The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104389 | Dec 12, 2025 | SR-OCC-2025-017 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Adjustments to Cleared Contracts. Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-OCC-2025-017
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| 34-104359 | Dec 11, 2025 | SR-OCC-2025-018 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit... Comments Due: January 6, 2026 See Also - Exhibit 2 |
| 34-104350 | Dec 9, 2025 | SR-OCC-2025-013 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity Risk Ma |
| 34-104274 | Nov 28, 2025 | SR-OCC-2025-019 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the implementation of a fee holiday for the period beginning December 1, 2025, and ending December 31, 2025. Comments Due: December 24, 2025 See Also - Exhibit 3, Exhibit 5a, Exhibit 5b |
| 34-104173 | Nov 3, 2025 | SR-BSECC-2025-001, SR-BX-2025-024, SR-CboeEDGX-2025-072, SR-CboeBZX-2025-059, SR-CboeBZX-2025-069, SR-CboeBZX-2025-141, SR-CBOE-2025-068, SR-CBOE-2025-069, SR-CBOE-2025-074, SR-CBOE-2025-075, SR-CBOE-2025-076, SR-CBOE-2025-077, SR-CBOE-2025-078, SR-CBOE-2025-079, SR-CBOE-2025-080, SR-FICC-2025-021, SR-GEMX-2025-27, SR-ISE-2025-15, SR-ISE-2025-30, SR-ISE-2025-31, SR-LCH SA-2025-008, SR-MSRB-2025-02, SR-MRX-2025-23, SR-NASDAQ-2025-037, SR-NASDAQ-2025-072, SR-NASDAQ-2025-080, SR-NASDAQ-2025-085, SR-OCC-2025-017, SR-OCC-2025-018, SR-Phlx-2025-50, SR-Phlx-2025-56, SR-SCCP-2025-01 | Boston Stock Exchange Clearing Corporation, Nasdaq BX, Inc. (BX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe Exchange, Inc. (CBOE), Fixed Income Clearing Corporation (FICC), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Banque Centrale De Compensation, Municipal Securities Rulemaking Board (MSRB), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), The Options Clearing Corporation, Nasdaq PHLX LLC (Phlx), Stock Clearing Corporation of Philadelphia | Notice of Designation of a Longer Period for Commission Action on Pending Proposed Rule Changes and on Proceedings to Determine Whether to Approve or Disapprove Pending Proposed Rule Changes (Withdrawn) |
| 34-104111 | Sep 26, 2025 | SR-OCC-2025-018 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing Members to Better Align the Allocation with The Sizing of The Clearing Fund so Stress... Comments Due: January 6, 2026 See Also - Exhibit 3, Exhibit 5A, Exhibit 5B, Exhibit 5C |
| 34-104106 | Sep 26, 2025 | SR-OCC-2025-016 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC’s Schedule of Fees Effective November 1, 2025, to Implement a Decrease in Certain Clearing Fees. Comments Due: October 22, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-104104 | Sep 26, 2025 | SR-OCC-2025-017 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Comments Due: January 7, 2026 See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B |
| 34-104099 | Sep 26, 2025 | SR-OCC-2025-015 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning amendments to its Risk Management Framework (“RMF”), Third-Party Risk Management Framework (“TPRMF”), and Default Management Policy (“DMP”) Comments Due: October 21, 2025 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C |
| 34-104089 | Sep 26, 2025 | SR-OCC-2025-014 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s By-Laws and Rules to Remove the Numerical Designation of Paragraphs in those Articles of the By-Laws and Sections... Comments Due: October 21, 2025 See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E |