Final Rule

Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents

Public Comments

View Received Comments

Overview

The Securities and Exchange Commission (“Commission”) is formally withdrawing certain notices of proposed rulemaking issued between March 2022 and November 2023. The Commission does not intend to issue final rules with respect to these proposals. If the Commission decides to pursue future regulatory action in any of these areas, it will issue a new proposed rule.

Prior Actions

Title
Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Reposito
Release Number
34-97142
SEC Issue Date
Federal Register Publish Date

Resources

Proposed Rule: SEC Issued Version (pdf 3.63 MB)
Proposed Rule: Federal Register Version
Press Release No. 2023-52
Fact Sheet
View Received Comments

Last Reviewed or Updated: June 12, 2025

Resources

Final Rule: SEC Issued Version (pdf 178.34 KB)
Final Rule: Federal Register Version

Details

File Number
S7-06-23
Rule Type
Final
Release Number
33-11377
34-103247
IA-6885
IC-35635
SEC Issue Date
Effective Date

The Commission is withdrawing the proposed rules published at 87 FR 45052 (July 27, 2022), 88 FR 53960 (August 9, 2023), 88 FR 14672 (March 9, 2023), 87 FR 13524 (March 9, 2022), 87 FR 36654 (June 17, 2022), 87 FR 68816 (November 16, 2022), 88 FR 41338 (June 26, 2023), 88 FR 76282 (November 6, 2023), 88 FR 5440 (January 27, 2023), 88 FR 128 (January 3, 2023), 88 FR 23146 (April 14, 2023), 88 FR 20212 (April 5, 2023), 87 FR 15496 (Mar. 18, 2022), and 85 FR 65990 (Oct. 16, 2020) as of June 17, 2025.

Federal Register Publish Date