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2011 Speeches and Public Statements: Alphabetically by Speaker
By Date2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | 1980 | 1979 | 1978 | 1977 | 1976 | 1975 | 1974 | 1973 | 1972 | 1971 | 1970 | 1969 | 1968 | 1967 | 1966 | 1965 | 1964 | 1963 | 1962 | 1961 | 1960 | 1959 | 1958 | 1957 | 1956 | 1955 | 1954 | 1953 | 1952 | 1951 | 1950 | 1949 | 1948 | 1947 | 1946 | 1945 | 1944 | 1943 | 1942 | 1941 | 1940 | 1939 | 1938 | 1937 | 1936 | 1935 | 1934 | 1929-1933
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| Date | Title | Author | ||||
Chairman Mary L. Schapiro | ||||||
| Dec. 15, 2011 | Remarks at the Transatlantic Corporate Governance Dialogue, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Nov. 17, 2011 | Remarks at the 2011 SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Nov. 7, 2011 | Remarks at SIFMA’s 2011 Annual Meeting, New York, New York | Chairman Mary L. Schapiro | ||||
| Nov. 3, 2011 | Remarks at Stanford Center on Longevity — FINRA Investor Education Foundation Conference, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Nov. 2, 2011 | Remarks to TheCorporateCounsel.Net "Say-on-Pay Workshop Conference", San Francisco (video presentation) | Chairman Mary L. Schapiro | ||||
| Oct. 26, 2011 |
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Chairman Mary L. Schapiro | ||||
| Oct. 12, 2011 |
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Chairman Mary L. Schapiro | ||||
| Oct. 12, 2011 |
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Chairman Mary L. Schapiro | ||||
| Sep. 19, 2011 |
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Chairman Mary L. Schapiro | ||||
| Aug. 31, 2011 |
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Chairman Mary L. Schapiro | ||||
| Aug. 31, 2011 |
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Chairman Mary L. Schapiro | ||||
| Jul. 26, 2011 |
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Chairman Mary L. Schapiro | ||||
| Jul. 26, 2011 |
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Chairman Mary L. Schapiro | ||||
| Jul. 26, 2011 |
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Chairman Mary L. Schapiro | ||||
| Jul. 18, 2011 | Remarks Before the Financial Stability Oversight Council Meeting, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Jul. 12, 2011 | Remarks Before the Women in Finance Symposium, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Jun. 29, 2011 |
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Chairman Mary L. Schapiro | ||||
| Jun. 22, 2011 |
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Chairman Mary L. Schapiro | ||||
| Jun. 22, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Jun. 22, 2011 | Remarks Before the American Securitization Forum 2011 Annual Meeting, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Jun. 15, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Jun. 11, 2011 | Remarks Before the Bennett S. LeBow College of Business at Drexel University, Philadelphia, Pennsylvania | Chairman Mary L. Schapiro | ||||
| May 25, 2011 |
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Chairman Mary L. Schapiro | ||||
| May 25, 2011 |
|
Chairman Mary L. Schapiro | ||||
| May 24, 2011 | Remarks Before the Financial Accounting Foundation’s 2011 Annual Board of Trustees Dinner, Washington, D.C. | Chairman Mary Schapiro | ||||
| May 18, 2011 | Statement at SEC Open Meeting: Proposed Rules for Nationally Recognized Statistical Rating Organizations, Washington, D.C. | Chairman Mary Schapiro | ||||
| May 10, 2011 | Remarks Before the Money Market Funds and Systemic Risk Roundtable, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| May 6, 2011 | Remarks Before the Investment Company Institute's General Membership Meeting, Washington D.C. | Chairman Mary L. Schapiro | ||||
| Apr. 27, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Apr. 27, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Apr. 8, 2011 | Remarks before the Society of American Business Editors and Writers, Dallas, Texas | Chairman Mary L. Schapiro | ||||
| Mar. 30, 2011 | Statement at SEC Open Meeting: Listing Standards for Compensation Committees, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Mar. 30, 2011 | Statement at SEC Open Meeting: Credit Risk Retention, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Mar. 23, 2011 | Remarks at SIFMA’s Compliance and Legal Society Annual Seminar, Phoenix, Arizona (Video Presentation) | Chairman Mary L. Schapiro | ||||
| Mar. 2, 2011 |
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Chairman Mary L. Schapiro | ||||
| Mar. 2, 2011 |
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Chairman Mary L. Schapiro | ||||
| Mar. 2, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Feb. 9, 2011 |
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Chairman Mary L. Schapiro | ||||
| Feb. 8, 2011 | Remarks at the CCOutreach National Seminar, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Feb. 4, 2011 | Evolving to Meet the Needs of Investors: Address to Practising Law Institute’s SEC Speaks in 2011 Program, Washington, D.C. | Chairman Mary L. Schapiro | ||||
| Feb. 2, 2011 |
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Chairman Mary L. Schapiro | ||||
| Jan. 25, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Jan. 25, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Jan. 25, 2011 |
|
Chairman Mary L. Schapiro | ||||
| Jan. 20, 2011 |
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Chairman Mary L. Schapiro | ||||
Commissioner Luis A. Aguilar | ||||||
| Nov. 17, 2011 | Facilitating Small Business Capital Formation Does Not Need to Be at the Expense of Protecting Investors, SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Nov. 3, 2011 | Improving the Quality and Outcomes of Retirement Planning, The American Retirement Summit, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Oct. 26, 2011 | Opening Statement at SEC Open Meeting: “Obtaining Reliable Information Regarding Private Fund Advisers”, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Oct. 12, 2011 | Protecting the Financial System and Aligning the Interests of Banks and their Customers, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Oct. 12, 2011 | Statement at SEC Open Meeting — Regulating Key Players in Security-Based Swaps, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Sep. 19, 2011 | Prohibiting Firms from Designing Transactions to Fail, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Sep. 13, 2011 | Statement Regarding the Urgent Need to Re-establish the Investor Advisory Committee, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jul. 26, 2011 | Statement at SEC Open Meeting: Item 1 — Large Trader Reporting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jul. 26, 2011 | Statement at SEC Open Meeting: Item 2 — Security Ratings, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jul. 26, 2011 | Opening Statement at SEC Open Meeting: Item 3 — Shelf-Eligibility Requirements for Asset-Backed Securities, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jul. 13, 2011 | Statement Regarding Interim Final Temporary Rule 15b12 1T — Brokers or Dealers Engaged in a Retail Forex Business | Commissioner Luis A. Aguilar | ||||
| Jun. 29, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jun. 22, 2011 | Statement at SEC Open Meeting: Rules Implementing Amendments to the Investment Advisers Act of 1940 and Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jun. 15, 2011 | Statement at SEC Open Meeting: Proposals to Amend Rule 17a-5, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jun. 10, 2011 | An Inflection Point: The SEC and the Current Financial Reform Landscape, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| May 25, 2011 | Statement at SEC Open Meeting: Item 2 — Whistleblower Program, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| May 25, 2011 | Statement at SEC Open Meeting: Item 1 — Felons and Bad Actors, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| May 18, 2011 | Statement at SEC Open Meeting: Proposed Rules for Nationally Recognized Statistical Rating Organizations, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| May 2, 2011 | The Abysmal Lack of Diversity in Corporate Boardrooms is Growing Worse, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Apr. 30, 2011 | An Update on Diversity and Financial Literacy, Keynote Speech at 2011 Hispanic Association of Corporate Responsibility — Corporate Directors Summit, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Apr. 27, 2011 | Statement at SEC Open Meeting: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Apr. 27, 2011 | Statement at SEC Open Meeting: Product Definitions Contained in Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Apr. 21, 2011 | Still Fighting for Inclusion and Equal Opportunity, Keynote Speech at Latin American Association’s 22nd Annual Compañeros Award Luncheon, Atlanta, Georgia | Commissioner Luis A. Aguilar | ||||
| Apr. 4, 2011 | Facilitating Real Capital Formation, Council of Institutional Investors Spring Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Mar. 30, 2011 | Statement at SEC Open Meeting: Listing Standards for Compensation Committees, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Mar. 30, 2011 | Statement at SEC Open Meeting: Credit Risk Retention, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Mar. 28, 2011 | Exemplifying Fundamentals — Back to Basics, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Mar. 2, 2011 | Statement at SEC Open Meeting: Proposal to Remove Credit Rating References from Investment Company Act Rules and Forms, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Feb. 9, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Feb. 4, 2011 | Setting Forth Aspirations for 2011: Address to Practising Law Institute’s SEC Speaks in 2011 Program, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Feb. 2, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
| Jan. 20, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||
Commissioner Kathleen L. Casey | ||||||
| Jul. 26, 2011 | Statement at SEC Open Meeting: Item 2 — Security Ratings, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Jul. 26, 2011 | Statement at SEC Open Meeting: Item 3 — Shelf-Eligibility Requirements for Asset-Backed Securities, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Jun. 29, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Jun. 24, 2011 | Keynote Address at the Society of Corporate Secretaries and Governance Professionals 65th Annual Conference, Colorado Springs, Colorado | Commissioner Kathleen L. Casey | ||||
| Jun. 22, 2011 | Statement at SEC Open Meeting: Rules Implementing Amendments to the Investment Advisers Act of 1940 and Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| May 25, 2011 | Statement at SEC Open Meeting: Item 1 — Felons and Bad Actors, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| May 25, 2011 | Statement at SEC Open Meeting: Item 2 — Whistleblower Program, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| May 18, 2011 | Statement at SEC Open Meeting: Proposed Rules for Nationally Recognized Statistical Rating Organizations, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Apr. 27, 2011 | Statement at SEC Open Meeting: Product Definitions and Regulation of Mixed Swaps, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Apr. 27, 2011 | Statement at SEC Open Meeting: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Mar. 30, 2011 | Statements at SEC Open Meeting: Credit Risk Retention and Listing Standards for Compensation Committees, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Mar. 22, 2011 | Remarks before the Forum for Corporate Directors, San Diego, California | Commissioner Kathleen L. Casey | ||||
| Mar. 2, 2011 | Statement at SEC Open Meeting: Proposed Rules for Operation and Governance of Clearing Agencies, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Mar. 2, 2011 | Statement at SEC Open Meeting: Proposed Rules on Incentive-Based Compensation, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Feb. 9, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Feb. 4, 2011 | Address to Practising Law Institute's SEC Speaks in 2011 Program, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Jan. 25, 2011 | Statement at SEC Open Meeting: Net Worth Standard for Accredited Investors and Say-On-Pay and Golden Parachute Compensation, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Jan. 25, 2011 | Statement at SEC Open Meeting: Private Fund Systemic Risk Reporting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
| Jan. 23, 2011 | “The Regulatory Implementation and Implications of Dodd-Frank”, Directors’ Forum 2011, University of San Diego, San Diego, California | Commissioner Kathleen L. Casey | ||||
| Jan. 21, 2011 | Statement Regarding Study On Investment Advisers And Broker-Dealers, Washington, D.C.
See Also: Study |
Commissioners Kathleen L. Casey and Troy A. Paredes | ||||
| Jan. 20, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||
Commissioner Daniel M. Gallagher | ||||||
| Dec. 14, 2011 | “SEC Reform After Dodd-Frank and the Financial Crisis”, Washington, D.C. | Commissioner Daniel M. Gallagher | ||||
| Nov. 17, 2011 | Remarks at the 2011 SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. | Commissioner Daniel Gallagher | ||||
Commissioner Troy A. Paredes | ||||||
| Nov. 17, 2011 | Remarks at the 2011 SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Oct. 27, 2011 | Twelfth Annual A.A. Sommer, Jr. Lecture on Corporate, Securities and Financial Law, New York, NY | Commissioner Troy A. Paredes | ||||
| Oct. 26, 2011 | Statement at Open Meeting to Adopt Form PF, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Oct. 12, 2011 | Statement at SEC Open Meeting — Proprietary Trading, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Oct. 12, 2011 | Statement at SEC Open Meeting — Security-Based Swap Registration, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Sep. 19, 2011 | Opening Statement at SEC Open Meeting — Conflicts of Interest Relating to Certain Securitizations, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Jul. 26, 2011 | Statement at SEC Open Meeting: Item 2 — Security Ratings, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Jun. 29, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Jun. 22, 2011 | Statement at SEC Open Meeting: Rules Implementing Amendments to the Investment Advisers Act of 1940 and Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Jun. 22, 2011 | Statement at SEC Open Meeting: Family Offices, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Jun. 15, 2011 | Statement at SEC Open Meeting: Proposals to Amend Rule 17a-5, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Jun. 8, 2011 | Remarks at the Symposium on “Hedge Fund Regulation and Current Developments,” New York, NY | Commissioner Troy A. Paredes | ||||
| May 25, 2011 | Statement at SEC Open Meeting: Item 2 — Whistleblower Program, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| May 25, 2011 | Statement at SEC Open Meeting: Item 1 — Felons and Bad Actors, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| May 6, 2011 | Remarks at the 43rd Annual Rocky Mountain Securities Conference, Denver, Colorado | Commissioner Troy A. Paredes | ||||
| Apr. 27, 2011 | Statement at SEC Open Meeting: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Mar. 30, 2011 | Statement at SEC Open Meeting: Listing Standards for Compensation Committees, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Mar. 30, 2011 | Statement at SEC Open Meeting: Credit Risk Retention, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Mar. 10, 2011 | Remarks Before the 2011 Investment Adviser Compliance Conference, Arlington, Virginia | Commissioner Troy A. Paredes | ||||
| Mar. 8, 2011 | Remarks Before the 27th Annual NABE Economic Policy Conference, Arlington, Virginia | Commissioner Troy A. Paredes | ||||
| Mar. 2, 2011 | Statement at SEC Open Meeting: Proposal to Remove Credit Rating References from Investment Company Act Rules and Forms, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Mar. 2, 2011 | Statement at SEC Open Meeting: Proposed Rules for Operation and Governance of Clearing Agencies, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Mar. 2, 2011 | Statement at SEC Open Meeting: Proposed Rules on Incentive-Based Compensation, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Feb. 9, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Feb. 4, 2011 | Remarks at The SEC Speaks in 2011, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Feb. 2, 2011 | Statement at SEC Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||
| Jan. 25, 2011 | Statement at SEC Open Meeting: Say-On-Pay and Golden Parachute Compensation | Commissioner Troy A. Paredes | ||||
| Jan. 25, 2011 | Statement at SEC Open Meeting: Net Worth Standard for Accredited Investors | Commissioner Troy A. Paredes | ||||
| Jan. 21, 2011 | Statement Regarding Study On Investment Advisers And Broker-Dealers, Washington, D.C.
See Also: Study |
Commissioners Kathleen L. Casey and Troy A. Paredes | ||||
| Jan. 20, 2011 | Statement at SEC Open Meeting | Commissioner Troy A. Paredes | ||||
Commissioner Elisse B. Walter | ||||||
| Nov. 18, 2011 | Remarks at the Closing of the International Institute for Securities Enforcement and Market Oversight, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| Nov. 17, 2011 | Remarks at the 2011 SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| Nov. 8, 2011 | Remarks Before the FINRA Institute at Wharton Certified Regulatory and Compliance Professional (CRCP) Program, University of Pennsylvania | Commissioner Elisse B. Walter | ||||
| Oct. 25, 2011 | Remarks before the SIFMA Compliance and Legal Fall Seminar, New York, New York | Commissioner Elisse B. Walter | ||||
| Oct. 12, 2011 | Opening Remarks Regarding the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (Proposed Rules 15Fb1-1 through 15Fb6-1), Washington, D.C. | Commissioner Elisse B. Walter | ||||
| Sep. 12, 2011 | Remarks Before the North American Securities Administrators Association 2011 Annual Conference, Wichita, Kansas | Commissioner Elisse B. Walter | ||||
| Jul. 29, 2011 | Statement at SEC Field Hearing on the State of the Municipal Securities Market, Birmingham, AL | Commissioner Elisse B. Walter | ||||
| Jul. 26, 2011 | Statement at SEC Open Meeting: Item 1 — Large Trader Reporting, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| Jun. 22, 2011 | Statement at SEC Open Meeting: Rules Implementing Amendments to the Investment Advisers Act of 1940 and Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| May 25, 2011 | Statement at SEC Open Meeting: Item 2 — Whistleblower Program, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| May 4, 2011 | Keynote Address at the National Federation of Municipal Analysts (NFMA) Twenty-Eighth Annual Conference, Charleston, S.C. | Commissioner Elisse B. Walter | ||||
| Apr. 27, 2011 | Statement at SEC Open Meeting: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| Mar. 2, 2011 | Statement at SEC Open Meeting: Proposed Rules on Incentive-Based Compensation, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| Feb. 10, 2011 | Remarks at the DirectWomen Board Institute, New York, N.Y. | Commissioner Elisse B. Walter | ||||
| Feb. 10, 2011 | A Tale of Two Studies: Investment Management Institute Keynote Remarks, New York, N.Y. | Commissioner Elisse B. Walter | ||||
| Feb. 4, 2011 | Remarks at The SEC Speaks in 2011, Washington, D.C. | Commissioner Elisse B. Walter | ||||
| Jan. 19, 2011 | Statement on Study Enhancing Investment Adviser Examinations, Washington, D.C.
See Also: Study |
Commissioner Elisse B. Walter | ||||
| Date | Title | Author |
David M. Becker, General Counsel | ||
| Jan. 25, 2011 | Remarks at the Practising Law Institute's Ninth Annual Institute on Securities Regulation in Europe, London, England | David M. Becker General Counsel |
David Bergers, Regional Director, Boston Regional Office | ||
| Mar. 7, 2011 | Remarks at News Conference on the Case Against Francisco Illarramendi, New Haven, Connecticut | David Bergers Regional Director, Boston Regional Office |
Gregg E. Berman, Senior Advisor to the Director, Division of Trading and Markets | ||
| Sep. 21, 2011 | Market Structure: What we Know, and What We Need to Know, New York, New York | Gregg E. Berman Senior Advisor to the Director, Division of Trading and Markets |
Paul A. Beswick, Deputy Chief Accountant | ||
| Dec. 5, 2011 | Prepared Remarks for the 2011 AICPA National Conference on Current SEC and PCAOB Developments | Paul A. Beswick Deputy Chief Accountant |
Meredith Cross, Director, Division of Corporation Finance | ||
| Jul. 22, 2011 | Statement Regarding Court of Appeals Decision on Proxy Access, Washington, D.C. | Meredith Cross Director, Division of Corporation Finance |
Carlo V. di Florio, Director, Office of Compliance Inspections and Examinations | ||
| Oct. 17, 2011 | The Role of Compliance and Ethics in Risk Management, NSCP National Meeting | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
| May 3, 2011 | Private Equity International's Private Fund Compliance, New York, New York | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
| Mar. 21, 2011 | Remarks at the IA Watch Annual IA Compliance Best Practices Seminar, Omni Shoreham Hotel, Washington, D.C. | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
| Mar. 3, 2011 | Keynote address at the SIFMA Anti-Money Laundering Seminar | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
| Feb. 8, 2011 | Remarks at the CCOutreach National Seminar, Washington, D.C. | Carlo V. di Florio Director, Office of Compliance Inspections and Examinations |
Brian T. Croteau, Deputy Chief Accountant, Office of the Chief Accountant | ||
| Dec. 5, 2011 | Remarks Before the 2011 AICPA National Conference on Current SEC and PCAOB Developments — The Role of the Audit Performance Feedback Loop in Audit Policy Decision-Making | Brian T. Croteau Deputy Chief Accountant, Office of the Chief Accountant |
Robert S. Khuzami, Director, Division of Enforcement | ||
| Dec. 1, 2011 | Remarks Before the Consumer Federation of America's Financial Services Conference | Robert Khuzami Director, Division of Enforcement |
| Nov. 28, 2011 | Statement on Court's Refusal to Approve Settlement in Citigroup Case | Robert Khuzami Director, Division of Enforcement |
| Jun. 1, 2011 | Remarks to Criminal Law Group of the UJA-Federation of New York | Robert Khuzami Director, Division of Enforcement |
| May 25, 2011 | Remarks at Open Meeting — Whistleblower Program | Robert Khuzami Director, Division of Enforcement |
| Mar. 23, 2011 | Remarks at SIFMA’s Compliance and Legal Society Annual Seminar, Phoenix, Arizona (Video Presentation) | Robert Khuzami Director, Division of Enforcement |
| Feb. 8, 2011 | Remarks at News Conference Announcing Expert Networks Insider Trading Charges, New York, New York | Robert S. Khuzami Director, Division of Enforcement |
James L. Kroeker, Chief Accountant | ||
| Dec. 5, 2011 | Remarks Before the 2011 AICPA National Conference on Current SEC and PCAOB Developments | James L. Kroeker Chief Accountant, Office of the Chief Accountant |
| Jun. 5, 2011 | Remarks at the University of Southern California SEC and Financial Reporting Institute Conference, Pasadena, California | James L. Kroeker Chief Accountant |
Gerald Laporte, Chief, Office of Small Business Policy, Division of Corporation Finance | ||
| Dec. 7, 2011 | Slide Presentation (PDF): Remarks before the 2011 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Gerald Laporte Chief, Office of Small Business Policy, Division of Corporation Finance |
Sean X. McKessy, Chief, Office of the Whistleblower | ||
| Aug. 11, 2011 | Remarks at Georgetown University, Washington, D.C. | Sean X. McKessy Chief, Office of the Whistleblower |
Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance | ||
| Dec. 7, 2011 | Slide Presentation (PDF): Remarks before the 2011 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Craig Olinger Deputy Chief Accountant, Division of Corporation Finance |
| Dec. 6, 2011 | Slide Presentation (PDF): Remarks before the 2011 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Nili Shah and Craig Olinger Deputy Chief Accountants, Division of Corporation Finance |
| Dec. 2011 | Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment | Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance |
Christian Peo, Professional Accounting Fellow, Office of the Chief Accountant | ||
| Dec. 5, 2011 | Remarks before the 2011 AICPA National Conference on Current SEC and PCAOB Developments | Christian Peo Professional Accounting Fellow, Office of the Chief Accountant |
Jason K. Plourde, Professional Accounting Fellow, Office of the Chief Accountant | ||
| Dec. 5, 2011 | Remarks before the 2011 AICPA National Conference on Current SEC and PCAOB Developments | Professional Accounting Fellow, Office of the Chief Accountant |
Eileen P. Rominger, Director, Division of Investment Management | ||
| Dec. 13, 2011 | Remarks Before the ICI 2011 Securities Law Developments Conference, Washington, D.C. | Eileen Rominger Director, Division of Investment Management |
| Nov. 17, 2011 | Remarks Before the ICI 2011 Closed-End Fund Conference, New York, NY | Eileen Rominger Director, Division of Investment Management |
| Nov. 3, 2011 | Remarks Before the ALI-ABA Conference on Life Insurance Company Products, Washington, D.C. | Eileen P. Rominger Director, Division of Investment Management |
| Sep. 9, 2011 | Remarks before the Mutual Fund Directors Forum and the University of Maryland “Oversight of Derivatives” Conference, Washington, D.C. | Eileen P. Rominger Director, Division of Investment Management |
| Jun. 24, 2011 | Keynote Address at the Insured Retirement Institute 2011 Government, Legal & Regulatory Conference, Washington, D.C. | Eileen P. Rominger Director, Division of Investment Management |
Howard Scheck, Chief Accountant, Division of Enforcement | ||
| Dec. 6, 2011 | Remarks before the 2011 AICPA National Conference on Current SEC and PCAOB Developments | Howard Scheck Chief Accountant, Division of Enforcement |
Lori J. Schock, Director, Office of Investor Education and Advocacy | ||
| Sep. 17, 2011 | Remarks at the BetterInvesting National Convention, Covington, Kentucky | Lori J. Schock Director, Office of Investor Education and Advocacy |
| May 15, 2011 | Remarks at InvestEd Investor Education Conference, San Diego, California | Lori J. Schock Director, Office of Investor Education and Advocacy |
Nilimi Shah, Deputy Chief Accountant, Division of Corporation Finance | ||
| Dec. 6, 2011 | Slide Presentation (PDF): Remarks before the 2011 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Nili Shah and Craig Olinger Deputy Chief Accountants, Division of Corporation Finance |
Ethiopis Tafara, Director, Office of International Affairs | ||
| Jul. 7, 2011 | G-20 Financial Landscape Workshop, Organization for Economic Cooperation & Development, Paris, France | Ethiopis Tafara Director, Office of International Affairs |
http://www.sec.gov/news/2011speechalpha.shtml
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