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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-86949 SEC Issue Date:Sep 12, 2019 File Number:SR-MRX-2019-17 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule
See Also - Exhibit 5
Release Number:34-86535 SEC Issue Date:Jul 31, 2019 File Number:SR-MRX-2019-16 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) Relating to Certain Order Types
See Also - Exhibit 5
Release Number:34-86424 SEC Issue Date:Jul 22, 2019 File Number:SR-MRX-2019-15 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell
See Also - Exhibit 5
Release Number:34-86326 SEC Issue Date:Jul 8, 2019 File Number:SR-MRX-2019-14 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Complex Order Pricing
See Also - Exhibit 5
Release Number:34-86147 SEC Issue Date:Jun 19, 2019 File Number:SR-MRX-2019-13 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program
See Also - Exhibit 5
Release Number:34-86132 SEC Issue Date:Jun 18, 2019 File Number:SR-MRX-2019-11 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive, Clarifying Changes to Options 7
See Also - Exhibit 5
Release Number:34-86064 SEC Issue Date:Jun 7, 2019 File Number:SR-MRX-2019-10 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions
See Also - Exhibit 3, Exhibit 5
Release Number:34-85935 SEC Issue Date:May 24, 2019 File Number:SR-MRX-2019-08 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Order Functionality
Release Number:34-85730 SEC Issue Date:Apr 26, 2019 File Number:SR-MRX-2019-09 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules
See Also - Exhibit 5
Release Number:34-85671 SEC Issue Date:Apr 17, 2019 File Number:SR-MRX-2019-08 SRO Organization:Nasdaq MRX, LLC (MRX) Details: Notice of Filing of a Proposed Rule Change To Adopt Complex Order Functionality
See Also - Exhibit 5