The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104111 | Sep 26, 2025 | SR-OCC-2025-018 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing Members to Better Align the Allocation with The Sizing of The Clearing Fund so Stress... Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 3, Exhibit 5A, Exhibit 5B, Exhibit 5C Submit a Comment on SR-OCC-2025-018
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| 34-104106 | Sep 26, 2025 | SR-OCC-2025-016 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC’s Schedule of Fees Effective November 1, 2025, to Implement a Decrease in Certain Clearing Fees. Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 3, Exhibit 5 |
| 34-104104 | Sep 26, 2025 | SR-OCC-2025-017 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B |
| 34-104099 | Sep 26, 2025 | SR-OCC-2025-015 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning amendments to its Risk Management Framework (“RMF”), Third-Party Risk Management Framework (“TPRMF”), and Default Management Policy (“DMP”) Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C |
| 34-104089 | Sep 26, 2025 | SR-OCC-2025-014 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s By-Laws and Rules to Remove the Numerical Designation of Paragraphs in those Articles of the By-Laws and Sections... Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E |
| 34-104078 | Sep 25, 2025 | SR-OCC-2025-013 | The Options Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity... |
| 34-103937 | Sep 10, 2025 | SR-OCC-2025-013 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity Risk... Comments Due: October 6, 2025 See Also - Exhibit 5 |
| 34-103779 | Aug 26, 2025 | SR-OCC-2025-012 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Execution of the Clearing Member Agreement and the Non-U.S. Clearing Member Agreement. Comments Due: September 19, 2025 See Also - Exhibit 3a, Exhibit 3b, Exhibit 5a, Exhibit 5b |
| 34-103738 | Aug 18, 2025 | SR-OCC-2025-011 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Execution of the Amended and Restated Participant Exchange Agreement. Comments Due: September 11, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-103677 | Aug 11, 2025 | SR-OCC-2025-007 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Updates to its Portfolio Revaluation Process for Purposes of Determining Intraday Margin Calls in Order to Better Manage OCC’s Intraday Risk Exposure to its... View Received Comments |