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Re-Opening of Comment Period for Asset-Backed Securities Release
[Release Nos. 33-9244; 34-71611; File No. S7-08-10]
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(Click here for meetings with SEC officials)
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| Jun. 20, 2016 | Stephen J. O'Connell, Senior Vice President & Treasurer, Navient Corporation |
| Jun. 15, 2016 | Richard Johns, Executive Director, Structured Finance Industry Group |
| Jan. 12, 2016 | Richard Johns, Executive Director, Structured Finance Industry Group |
| Sep. 30, 2015 | Gregory Davis, CFA, Global Head of Fixed Income, Vanguard and Bob Behal, CFA, Principal, Vanguard |
| Aug. 31, 2015 | Richard B. Rogers, Co-Head of Structured Products, Prudential Fixed Income, Newark, New Jersey |
| Aug. 19, 2015 | Christina Crooks, Director, Tax Policy, National Association of Manufacturers |
| Aug. 7, 2015 | Brett Davis, President, CNH Industrial Capital LLC, Racine, Wisconsin |
| Jul. 24, 2015 | Thomas C. Spitzfaden, Vice President and Treasurer, John Deere Capital Corporation |
| Jun. 23, 2015 | Richard Johns, Executive Director, Structured Finance Industry Group |
| Dec. 15, 2014 | Christopher B. Killian, Managing Director, Head of Securitization, SIFMA |
| Aug. 26, 2014 | David M. Silberman, Associate Director, Office of Research, Markets & Regulations, Consumer Financial Protection Bureau |
| Jul. 28, 2014 | Sen. Jeffrey A. Merkley, et al., U.S. Senate |
| Jul. 26, 2014 | Ben Bates, CEO, EuroABS Limited |
| May 21, 2014 | Allison Schwartz |
| May 6, 2014 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut, Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association |
| Apr. 28, 2014 | Michael Kanef, Chief Regulatory and Compliance Officer, Moody's Investors Service, New York, New York |
| Apr. 28, 2014 | Richard B. Rogers, Head of Structured Product Research, Prudential Fixed Income, Newark, New Jersey |
| Apr. 28, 2014 | James Salem, Executive Vice President and Treasurer, Royal Bank of Canada, et al. |
| Apr. 28, 2014 | Richard Johns, Executive Director, Structured Finance Industry Group |
| Apr. 28, 2014 | James. C. Allen, CFA, Head, Capital Markets Policy - Americas, and Linda L. Rittenhouse, Director, Capital Markets Policy , CFA Institute |
| Apr. 28, 2014 | David Strongin, Executive Director, Global Financial Markets Association, and Chris Dalton, Chief Executive Officer, Australian Securitisation Forum |
| Apr. 28, 2014 | Christopher B. Killian
Managing Director, Head of Securitization, SIFMA, and Richard Foster, Vice President & Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable |
| Apr. 28, 2014 | William G. Sutton, CAE, President and CEO, Equipment Leasing and Finance Association, Washington, District of Columbia |
| Apr. 28, 2014 | Hal S. Scott, Director, Committee on Capital Markets Regulation |
| Apr. 28, 2014 | Thomas A. Feil, Treasurer, Capital One Financial Corporation |
| Apr. 28, 2014 | Russel Parentela, Global Head of Structured Products, Bloomberg L.P. |
| Apr. 21, 2014 | Pam Dixon, Executive Director, World Privacy Forum, San Diego, California |
| Apr. 21, 2014 | Americans for Financial Reform |
| Apr. 17, 2014 | Barrett Burns, President & CEO, VantageScore Solutions, LLC |
| Mar. 28, 2014 | David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association |
| Mar. 28, 2014 | Christopher Killian, Managing Director, Securitization, SIFMA, and Richard Foster, Vice President of Regulation, Financial Services Roundtable |
| Mar. 28, 2014 | Bryan J. Andres,
Executive Vice President and Chief Financial Officer, IPFS Corporation |
| Mar. 28, 2014 | Ned Myers, Senior Vice President, Lewtan |
| Mar. 28, 2014 | Stephen M. Renna, President & CEO, CRE Finance Council |
| Mar. 28, 2014 | Bill Himpler, Executive Vice President, American Financial Services Association |
| Mar. 28, 2014 | Andrew Procter,
Global Head of Compliance, Government and Regulatory Affairs, Deutsche Bank |
| Mar. 28, 2014 | Nora Dahlman, Capital Markets Assistant General Counsel, Wells Fargo & Company |
| Mar. 27, 2014 | Marc D. Joffe, Public Sector Credit Solutions, San Francisco, California |
| Mar. 26, 2014 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Mar. 25, 2014 | Ann Elaine Rutledge, CEO and Founding Principal, R&R Consulting |
| Mar. 25, 2014 | Teresa Davidson, Vice President, Legal & General Counsel, Volvo Financial Services Region the Americas |
| Mar. 24, 2014 | Eric M. Gebhard, Treasurer, World Omni Financial Corp. |
| Mar. 22, 2014 | Karl T. Muth,
Lecturer in Economics and Public Policy, Northwestern University |
| Mar. 21, 2014 | Jeremy R. Calva, Forensic Accountant, Pasadena, California |
| Mar. 20, 2014 | Steven C. Bierman, President, CNH Industrial Capital America LLC |
| Mar. 19, 2014 | Kenneth L. Miller, Deputy General Counsel, Bank of America Corporation |
| Mar. 14, 2014 | Ryan C. Farris, Structured Funding Executive, Ally Financial Inc. |
| Mar. 14, 2014 | David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association |
| Mar. 10, 2014 | Bernard Silverstone, Chairman and CEO, Ford Motor Credit Company LLC |
| Mar. 10, 2014 | Eric A. Dela Pena, San Francisco |
| Mar. 10, 2014 | Richard Johns, Executive Director, Structured Finance Industry Group |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| May 5, 2017 | Memorandum from the Division of Corporation Finance regarding a May 3, 2017, meeting with issuer members of the Structured Finance Industry Group |
| Apr. 28, 2017 | Memorandum from the Division of Corporation Finance regarding an April 25, 2017, meeting with investor members of the Structured Finance Industry Group |
| Feb. 23, 2017 | Memorandum from the Office of Acting Chairman Michael Piwowar regarding a February 23, 2017, meeting with representatives of the Structured Finance Industry Group |
| May 25, 2016 | Memorandum from the Division of Corporation Finance regarding a May 24, 2016, phone call with representatives of the Structured Finance Industry Group (SFIG) |
| Jun. 24, 2015 | Memorandum from the Division of Corporation Finance regarding a June 22, 2015, meeting with representatives of CNH Industrial and the National Association of Manufacturers (NAM) |
| May 28, 2015 | Memorandum from the Division of Corporation Finance regarding a May 27, 2015, phone call with representatives of the Structured Finance Industry Group (SFIG) |
| Apr. 15, 2015 | Memorandum from the Division of Corporation Finance regarding an April 14, 2015, meeting with representatives of Intex Solutions, Inc. |
| Dec. 2, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a December 2, 2014, teleconference with William J. Harrington |
| Oct. 8, 2014 | Memorandum from the Division of Corporation Finance regarding an October 8, 2014, teleconference with the American Automotive Leasing Association (AALA) |
| Jun. 30, 2014 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 30, 2014, teleconference with William J. Harrington |
| Apr. 30, 2014 | Memorandum from the Division of Corporation Finance regarding an April 30, 2014, teleconference with William Harrington and Marc Joffe |
| Apr. 30, 2014 | Memorandum from the Division of Corporation Finance regarding an April 30, 2014, teleconference with William Harrington and Marc Joffe |
| Apr. 18, 2014 | Memorandum from the Division of Corporation Finance regarding an April 16, 2014, phone conversation with representatives of Lewtan |
| Apr. 11, 2014 | Memorandum from the Division of Corporation Finance regarding an April 9, 2014, meeting with representatives of the Securities Industry and Financial Markets Association and the Financial Services Roundtable (SIFMA/FSR) |
| Apr. 10, 2014 | Memorandum from the Division of Corporation Finance regarding an April 4, 2014, meeting with representatives of the Structured Finance Industry Group, Inc. (SFIG) |
| Feb. 26, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a February 26, 2014, meeting with representatives of Intex Solutions, Inc. |
| Feb. 26, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a February 25, 2014, statement regarding the re-opening of the comment period for the proposed amendments on asset-backed securities disclosure and registration. |
| Feb. 25, 2014 | Memorandum from the Division of Corporation Finance regarding Disclosure of Asset-Level Data |
Re-proposal of Shelf Eligibility Conditions for Asset-Backed Securities and Other Additional Requests for Comment
[Release Nos. 33-9552; 34-64968; File No. S7-08-10]
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| Feb. 18, 2014 | Richard Johns, Executive Director, Structured Finance Industry Group |
| Feb. 17, 2014 | William J. Harrington, New York, New York |
| Feb. 2, 2014 | William J. Harrington |
| Jan. 30, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a January 27, 2014, telephone conference with representatives of Winston & Strawn LLP |
| Oct. 4, 2013 | Rep. Sean P. Duffy, Member of Congress |
| Jun. 18, 2013 | Memorandum from the Division of Corporation Finance regarding a June 11, 2013, meeting with representatives of the Structured Finance Industry Group, Inc. (SFIG) |
| Feb. 4, 2013 | Memorandum from the Division of Corporation Finance regarding a January 28, 2013, meeting with representatives of the Mortgage Industry Standards Maintenance Organization (MISMO) |
| Nov. 21, 2012 | Memorandum from the Division of Corporation Finance regarding a November 13, 2012, meeting with representatives of Financial Consulting Corp. and Experian |
| Oct. 19, 2012 | Memorandum from the Division of Corporation Finance regarding an October 18, 2012, meeting with representatives of Veros Real Estate Solutions |
| Sep. 5, 2012 | Memorandum from the Division of Corporation Finance regarding an August 20, 2012, telephone conference with representatives of the Mortgage Industry Standards Maintenance Organization |
| Aug. 6, 2012 | Mary Ellen Kummer, Assistant Treasurer, Navistar Financial Corporation |
| Aug. 3, 2012 | Christopher A. Halmy, Ally Financial Inc.; Jon Nomura, American Honda Finance Corporation; Ralf Edelmann, BMW US Capital, LLC; Thomas W. Reedy, CarMax Business Services, LLC; David A. Webb and Susan J. Thomas, Ford Motor Credit Company LLC; Susan B. Sheffield and Sheli Fitzgerald, General Motors Financial Company, Inc.; James Darrell Thomas, Harley-Davidson Financial Services, Inc.; Min Sok Randy Park, Hyundai Capital America; Kenneth D. Casper, Mercedes-Benz Financial Services USA LLC; Mary Ellen Kummer, Navistar Financial Corporation; Ben Miller, Nissan Motor Acceptance Corporation; Paula Campbell Kelly, Porsche Financial Services, Inc.; Andrew Kang, Santander Consumer USA Inc.; Q. Gwynn Lam, TD Auto Finance LLC; Wei Shi, Toyota Motor Credit Corporation; Martin Luedtke, VW Credit, Inc.; Eric M. Gebhard, World Omni Financial Corp. |
| Jun. 20, 2012 | William G. Sutton, CAE, Equipment Leasing and Finance Association, Washington, District of Columbia |
| May 18, 2012 | Memorandum from the Division of Corporation Finance regarding a May 16, 2012, meeting with representatives of the Equipment Leasing and Financing Association |
| May 4, 2012 | Tom Deutsch, Executive Director, American Securitization Forum |
| Feb. 23, 2012 | Memorandum from the Division of Corporation Finance regarding a February 22, 2012, meeting with representatives of the Association for Financial Markets in Europe Conference |
| Feb. 1, 2012 | American Securitization Forum |
| Jan. 27, 2012 | Tom Deutsch, Executive Director, American Securitization Forum |
| Dec. 20, 2011 | William G. Sutton, CAE, President and CEO, Equipment Leasing and Finance Association, Washington, District of Columbia |
| Dec. 9, 2011 | Eric J. Watson, Vice President & Associate General Counsel, Sallie Mae, Inc. |
| Nov. 21, 2011 | Mary Ellen Kummer, Assistant Treasurer, Navistar Financial Corporation |
| Nov. 16, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut, Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association, New York, New York |
| Nov. 10, 2011 | Cristeena G. Naser, Associate General Counsel, American Bankers Association, ABA Securities Association, Washington |
| Nov. 9, 2011 | Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Nov. 4, 2011 | Memorandum from the Division of Corporation Finance regarding a November 2, 2011, meeting with representatives of the Association for Financial Markets in Europe |
| Nov. 4, 2011 | Memorandum from the Division of Corporation Finance regarding an October 31, 2011, meeting with representatives of the Mortgage Bankers Association |
| Nov. 3, 2011 | Douglas
S. MacLeod, Chief Financial Officer, CNH Capital LLC |
| Nov. 2, 2011 | Tom Deutsch, Executive Director, American Securitization Forum |
| Oct. 26, 2011 | Memorandum from the Division of Corporation Finance regarding an October 25, 2011, meeting with representatives of the American Securitization Forum |
| Oct. 20, 2011 | William G. Sutton, CAE, President and CEO, Equipment Leasing and Finance Association |
| Oct. 13, 2011 | Christopher A. Halmy, Ally Financial Inc.; Jon Nomura, American Honda Finance Corporation; Ralf Edelmann, BMW US Capital, LLC; Thomas W. Reedy, CarMax Business Services, LLC; Susan J. Thomas and Scott D. Krohn, Ford Motor Credit Company LLC; Susan B. Sheffield and Sheli Fitzgerald, General Motors Financial Company, Inc.; James Darrell Thomas, Harley-Davidson Financial Services, Inc.; Min Sok Randy Park, Hyundai Capital America; Kenneth Casper, Mercedes-Benz Financial Services USA LLC; Mary Ellen Kummer, Navistar Financial Corporation; Mark F. Wilten, Nissan Motor Acceptance Corporation; Paula Campbell Kelly, Porsche Financial Services, Inc.; Andrew Kang, Santander Consumer USA Inc.; Q. Gwynn Lam, TD Auto Finance LLC; Christopher Ballinger, Toyota Motor Credit Corporation; Martin Luedtke, VW Credit, Inc.; Eric M. Gebhard, World Omni Financial Corp |
| Oct. 7, 2011 | Memorandum from the Division of Corporation Finance regarding a September 15, 2011, meeting with representatives of Ford Credit |
| Oct. 7, 2011 | Memorandum from the Division of Corporation Finance regarding an August 31, 2011, conference call with representatives of the Loan Syndications and Trading Association |
| Oct. 4, 2011 | Jonathan L. Rosenthal, Senior Managing Director, Global Portfolio Management, Metropolitan Life Insurance Company |
| Oct. 4, 2011 | Bryan J. Andres, Executive Vice President and Chief Financial Officer, IPFS Corporation, Kansas City, Missouri |
| Oct. 4, 2011 | Tom Deutsch, Executive Director, American Securitization Forum |
| Oct. 4, 2011 | James Flaherty, CEO,CMBS.com and Co-Chair, Commercial Mortgage Industry Standards Maintenance Organization (CMISMO), Sausalito, California |
| Oct. 4, 2011 | Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist,
Better Markets, Inc. |
| Oct. 4, 2011 | Lawrence D. Rubenstein, Capital Markets Managing Counsel, Wells Fargo & Co. |
| Oct. 4, 2011 | Stephen M. Renna, Chief Executive Officer, CRE Finance Council |
| Oct. 4, 2011 | Richard B. Rogers, Managing Director, Head of Structured Product Research, Prudential Investment Management, Inc. |
| Oct. 4, 2011 | Bram Smith, Executive Director, Loan Syndications and Trading Association |
| Oct. 4, 2011 | David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association |
| Oct. 4, 2011 | Kenneth L. Miller, Deputy General Counsel, Bank of America Corporation |
| Oct. 4, 2011 | R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director, Committee on Capital Markets Regulation |
| Oct. 4, 2011 | Bianca A. Russo, Mananging Director and Associate General Counsel, Legal Department, J.P. Morgan Chase & Co. |
| Oct. 4, 2011 | Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia |
| Oct. 4, 2011 | Memorandum from the Division of Corporation Finance regarding a telephone conference with representatives of Salle Mae, Inc. |
| Oct. 4, 2011 | Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association |
| Oct. 4, 2011 | Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, Securities Industry and Financial Markets Association |
| Oct. 4, 2011 | Laurent Lutz, Executive Vice President & General Counsel, SLM Corporation |
| Oct. 4, 2011 | Richard Hopkin, Managing Director, Association for Financial Markets in Europe |
| Oct. 4, 2011 | Kevin F. McCarthy, Managing Director, Intex Solutions, Inc. |
| Sep. 27, 2011 | Robert J. Ahrenholz, Joshua M. Kerstein, and Mark A. Ellis, Kutak Rock LLP |
| Sep. 21, 2011 | Kevin F. McCarthy, Managing Director, Intex Solutions, Inc. |
| Sep. 11, 2011 | Doug Morgan, Silver Peak, Nevada |
| Aug. 24, 2011 | Memorandum from the Division of Corporation Finance regarding an August 24, 2011, meeting with representatives of Intex Solutions Inc. |
| Aug. 23, 2011 | Memorandum from the Office of Commissioner Aguilar regarding an August 23, 2011, meeting with representatives of Intex Solutions Inc. |
| Aug. 23, 2011 | Memorandum from the Office of Commissioner Paredes regarding an August 23, 2011, meeting with representatives of Intex Solutions Inc. |
| Aug. 22, 2011 | Chris Barnard, Germany |
| Jul. 29, 2011 | Christopher Walworth, Murrieta, California |
Comments on Proposed Rule on Asset-Backed Securities
[Release Nos. 33-9117; 34-61858; File No. S7-08-10]
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| May 25, 2011 | Memorandum from the Division of Corporation Finance regarding a May 24, 2011, meeting with representatives of the American Securitization Forum |
| May 18, 2011 | Steven L. Schwarcz, Stanley A. Star Professor of Law Business, Duke University School of Law, Durham, North Carolina |
| May 3, 2011 | Memorandum from the Division of Corporation Finance regarding an April 29, 2011, meeting with representatives of the Mortgage Bankers Association |
| Mar. 31, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a March 31, 2011, meeting with representatives of the Mortgage Bankers Association and various companies. |
| Mar. 31, 2011 | Memorandum from the Division of Corporation Finance regarding a March 17, 2011, conference call with representatives of R&R Consulting |
| Mar. 21, 2011 | Memorandum from the Division of Corporation Finance regarding a March 18, 2011, conference call with representatives of Federated Investors |
| Mar. 8, 2011 | Memorandum from the Division of Corporation Finance regarding a March 8, 2011, meeting with representatives of the Financial Services Roundtable |
| Mar. 3, 2011 | Memorandum from the Division of Corporation Finance regarding a March 2, 2011, meeting with representatives of Redwood Trust and Falcon Capital Advisors |
| Mar. 3, 2011 | American Financial Services Association, CRE Finance Council, Mortgage Bankers Association |
| Feb. 25, 2011 | Warren Ashenmil, Tricadia Capital; Richard Banno, Pacific Life Insurance Company; Kent Born, PPM America, Inc.; John Fitzpatrick, Allstate Investments LLC, Brian Furlong, New York Life Investments; John Gargana, Guardian Life Insurance Company; Marshall Glick, AllianceBernstein L.P.; Gary Horbacz, Prudential Fixed Income Management; Marc Peterson, Principal Real Estate Investors; Meenakshi Pursnani, Capital Research Company; Theodore Robson, T. Rowe Price Associates, Inc.; Mark Warner, BlackRock; Doug Weih, AEGON USA Investment Management; Q. Sophie Yang, State Street Corporation |
| Feb. 17, 2011 | Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a February 17, 2011, meeting with representatives of the Australian Securitisation Forum |
| Feb. 11, 2011 | Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP |
| Feb. 9, 2011 | Memorandum from the Division of Corporation Finance regarding a February 3, 2011, meeting with representatives of Hertz Corporation and the Carlyle Group |
| Feb. 4, 2011 | Memorandum from the Office of Commissioner Paredes regarding a February 3, 2011, meeting with representatives of Hertz |
| Jan. 26, 2011 | Memorandum from the Division of Corporation Finance regarding a January 25, 2011, meeting with certain CMBS portfolio managers |
| Dec. 22, 2010 | Elyse Douglas, Executive Vice President and Chief Financial Officer, The Hertz Corporation |
| Dec. 15, 2010 | Memorandum from the Division of Corporation Finance regarding a December 14, 2010, meeting with representatives of the Financial Services Roundtable |
| Dec. 3, 2010 | Kevin F. McCarthy, Managing Director, Intex Solutions, Needham, Massachusetts |
| Nov. 22, 2010 | John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association, Washington, District of Columbia |
| Nov. 11, 2010 | Virginia Parsons, PA, Paralegal Litigation Assistant, Wailuku, Hawaii |
| Nov. 8, 2010 | Vehicle ABS Sponsors |
| Nov. 5, 2010 | Memorandum from the Office of Division of Corporation Finance regarding a November 2, 2010, meeting with representatives of Credit Suisse |
| Nov. 4, 2010 | Memorandum from the Office of Division of Corporation Finance regarding an October 18, 2010, meeting with representatives of MERSCORP, Inc. |
| Oct. 19, 2010 | Memorandum from the Office of Division of Corporation Finance regarding an October 19, 2010, meeting with representatives of the American Society of Appraisers, the National Association of Independent Fee Appraisers, and the American Society of Farm Managers and Rural Appraisers |
| Oct. 19, 2010 | Memorandum from the Office of Division of Corporation Finance regarding a meeting with representatives of Intex Solutions, Inc. |
| Oct. 18, 2010 | Michael E. McMahon, Member of Congress |
| Oct. 18, 2010 | Memorandum from the Division of Risk regarding an October 7, 2010, telephone conversation with representatives from Overture Technologies |
| Oct. 14, 2010 | Robin L. Suarez, Esquire, Vice President & Associate General Counsel, Starwood Hotels & Resorts Worldwide, Inc., Orlando, Florida |
| Oct. 13, 2010 | Memorandum from the Office of Division of Corporation Finance regarding an October 13, 2010, telephone conference with representatives of Wheels, Inc. and the American Automotive Leasing Association |
| Oct. 13, 2010 | Memorandum from the Office of Division of Corporation Finance regarding an October 6, 2010, meeting with representatives of The City of New York, Office of Management and Budget, New York City Law Department, Lepercq de Neuflize & Company, and Orrick, Herrington & Sutcliffe LLP |
| Oct. 1, 2010 | Memorandum from the Office of Division of Corporation Finance regarding a September 29, 2010, meeting with representatives of BNY Mellon |
| Oct. 1, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a September 29, 2010, meeting with representatives of the Commercial Real Estate Finance Council |
| Sep. 29, 2010 | R.K. Arnold, President and CEO, MERSCORP, Inc. |
| Sep. 27, 2010 | John M. Connolly, Interim Chief Executive Officer, EDGAR Online, Inc. |
| Sep. 24, 2010 | David S. Bail, Ed.D., MBA, Professor of Education, Walden University, Corinth, Kentucky |
| Sep. 21, 2010 | Memorandum from the Division of Corporation Finance regarding a September 16, 2010, meeting with representatives of the Association of Mortgage Investors |
| Sep. 17, 2010 | Memorandum from the Division of Risk, Strategy and Financial Innovation regarding a September 9, 2010, meeting with representatives of MSCI |
| Sep. 17, 2010 | Memorandum from the Division of Risk, Strategy and Financial Innovation regarding a September 10, 2010, meeting with representatives of the Law Lab at the Berkman Center, Harvard School of Law |
| Sep. 7, 2010 | Memorandum from the Division of Corporation Finance regarding a September 1, 2010, meeting with representatives of the American Securitization Forum |
| Sep. 1, 2010 | Memorandum from the Division of Corporation Finance regarding an August 26, 2010, meeting with PROGRESS in Lending Association |
| Aug. 31, 2010 | Tom Deutsch, Executive Director, American Securitization Forum, on behalf of the ASF Auto Issuer Subforum and the ASF Auto Investor Subcommittee |
| Aug. 31, 2010 | Tom Deutsch, Executive Director, American Securitization Forum, on behalf of the ASF Waterfall Committee |
| Aug. 31, 2010 | Farisa Zarin, Managing Director, Regulatory Affairs, Moody's Investors Service |
| Aug. 27, 2010 | Robert Auwaerter and Bob Behal, Principals, Vanguard |
| Aug. 27, 2010 | Memorandum from the Division of Risk, Strategy, and Financial Innovation regarding an August 26, 2010, meeting with representatives of the Association for Computing Machinery |
| Aug. 20, 2010 | Memorandum from the Division of Corporation Finance regarding an August 17, 2010, meeting with representatives of New York Life Investments, Prudential, Allstate, Pacific Life, Wellington Management, Blackrock and Capital Research and Management |
| Aug. 20, 2010 | James C. Allen, Head, Capital Markets Policy, and Linda Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Aug. 17, 2010 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, New York, New York |
| Aug. 15, 2010 | Jae Kwon, Minister of Memestry, Quasi-Acme-Corproation, San Francisco, California |
| Aug. 5, 2010 | Robert J. Ahrenholz, Esq., Partner, Kutak Rock LLP, Denver, Colorado |
| Aug. 3, 2010 | Ariel Blumencwejg, Principal, Principia Consulting, Vancouver, British Columbia |
| Aug. 3, 2010 | Cristeena G. Naser, American Bankers Association, Washington, District of Columbia |
| Aug. 3, 2010 | William F. Galvin, Secretary of the Commonwealth of Massachusetts |
| Aug. 3, 2010 | Donald E. Kelly, Real Estate Valuation Advocacy Association, Washington, District of Columbia |
| Aug. 3, 2010 | Jason Huang, Managing Partner, Knowledge Decision Securities, LLC |
| Aug. 2, 2010 | Daniel F. Pedrotty AFL-CIO |
| Aug. 2, 2010 | Eric J. Ellman, Vice President, Public Policy and Legal Affairs, Consumer Data Industry Association |
| Aug. 3, 2010 | Stuart R. Fuller, Chairman, Australian Securitisation Forum, Sydney, Australia |
| Aug. 2, 2010 | Mary Ellen Kummer, Vice President and Assistant Treasurer, Navistar Financial Corporation |
| Aug. 2, 2010 | Myongsu Kong, Director and Counsel, Citigroup Global Markets Inc. |
| Aug. 2, 2010 | Christopher A. Halmy, Ally Financial Inc.; Jon Nomura, American Honda Finance Corporation; Chris A. Choate, Susan B. Sheffield, and Sheli Fitzgerald, AmeriCredit Corp.; Joachim Herr, BMW USCapital, LLC; Thomas W. Reedy, CarMax, Inc.; Leland Wilson and Laurence Guindi, Chrysler Financial Services Americas LLC; Brian T. Stevens and Kenneth D. Casper, DCFS USA LLC (d/b/a Mercedes Benz Financial); Scott D. Krohn and Susan J. Thomas, Ford Motor Credit Company LLC; J. Darrell Thomas, Harley-Davidson Financial Services, Inc.; Min Sok Randy Park, Hyundai Capital America; Mary Ellen Kummer, Navistar Financial Corporation; Christian Bauwens, Nissan Motor Acceptance Corporation; Andrew Kang, Santander Consumer USA Inc.; Chris Ballinger, Toyota Motor Credit Corporation; Martin Luedtke, VW Credit, Inc.; Eric M. Gebhard, World Omni Financial Corp. |
| Aug. 2, 2010 | Thomas W. Reedy, Senior Vice President, Finance and Treasurer, CarMax, Inc. |
| Aug. 2, 2010 | Jeff J. Northrup, CEO, Concord, Inc., Edina, Minnesota |
| Aug. 2, 2010 | Frederick Ramos II, Senior Vice President, State Street Bank and Trust Company |
| Aug. 2, 2010 | Jim Flaherty, CEO, CMBS.com |
| Aug. 2, 2010 | Ford C. Ladd, Esquire, Chairman, Securities Law Committee, BADC, Washington, District of Columbia |
| Aug. 2, 2010 | Cleary Gottlieb Steen & Hamilton LLP |
| Aug. 2, 2010 | John O'Callahan, CFA, Capital Markets Strategist, CoStar Group |
| Aug. 2, 2010 | Chris A. Choate, Susan B. Sheffield, and Sheli Fitzgerald, AmeriCredit Corp |
| Aug. 2, 2010 | Student Loan Servicing Alliance (SLSA), Washington, District of Columbia |
| Aug. 2, 2010 | Craig Shank, General Manager for Interoperability, Microsoft Corporation |
| Aug. 2, 2010 | James F. Gammill, Jr., Principal, Gammalytics LLC, Belmont, Massachusetts |
| Aug. 2, 2010 | Karrie McMillan, General Counsel, Investment Company Institute |
| Aug. 2, 2010 | John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association, Washington, District of Columbia |
| Aug. 2, 2010 | The Appraisal Institute, Washington, District of Columbia |
| Aug. 2, 2010 | Carl T. Berquist, Executive Vice President and CFO, Marriott International, Inc., Bethesda, Maryland |
| Aug. 2, 2010 | David J. Kucera, Managing Director, Straight-A Funding, LLC |
| Aug. 2, 2010 | Bill Himpler, Executive Vice President, American Financial Services Association |
| Aug. 2, 2010 | Steven A. Wechsler, President and CEO, and Tony M. Edwards, Executive Vice President & General Counsel, National Association of Real Estate Investment Trusts |
| Aug. 2, 2010 | Katherine B. Maguire, Vice President, Government Relations and Global Public Policy, Business Software Alliance |
| Aug. 2, 2010 | Jeffrey C. Howry, Ph.D., Director, Real Analytics, Lexington, Massachusetts |
| Aug. 2, 2010 | Howard Nusbaum, President and CEO, American Resort Development Association, Washington, District of Columbia |
| Aug. 2, 2010 | Bryan Andres, Executive Vice President and Chief Financial Officer, IPFS Corporation |
| Aug. 2, 2010 | Morgan W Reed, Executive Director, Association for Competitive Technology, Washington, District of Columbia |
| Aug. 2, 2010 | Anne Simpson, Senior Portfolio Manager, CalPERS |
| Aug. 2, 2010 | Bianca A. Russo, Managing Director & Associate General Counsel, J.P. Morgan Chase & Co. |
| Aug. 2, 2010 | Mark C. Bolgiano, President & CEO, XBRL US, Inc., Washington, District of Columbia |
| Aug. 2, 2010 | Gregory A. Baer, Deputy General Counsel, Bank of America Corporation |
| Aug. 2, 2010 | Eric D. Tashman, Sidley Austin LLP |
| Aug. 2, 2010 | Martha Coakley, Massachusetts Attorney General |
| Aug. 2, 2010 | Tessema Tefferi, Associate Director of Regulatory Affairs, National Association of Federal Credit Unions |
| Aug. 2, 2010 | Steven E. Cunningham, Senior Vice President and Treasurer, Discover Financial Services |
| Aug. 2, 2010 | Joseph Masri, Chair, Risk Management Association Securitization Risk Roundtable |
| Aug. 2, 2010 | Charles S. Scully, Managing Director, Structured Finance, Metropolitan Life Insurance Company |
| Aug. 2, 2010 | Mark Hepsworth, President, Institutional Business, Interactive Data Corporation, Bedford, Massachusetts |
| Aug. 2, 2010 | Thomas G. Conforti, Executive Vice President and Chief Financial Officer, Wyndham Worldwide Corporation, and Michael A. Hug, Executive Vice President and Chief Financial Officer, Wyndham Vacation Ownership, Inc. |
| Aug. 2, 2010 | Christopher Whalen, Managing Director, Institutional Risk Analytics, Torrance, California |
| Aug. 2, 2010 | KPMG LLP |
| Aug. 2, 2010 | Eric Watson, Vice President & Associate General Counsel, Sallie Mae, Inc. |
| Aug. 2, 2010 | James J. Sullivan, Senior Managing Director, Head of Fixed Income, Prudential Investment Management, Inc. |
| Aug. 2, 2010 | Lisa Pendergast, Managing Director, and Dottie Cunningham, Chief Executive Officer, CRE Finance Council |
| Aug. 2, 2010 | Steven C. Bierman, Chairman and President, CNH Capital America LLC |
| Aug. 2, 2010 | John H. Dalton and Richard M. Whiting, The Financial Services Roundtable |
| Aug. 2, 2010 | Pam Dixon, Executive Director, World Privacy Forum; Jeff Chester, Executive Director, Center for Digital Democracy; Michelle de Mooy, Senior Associate, National Priorities Consumer Action; J. Bradley Jansen, Executive Director, The Center for Financial Privacy and Human Rights and Deborah Pierce, Executive Director, Privacy Activism |
| Aug. 2, 2010 | Cynthia M. Fornelli, Executive Director, Center for Audit Quality |
| Aug. 2, 2010 | Eugene H. Spafford, Ph.D., D.Sc., Chair, U.S. Public Policy Council, and Philip Wadler, Ph.D., Chair, Special Interest Group on Programming Languages, Association for Computing Machinery |
| Aug. 2, 2010 | Norma P. Garcia, Senior Attorney, Consumers Union |
| Aug. 2, 2010 | Ann Marie Bria, Director, Asset Services, Product Management, The Depository Trust and Clearing Corporation, New York, New York |
| Aug. 2, 2010 | Stephen Lineham, Executive Vice President and Treasurer, Capital One Financial Corporation |
| Aug. 2, 2010 | Ernst & Young LLP |
| Aug. 2, 2010 | Sandy Szakach, Senior Managing Director, PPM America, Inc., New York, New York |
| Aug. 2, 2010 | Richard Field, Managing Director, TYI, LLC |
| Aug. 2, 2010 | Barrett Burns, President & CEO, VantageScore Solutions LLC |
| Aug. 2, 2010 | Rick Watson, Managing Director, Chief Operating Officer, Association for Financial Markets in Europe / European Securitisation Forum |
| Aug. 2, 2010 | Richard A. Dorfman, Managing Director, Head of Securitization, and Timothy W. Cameron, Esq., Managing Director, Asset Managers Group, Securities Industry and Financial Markets Association |
| Aug. 2, 2010 | Jonathan Foot, Esq., Assistant General Counsel, The MathWorks, Inc. |
| Aug. 2, 2010 | Lawrence D. Rubenstein, Managing Counsel, Wells Fargo & Company |
| Aug. 2, 2010 | Kelly Purcell, Executive Vice President, Global Sales and Marketing, eSignSystems |
| Aug. 2, 2010 | Sandy Szakach, Senior Managing Director, PPM America, Inc., New York, New York |
| Aug. 2, 2010 | Thomas A. Fink, Senior Vice President, Managing Director, Trepp, LLC, New York, New York |
| Aug. 2, 2010 | Douglas Magnolia and Michael Megliola, Managing Directors, The Bank of New York Mellon Corporation |
| Aug. 2, 2010 | Tom Deutsch, Executive Director, American Securitization Forum, on behalf of the ASF ABCP Investor Subcommittee, the ASF ABCP Conduit Sponsor Subforum and the ASF ABCP Financial Intermediary Subforum |
| Aug. 2, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
| Aug. 2, 2010 | Robert G. Dobilas, CEO and President, Realpoint LLC, Horsham, Pennsylvania |
| Aug. 2, 2010 | Pam Dixon, Executive Director, World Privacy Forum, San Diego, California |
| Aug. 1, 2010 | Robert Angelone, Ph.D., Chief Economist and Exec. Director, The Epicurus Institute, Wall, New Jersey |
| Jul. 31, 2010 | Chris J. Katopis, Executive Director, Association of Mortgage Investors |
| Jul. 31, 2010 | Sunir Kapoor, President and CEO, UBmatrix, Inc., Redwood City, California |
| Jul. 30, 2010 | PricewaterhouseCoopers |
| Jul. 30, 2010 | R. Bram Smith, Executive Director, Loan Syndications and Trading Association |
| Jul. 30, 2010 | American Society of Appraisers, American Society of Farm Managers and Rural Appraisers, National Association of Independent Fee Appraisers |
| Jul. 30, 2010 | Daniel Frank, VP of Federal Government Affairs, American Automotive Leasing Association |
| Jul. 30, 2010 | Jordan D. Dorchuck, Executive Vice President and Chief Legal Officer, American Home Mortgage Servicing, Inc. |
| Jul. 30, 2010 | Mark Page, Director, Office of Management and Budget, The City of New York |
| Jul. 30, 2010 | Glen S. Corso, Managing Director, Community Mortgage Banking Project, Alexandria, Virginia |
| Jul. 30, 2010 | Steve Gozdan, Chairman, Board of Directors, Mortgage Industry Standards Maintenance Organization |
| Jul. 30, 2010 | James B. Lockhart III, Vice Chairman, WL Ross & Co. LLC |
| Jul. 30, 2010 | R.K. Arnold, President & CEO, MERSCORP, Inc. |
| Jul. 30, 2010 | Kevin F. McCarthy, Managing Director, Intex Solutions Inc., Needham, Massachusetts |
| Jul. 29, 2010 | Diane C. Mueller, ActiveState Software Inc, Vancouver, Canada |
| Jul. 29, 2010 | Suzanne C. Hutchinson, Executive Vice President, The Mortgage Insurance Companies of America |
| Jul. 29, 2010 | Memorandum from the Division of Corporation Finance regarding a July 27, 2010, meeting with representatives of the Mortgage Bankers Association |
| Jul. 29, 2010 | Neil Milner, President and CEO, Conference of State Bank Supervisors |
| Jul. 27, 2010 | Will Gajate, Srinivas Maloor, Phil Jacob, and Martin Nemeth, MSCI Inc., Securitized Products Analytics, New York, New York |
| Jul. 27, 2010 | Memorandum from the Division of Corporation Finance regarding a July 22, 2010, meeting with representatives of Ford Credit |
| Jul. 26, 2010 | Alberto Zonca, Securitization Risk Manager, New York, New York |
| Jul. 22, 2010 | Memorandum from the Division of Corporation Finance regarding a July 15, 2010, meeting with representatives of the The Bank of New York Mellon Corporation. |
| Jul. 22, 2010 | Memorandum from the Division of Corporation Finance regarding a July 15, 2010, meeting with representatives of the CRE Finance Council. |
| Jul. 22, 2010 | Memorandum from the Division of Corporation Finance regarding a July 15, 2010, meeting with representatives of the American Resort Development Association. |
| Jul. 22, 2010 | William G. Sutton, President, Equipment Leasing and Finance Association (ELFA), Washington, District of Columbia |
| Jul. 20, 2010 | George C. Pettrone, Snellville, Georgia |
| Jul. 18, 2010 | William J. Veitch, Sauquoit, New York |
| Jul. 15, 2010 | Jonathan D. Urick, Analyst, Council of Institutional Investors |
| Jul. 14, 2010 | Maruti Bhandarkar, Ph.D., Chemical Engineer, South Weymouth, Massachusetts |
| Jul. 8, 2010 | Richard Careaga, Principal, The Beached Consultancy, Bradenton, Florida |
| Jun. 28, 2010 | Memorandum from the Division of Corporation Finance regarding a June 28, 2010, meeting with representatives of Intex Solutions, Inc. |
| Jun. 28, 2010 | Patrick Burns |
| Jun. 25, 2010 | Teresa Grove, Yorba Linda, California |
| Jun. 25, 2010 | Alan Flancman |
| Jun. 16, 2010 | John McCrary |
| Jun. 16, 2010 | Paul G. Charbonnet, Founding Partner, Investors FastTrack, Baton Rouge, Louisiana |
| Jun. 1, 2010 | John Arno, Integrated Capital Services, Inc., Pismo Beach, California |
| May 26, 2010 | Martin S. Hughes, President & Chief Executive Officer,
Redwood Trust, Inc. |
| May 17, 2010 | Peter Conti-Brown, Student, Stanford Law School, Stanford, California |
| May 13, 2010 | Michael Mediano |
| May 12, 2010 | Anonymous |
| May 12, 2010 | Anita B. Carr, Dublin, California |
| May 12, 2010 | Daniel Edstrom, Cool, California |
| May 12, 2010 | Anita B. Carr, Dublin, California |
| May 7, 2010 | Gill C. Schor, Independent Portfolio Manager, Pelham, New York |
| May 7, 2010 | Annie Dineen |
| May 4, 2010 | Maureen P. Aughton, Esq., Attorney, Naples, Florida |
| Apr. 28, 2010 | Memorandum from the Office of Commissioner Paredes regarding an April 27, 2010, meeting with representatives of Barclays |
| Apr. 27, 2010 | Diane Barker, CPA, Idaho Association of CPAs, Hailey, Idaho |
| Apr. 27, 2010 | Joe Marshall |
| Apr. 27, 2010 | Iris K. Linder, Lansing, Michigan |
| Apr. 27, 2010 | Jamie L. Larson, Bloomsburg, Pennsylvania |
| Apr. 26, 2010 | Stephen J. Alter, Carlsbad, California |
| Apr. 26, 2010 | Rylee Houseknecht, Bloomsburg, Pennsylvania |
| Apr. 26, 2010 | Garland W. Binns, Jr., Dover Dixon Horne, PLLC |
| Apr. 26, 2010 | Matthias Felleisen, Ph.D., Trustee Professor, Northeastern University Programming Research Lab (NUPRL), Boston, Massachusetts |
| Apr. 24, 2010 | Andrew Bolton, Littleton, Colorado |
| Apr. 22, 2010 | Kelly Templeton, California |
| Apr. 21, 2010 | Keith G. Cascio, Software Engineer, UCLA, Los Angeles, California |
| Apr. 21, 2010 | Derek M .Jones, Visiting Professor at Kingston University, London, Farnborough, United Kingdom |
| Apr. 20, 2010 | Jay A. McCarthy, Ph.D., Assistant Professor of Computer Science, Brigham Young University, Provo, Utah |
| Apr. 20, 2010 | Sameer Sundresh, Ph.D., Computer Science, University of Illinois at Urbana-Champaign, Pattern Insight, Inc., Mountain View, California, USA |
| Apr. 20, 2010 | Jordan Johnson, Santa Cruz, California |
| Apr. 15, 2010 | Art Gadet, Retired, Scottsdale, Arizona |
| Apr. 12, 2010 | JD Baldwin |
| Apr. 9, 2010 | Richard E. Brodsky, Attorney at Law, Miami, Florida |
| Apr. 9, 2010 | Kraig B. Weider, Windermere Real Estate, Klamath Falls: Principal Broker- Owner, Klamath Falls, Oregon |
| Apr. 8, 2010 | Colm O. hAonghusa, BE, MBA, ACA, Ireland |
| Apr. 8, 2010 | David Blumenthal, MD |
| Apr. 7, 2010 | John M. Szabuniewicz, DVM, Doctor of Veterinary Medicine, Weatherford, Texas |
http://www.sec.gov/comments/s7-08-10/s70810.shtml
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