National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101901 | Dec 12, 2024 | 4-698 | National Market System Plans (NMS) | Order Approving Amendments to the National Market System Plan Governing the Consolidated Audit Trail Designed to Implement Cost Savings Measures View Received Comments |
| 34-101672 | Nov 20, 2024 | 4-757 | National Market System Plans (NMS) | Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| 34-101648 | Nov 18, 2024 | 4-698 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity Comments Due: December 13, 2024 View Received Comments |
| 34-101640 | Nov 15, 2024 | 4-443 | National Market System Plans (NMS) | Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options Authorizing the OLPP Comments Due: December 12, 2024 View Received Comments Submit a Comment on 4-443
|
| 34-101625 | Nov 14, 2024 | 4-820 | National Market System Plans (NMS) | Order Disapproving a Proposed Amendment to Modify the OPRA Plan Relating to Dissemination of Exchange Proprietary Market Data Information View Received Comments |
| 34-101524 | Nov 6, 2024 | 4-443 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Make Technical Conforming Changes Comments Due: December 4, 2024 View Received Comments |
| 34-101277 | Oct 8, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures View Received Comments |
| 34-101225 | Oct 1, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Partial Amendment No. 1 to an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures View Received Comments |
| 34-101125 | Sep 20, 2024 | 4-757 | National Market System Plans (NMS) | Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| 34-101091 | Sep 18, 2024 | 4-820 | National Market System Plans (NMS) | Options Price Reporting Authority; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the OPRA Plan Relating to Dissemination of Exchange Proprietary Market Data Information View Received Comments |