Notice Rule

Orders

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving a Proposed Rule Change To Amend FINRA Rules Regarding Temporary and Permanent Cease and Desist Orders

Release Number

34-75629

SEC Issue Date

Aug. 6, 2015

Federal Register Publish Date

Aug. 12, 2015

Document Citation

80 FR 48379

Last Reviewed or Updated: Aug. 6, 2015

Resources

File Number

SR-FINRA-2015-019

Rule Type

Notice

Release Number

34-75333

SEC Issue Date

June 30, 2015

Federal Register Publish Date

July 7, 2015

Document Citation

80 FR 38783