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Report a Problem with the SEC or a Self-Regulatory Organization

The Ombuds can confidentially assist investors with a concern about the actions or procedures of the SEC or a self-regulatory organization it oversees such as a securities exchanges, clearing agencies, or FINRA.

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Report a Problem with the SEC or a Self-Regulatory Organization

Report a Problem with the SEC or a Self-Regulatory Organization

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Report a Problem with the SEC or a Self-Regulatory Organization

Report a Problem with the SEC or a Self-Regulatory Organization