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24X — Form 1 Application and Exhibits

Feb. 26, 2024

(Release No.34-100839; File No. 10-242)

August 27, 2024

Form 1 Execution Page

Amendment No. 1
* Amendment No. 1 Form 1 Execution Page

Amendment No. 2
* Amendment No. 2 Form 1 Execution Page

Exhibit Index

Exhibit A	A copy of the constitution, articles of incorporation or association with all subsequent amendments, and of existing by-laws or corresponding rules or instruments, whatever the name, of the applicant. Exhibit A-1: Certificate of Formation of 24X National Exchange LLC Exhibit A-2: Limited Liability Company Agreement of 24X National Exchange LLC Exhibit A-3: Amended and Restated Limited Liability Company of 24X National Exchange LLC
Exhibit B	A copy of all written rulings, settled practices having the effect of rules, and interpretations of the Governing Board or other committee of the applicant in respect of any provisions of the constitution, by-laws, rules, or trading practices of the applicant which are not included in Exhibit A. Exhibit B-1: Rules of 24X National Exchange LLC Amendment No. 1 • Am. No. 1 Exhibit B • Am. No. 1 Exhibit B (marked) • Am. No. 1 Exhibit B-1 • Am. No. 1 Exhibit B-1 (marked) Amendment No. 2 • Am. No. 2 Exhibit B • Am. No. 2 Exhibit B (marked) • Am. No. 2 Exhibit B-1 • Am. No. 2 Exhibit B-1 (marked)
Exhibit C	Information relating to each subsidiary or affiliate of the applicant, and of any entity with whom the applicant has a contractual or other agreement relating to the operation of an electronic trading system to be used to effect transactions on the exchange. Exhibit C-1: Certificate of Formation of 24X Bermuda Holdings LLC Exhibit C-2: Third Amended and Restated Limited Liability Company Agreement of 24X Bermuda Holdings LLC Exhibit C-3: Certificate of Incorporation of 24 Exchange Bermuda Limited Exhibit C-4: Memorandum of Association of 24 Exchange Bermuda Limited Exhibit C-5: Certificate of Change of Name Exhibit C-6: Bye-laws of 24 Exchange Bermuda Limited Exhibit C-7: Articles of Association of 24 Exchange UK Ltd Exhibit C-8: Certificate of Incorporation of 24 Exchange UK Ltd Exhibit C-9: Share Certificate of 24 Exchange UK Ltd Exhibit C-10: Certificate of Formation of 24X US Holdings LLC Exhibit C-11: Second Amended and Restated Limited Liability Company Agreement of 24X US Holdings LL Amendment No. 1 • Am. No. 1 Exhibit C • Am. No. 1 Exhibit C (marked) • Am. No. 1 Exhibit C-2 • Am. No. 1 Exhibit C-2 (marked)
Exhibit D	Financial statements for each subsidiary or affiliate of the exchange. Exhibit D-1: Unaudited Financial Statements of 24X Bermuda Holdings LLC, for the fiscal year ending December 31, 2022 Exhibit D-2: Unaudited Financial Statements of 24X Bermuda Limited, for the fiscal year ending December 31, 2022 Exhibit D-3: Unaudited Financial Statements of 24 Exchange UK Limited, for the fiscal year ending December 31, 2022 Exhibit D-4: Unaudited Financial Statements of 24X US Holdings LLC, for the fiscal year ending December 31, 2022 Amendment No. 1 • Am. No. 1 Exhibit D • Am. No. 1 Exhibit D (marked) • Am. No. 1 Exhibit D-1 • Am. No. 1 Exhibit D-2 • Am. No. 1 Exhibit D-3 • Am. No. 1 Exhibit D-4
Exhibit E	Description of proposed operation of the exchange. Exhibit E-1: 24X National Exchange User Manual Amendment No. 1 • Am. No. 1 Exhibit E • Am. No. 1 Exhibit E (marked) • Am. No. 1 Exhibit E-1 • Am. No. 1 Exhibit E-1 (marked) Amendment No. 2 • Am. No. 2 Exhibit E • Am. No. 2 Exhibit E (marked) • Am. No. 2 Exhibit E-1 • Am. No. 2 Exhibit E-1 (marked)
Exhibit F	A complete set of all forms pertaining to the application for membership and the approval of a person as associated with a member. Exhibit F-1: Membership Application Documentation Exhibit F-2: User Agreement Exhibit F-3: Clearing Letter of Guarantee Exhibit F-4: Sponsored Access Application Documentation Exhibit F-5: Market Maker Application Exhibit F-6: Service Bureau Application Documentation Exhibit F-7: Connectivity Services Documentation Exhibit F-8: Extranet Addendum to the Connectivity Services Agreement Exhibit F-9: Market Data Policies Exhibit F-10: List of Affiliates Exhibit F-11: Service Facilitator List Exhibit F-12: Market Data Agreement Exhibit F-13: Market Data Order Form and System Description Exhibit F-14: Subscriber Agreement
Exhibit G	Financial statements, reports or questionnaires required of members, participants, subscribers or any other users relating to financial responsibility or minimum capital requirements for such members, participants or any other users.
Exhibit H	Listing applications of the applicant, including any agreements required to be executed in connection with listing and a schedule of listing fees.
Exhibit I	Audited financial statements of the applicant for the latest fiscal year.
Exhibit J	A list of the officers, governors, members of all standing committees, or persons performing similar functions for the applicant.
Exhibit K	Shareholders owning 5% or more of the applicant.
Exhibit L	Exchange membership criteria and conditions under which members may be subject to suspension or termination with regard to access to the exchange.
Exhibit M	List of members of the exchange.
Exhibit N	Schedule of securities listed or traded pursuant to unlisted trading privileges on the exchange. Amendment No. 1 • Am. No. 1 Exhibit N • Am. No. 1 Exhibit N (marked)

This exhibit index summarizes the exhibits required by the Form 1 Application for Registration as a National Securities Exchange.

Last Reviewed or Updated: Feb. 26, 2024