The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-105208 | Apr 10, 2026 | SR-OCC-2026-003 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s STANS Methodology Description to Enable OCC to Accept Binary Options for Clearing and Appropriately Manage the Risk Created by Binary Options Comments Due: May 6, 2026 See Also - Exhibit 3A, Exhibit 3B, Exhibit 5 Submit a Comment on SR-OCC-2026-003
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| 34-105157 | Apr 7, 2026 | SR-OCC-2026-001 | The Options Clearing Corporation | Order Approving Proposed Rule Change by The Options Clearing Corporation concerning a change in types of acceptable collateral and an update to mitigate wrong-way risk. |
| 34-104932 | Mar 5, 2026 | SR-OCC-2026-002 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning modifications to its Clearing Membership Forms Comments Due: March 31, 2026 See Also - Exhibit 3, Exhibit 5 |
| 34-104882 | Feb 24, 2026 | SR-OCC-2026-001 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation concerning a change in types of acceptable collateral and an update to mitigate wrong-way risk. See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 3a-3c |
| 34-104846 | Feb 13, 2026 | SR-OCC-2025-018 | The Options Clearing Corporation | Order Granting Petition for Review and Scheduling Filing of Statements Concerning Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology... View Received Comments |
| 34-104510 | Dec 23, 2025 | SR-OCC-2025-020 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning a change in the maximum contingent Operational Loss Fee listed in OCC’s schedule of fees in accordance with OCC’s Capital Management Policy Comments Due: January 21, 2026 See Also - Exhibit 3, Exhibit 5 |
| 34-104389 | Dec 12, 2025 | SR-OCC-2025-017 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Adjustments to Cleared Contracts. Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104359 | Dec 11, 2025 | SR-OCC-2025-018 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit... View Received Comments See Also - Exhibit 2, Notice of intent to petition, Petition, Letter from Deputy Secretary |
| 34-104350 | Dec 9, 2025 | SR-OCC-2025-013 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity Risk Ma |
| 34-104274 | Nov 28, 2025 | SR-OCC-2025-019 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the implementation of a fee holiday for the period beginning December 1, 2025, and ending December 31, 2025. Comments Due: December 24, 2025 See Also - Exhibit 3, Exhibit 5a, Exhibit 5b |