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Comments on Proposed Rule: Defining the Term "Qualified Purchaser" under the Securities Act of 1933

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Date Sort descending	Letter Type	Commenter Name
Jan. 29, 2003	Public Comment	Stephen A. Boyko, President, Global Market Thoughtware, Inc.
April 30, 2002	Public Comment	Stanley Keller, Chair, Committee on Federal Regulation of Securities; Jean E. Harris, Co-Chair, Subcommittee on Small Business Issuers; Gregory C. Yadley, Co-Chair, Subcommittee on Small Business Issuers; Jean L. Batman, Chair, Small Business Committee; Section of Business of the American Bar Association
March 11, 2002	Public Comment	Ronald W. Thomas, Director, Division of Securities and Retail Franchising, State Corporation Commission, Commonwealth of Virginia
March 4, 2002	Public Comment	Joseph P. Borg, NASAA President and Director, Alabama Securities Commission on behalf of the North American Securities Administrators Association, Inc.
Feb. 27, 2002	Public Comment	John G. Gaine, President, Managed Funds Association
Feb. 25, 2002	Public Comment	Deborah R. Bortner, Director of Securities, Securities Division of the Washington State Department of Financial Institutions
Feb. 25, 2002	Public Comment	Earl Hall, Trenton, NJ
Feb. 25, 2002	Public Comment	Matthew Nestor, Director, Massachusetts Securities Division
Feb. 25, 2002	Public Comment	S. Anthony Taggart, Director, Division of Securities, State of Utah
Feb. 25, 2002	Public Comment	The Financial Services Group of Dechert
Feb. 24, 2002	Public Comment	Lee R. Petillon and Mark T. Hiraide, Petillon & Hansen
Feb. 22, 2002	Public Comment	Keith Paul Bishop, Newport Beach, CA
Feb. 22, 2002	Public Comment	Shea Wilson, Ogden Murphy Wallace, Seattle, WA
Feb. 21, 2002	Public Comment	Deborah L. Dye Joyce, Commissioner of Securities, Ohio Division of Securities
Feb. 19, 2002	Public Comment	Robert M. Lam, Chairman; John A. Maher, Commissioner; A. Richard Gerber, Commissioner, Pennsylvania Securities Commission
Feb. 12, 2002	Public Comment	Tom Stewart-Gordon, Editor, SCOR Report, Dallas, TX
Feb. 1, 2002	Public Comment	Samuel E. Whitley, Schroeder Walthall Neville L.L.P., Houston, Tex.
Jan. 30, 2002	Public Comment	Rutheford B Campbell, Jr., Alumni Professor of Law, College of Law, University of Kentucky
Jan. 2, 2002	Public Comment	Steve Quinlivan

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-01

Release Number

33-8041

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