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Final Rule

Solicitations of Interest Prior to a Registered Public Offering

Overview

We are adopting a new communications rule under the Securities Act of 1933 that permits issuers to engage in oral or written communications with certain potential investors, either prior to or following the filing of a registration statement, to determine whether such investors might have an interest in a contemplated registered securities offering.

Prior Actions

Last Reviewed or Updated: May 10, 2023