 2005
|
SR-CTA/CQ-2004-01 |
|
34-51012 |
Jan. 10, 2005 |
Notice of Filing of the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan
Comments due: February 9, 2005
|
SR-OPRA-2004-06 |
|
34-50973 |
Jan. 6, 2005 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Guideline 2 of the Capacity Guidelines Adopted in Accordance with the Plan
|
| Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) |
| Release No. |
Date |
Details |
SR-CTA/CQ-2004-01 |
|
34-51391 |
Mar. 17, 2005 |
Order Approving the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan
|
|
34-51012 |
Jan. 10, 2005 |
Notice of Filing of the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan
Comments due: February 9, 2005
|
| File No. 4-208: Intermarket Trading System |
| Release No. |
Date |
Details |
|
34-52001 |
Jul. 8, 2005 |
Order Approving the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments
|
|
34-51755 |
May 27, 2005 |
Notice of Filing of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments
Comments due: June 27, 2005
|
| File No. 4-429: Plan for the Purpose of Creating and Operating an Intermarket Option Linkage |
| Release No. |
Date |
Details |
|
34-52656 |
Oct. 24, 2005 |
Order Approving Amendment No. 16 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
|
|
34-52413 |
Sep. 13, 2005 |
Order Approving Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision
|
|
34-52401 |
Sep. 9, 2005 |
Notice of Filing of Joint Amendment No. 16 to the Intermarket Option Linkage Plan Relating to the Definition of Firm Customer Quote Size and Restrictions on Sending Certain Principal Acting as Agent Orders
Comments due: October 7, 2005
|
|
34-52350 |
Aug. 26, 2005 |
Order Approving Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage
|
|
34-52167 |
Jul. 29, 2005 |
Notice of Filing of Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision
Comments due: August 30, 2005
|
|
34-52074 |
Jul. 20, 2005 |
Notice Filing of Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage
Comments due: August 17, 2005
|
|
34-51721 |
May 19, 2005 |
Order Approving Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day
|
|
34-51108 |
Jan. 31, 2005 |
Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day, and Notice of Filing of Such Amendment
Comments due: February 28, 2005
|
| File No. S7-24-89: Nasdaq UTP Plan |
| Release No. |
Date |
Details |
|
34-52886 |
Dec. 5, 2005 |
Solicitation of Comments and Order Granting Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. and to Extend Certain Exemptive Relief
Comments due: January 4, 2006
|
|
34-51304 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Amendment No. 14 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc.
Comments due: April 4, 2005
|
|
34-51292 |
Mar. 2, 2005 |
Order Extending for One Year the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc., and to Extend Certain Exemptive Relief
|
| Options Price Reporting Authority (OPRA) |
| Release No. |
Date |
Details |
SR-OPRA-2005-04 |
|
34-52900 |
Dec. 6, 2005 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information ("OPRA Plan") to Amend Guideline No. 1 of the Best Bid and Offer Guidelines Adopted Pursuant to the OPRA Plan |
|
34-52714 |
Nov. 1, 2005 |
Notice of Filing of Proposed Amendment to the Best Bid and Offer Guidelines Adopted Pursuant to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information
Comments due: November 28, 2005
|
SR-OPRA-2005-03 |
|
34-52901 |
Dec. 6, 2005 |
Order Approving an Amendment to the Plan for Reporting of
Consolidated Options Last Sale Reports and Quotation Information to Provide that Classes of
Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be
Treated as Equity/Index Options During a Temporary Period Ending on December 31, 2007 |
|
34-52710 |
Nov. 1, 2005 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Provide that Classes of Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be Treated as Equity/Index Options During a Temporary Period Ending on December 31, 2007
Comments due: November 28, 2005
|
SR-OPRA-2005-02 |
|
34-52146 |
Jul. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Revise the Manner in which OPRA’s Professional Subscribers Fee at the Enterprise Rate is Determined
Comments due: August 24, 2005
|
SR-OPRA-2005-01 |
|
34-51716 |
May 19, 2005 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet
|
|
34-51514 |
Apr. 8, 2005 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet
Comments due: May 6, 2005
|
SR-OPRA-2004-06 |
|
34-50973 |
Jan. 6, 2005 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Guideline 2 of the Capacity Guidelines Adopted in Accordance with the Plan
|
http://www.sec.gov/rules/sro/nms/nmsarchive/nms2005.shtml
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