SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
SUNG KOOK HWANG
Also Known As: BILL HWANG
Current Age: 61 - 63
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. TIGER ASIA MANAGEMENT, LLC, TIGER ASIA PARTNERS, LLC, SUNG KOOK (a/k/a BILL) HWANG, and RAYMOND Y.H. PARK, 2:12-cv-07601 (D.N.J.)
Date Filed:
SUNG KOOK HWANG
Current Age: 60 - 62
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Sung Kook Hwang, SEC File No. 3-15181
Date Filed:
WEN CHEN HWANG
Also Known As: WENDY LEE, WEN CHEN LEE
Current Age: 63 - 65
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CKB168 HOLDINGS LTD., WIN168 BIZ SOLUTIONS LTD., CKB168 LTD., CKB168 BIZ SOLUTION, INC., CYBER KIDS BEST EDUCATION LTD., RAYLA MELCHER SANTOS, HUNG WAI ("HOWARD") SHERN, RUI LING ("FLORENCE") LEUNG, DALIANG ("DAVID") GUO, YAO LIN, CHIH HSUAN "KIKI" LIN, WEN CHEN HWANG (AKA "WENDY LEE"), TONI TONG CHEN, CHEONGWHA "HEYWOOD" CHANG, JOAN CONGYI MA (AKA "JC MA"), AND HEIDI MAO LIU (AKA "HEIDI MAO"), 1:13-cv-05584 (E.D.N.Y.)
Date Filed:
WEN CHEN HWANG
Also Known As: WENDY LEE
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of WEN CHEN HWANG aka “WENDY LEE”, SEC File No. 3-18243
Date Filed:
CHARLES S WANG
Current Age: 63 - 65
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. EADGEAR, INC., EADGEAR HOLDINGS LIMITED, CHARLES S. WANG, FRANCIS Y. YUEN, AND QIAN CATHY ZHANG, 3:14-cv-04294 (N.D. Cal.)
Date Filed:
CHET WANG
Current Age: 43 - 45
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of KEYGENT LLC, ANTHONY HSIEH, and CHET WANG, SEC File No. 3-17287
Date Filed:
HOAU-YAN WANG
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of HOAU-YAN WANG, SEC File No. 3-22210
Date Filed:
HONGJUN WANG
Also Known As: WANG HONGJUN
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CHINA NORTHEAST PETROLEUM HOLDINGS LIMITED; WANG HONGJUN (a/k/a Hongjun Wang); JU GUIZHI (a/k/a Guizhi Ju); and JIANG CHAO (a/k/a Chao Jiang), 1:12-cv-08696 (S.D.N.Y.)
Date Filed:
HONGLAN WANG
Current Age: 58 - 60
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of HONGLAN WANG, SEC File No. 3-18645
Date Filed:
HUAILONG WANG
Current Age: 43 - 45
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SHUANG CHEN, WENWEN DU, LIRONG GAO, JING GUAN, TONGHUI JIA, XUEJIE JIA, VICKY LIU, HONGLEI SHI, SHUN SUI, LUJUN SUN, HUAILONG WANG, JIADONG WANG, JIAFENG WANG, JIALI WANG, XIAOSONG WANG, LINLIN WU, LIN XING, YONG YANG, JIANCHENG ZHAO, and FORREST (HK) CO., LIMITED, 1:19-cv-12127 (D. Mass.)
Date Filed:
JENNIFER XUJIA WANG
Current Age: 49 - 51
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JENNIFER XUJIA WANG, and RUBEN a/k/a RUOPIAN CHEN, and ZHILING FENG, 1:07-cv-03715 (S.D.N.Y.)
Date Filed:
JENNIFER XUJIA WANG
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JENNIFER XUJIA WANG, SEC File No. 3-13097
Date Filed:
JIADONG WANG
Current Age: 36 - 38
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SHUANG CHEN, WENWEN DU, LIRONG GAO, JING GUAN, TONGHUI JIA, XUEJIE JIA, VICKY LIU, HONGLEI SHI, SHUN SUI, LUJUN SUN, HUAILONG WANG, JIADONG WANG, JIAFENG WANG, JIALI WANG, XIAOSONG WANG, LINLIN WU, LIN XING, YONG YANG, JIANCHENG ZHAO, and FORREST (HK) CO., LIMITED, 1:19-cv-12127 (D. Mass.)
Date Filed:
JIAFENG WANG
Current Age: 51 - 53
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SHUANG CHEN, WENWEN DU, LIRONG GAO, JING GUAN, TONGHUI JIA, XUEJIE JIA, VICKY LIU, HONGLEI SHI, SHUN SUI, LUJUN SUN, HUAILONG WANG, JIADONG WANG, JIAFENG WANG, JIALI WANG, XIAOSONG WANG, LINLIN WU, LIN XING, YONG YANG, JIANCHENG ZHAO, and FORREST (HK) CO., LIMITED, 1:19-cv-12127 (D. Mass.)
Date Filed:
JIALI WANG
Current Age: 47 - 49
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SHUANG CHEN, WENWEN DU, LIRONG GAO, JING GUAN, TONGHUI JIA, XUEJIE JIA, VICKY LIU, HONGLEI SHI, SHUN SUI, LUJUN SUN, HUAILONG WANG, JIADONG WANG, JIAFENG WANG, JIALI WANG, XIAOSONG WANG, LINLIN WU, LIN XING, YONG YANG, JIANCHENG ZHAO, and FORREST (HK) CO., LIMITED, 1:19-cv-12127 (D. Mass.)
Date Filed:
JIANBAO WANG
Current Age: 55 - 57
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CHINA VALVES TECHNOLOGY, INC., SIPING FANG, JIANBAO WANG, and RENRUI TANG, 1:14-cv-01630 (D.D.C.)
Date Filed:
JIMMY YONG WANG
Current Age: 69 - 71
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION, v. WORLDWIDE ENERGY AND MANUFACTURING USA, INC., JIMMY YONG WANG, JEFFREY FORBES WATSON, and MINDY MING WANG, 4:12-cv-04651 (N.D. Cal.)
Date Filed:
JING WANG
Current Age: 63 - 65
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JING WANG and GARY YIN, 3:13-cv-02270 (S.D. Cal.)
Date Filed:
KEFEI WANG
Current Age: 49 - 51
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of KEFEI WANG, SEC File No. 3-16987
Date Filed:
LEI WANG
Current Age: 55 - 57
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. LEI WANG, 4:02-cv-03941 (N.D. Cal.)
Date Filed:
LIGANG WANG
Current Age: 64 - 66
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of LIGANG WANG, SEC File No. 3-16094
Date Filed:
LILI WANG
Current Age: 59 - 61
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: U.S. SECURITIES AND EXCHANGE COMMISSION v. ALL KNOW HOLDINGS LTD., SHA CHEN, LILI WANG, ZHI YAO, XUECHU YANG , YONGHUI ZHANG, AND JIE MENG, 1:11-cv-08605 (N.D. Ill.)
Date Filed:
MINDY MING WANG
Current Age: 68 - 70
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION, v. WORLDWIDE ENERGY AND MANUFACTURING USA, INC., JIMMY YONG WANG, JEFFREY FORBES WATSON, and MINDY MING WANG, 4:12-cv-04651 (N.D. Cal.)
Date Filed:
SHENGNAN WANG
Current Age: 48 - 50
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MICHAEL K.C. TOM, DAVID TOM, SHENGNAN WANG, HAI LIU, and GLOBAL TIME CAPITAL MANAGEMENT, LLC, 1:05-cv-11966 (D. Mass.)
Date Filed:
SONGJIANG WANG
Also Known As: SAM WANG
Current Age: 61 - 63
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SONGJIANG WANG (A/K/A SAM WANG) , 1:19-cv-12557 (D. Mass.)
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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