National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-105269 | Apr 17, 2026 | SR-CTA/CQ-2026-01 | National Market System Plans (NMS) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ... Comments Due: 21 days after date of publication in the Federal Register. Rebuttal Comments Due: 35 days after date of publication in the Federal Register. Submit a Comment on SR-CTA/CQ-2026-01
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| 34-105268 | Apr 17, 2026 | S7-24-89 | National Market System Plans (NMS) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation... |
| 34-105200 | Apr 10, 2026 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
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| 34-105125 | Mar 31, 2026 | 4-757 | National Market System Plans (NMS) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Regarding Consolidated Equity Market Data, as Modified by Amendment No. 1, to Adopt a... Comments Due: April 24, 2026 View Received Comments |
| 34-105107 | Mar 27, 2026 | 4-698 | National Market System Plans (NMS) | Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by the Commission, to Further Reduce the Costs of the Consolidated Audit Trail Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-105091 | Mar 27, 2026 | S7-24-89 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Fifty-Sixth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities... |
| 34-105003 | Mar 16, 2026 | 4-698 | National Market System Plans (NMS) | Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by the Commission, Regarding Implementation of a Revised Funding Model Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-104892 | Feb 25, 2026 | 4-443 | National Market System Plans (NMS) | Joint Industry Plan; Order Approving Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options (OLPP) to Create a Forum for... View Received Comments |
| 34-104893 | Feb 25, 2026 | SR-OPRA-2025-02 | National Market System Plans (NMS) | Options Price Reporting Authority; Order Approving Amendment, as Modified by Amendment No. 1 Thereto, to Modify the OPRA Fee Schedule Regarding Certain Direct Access Connectivity Fees |
| 34-104742 | Jan 29, 2026 | 4-533 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add Texas Stock Exchange LLC as a Party Thereto Comments Due: February 24, 2026 View Received Comments |