Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Dec. 26, 2017	Gaughran, et al. Release No. LR-24022 See Also: Complaint
Dec. 26, 2017	Anvil Partners, Inc. Release No. LR-24021 See Also: Contempt Order
Dec. 21, 2017	Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Release No. LR-24020 See Also: SEC Complaint
Dec. 21, 2017	Stephen C. Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC, and VQ Wealth, LLC Release No. LR-24019 See Also: SEC Complaint
Dec. 20, 2017	Matrix Capital Markets, LLC, Nicholas M. Mitsakos and Courtlin L. Holt-Nguyen Release No. LR-24018
Dec. 20, 2017	Ronald A. Fossum, Jr. and Alonzo R. Cahoon Release No. LR-24017 See Also: SEC Complaint
Dec. 18, 2017	Jason A. Wallace Release No. LR-24016
Dec. 14, 2017	Lanny Brown, et al. Release No. LR-24015 See Also: SEC Complaint
Dec. 14, 2017	Justin D. Meadlin and Hyaline Capital Management, LLC Release No. LR-24014
Dec. 14, 2017	Ray C. Davis and Behavioral Recognition Systems, Inc., n/k/a Giant Gray, Inc. Release No. LR-24013 See Also: SEC Complaint
Dec. 14, 2017	Kenneth Peer Release No. LR-24012 See Also: SEC Complaint
Dec. 14, 2017	Louis G. Mohlman, Jr., Mohlman Asset Management, LLC, and Mohlman Asset Management Fund, LLC Release No. LR-24011 See Also: SEC Complaint
Dec. 13, 2017	Corey J. Sandberg and Affinity Gold Corporation Release No. LR-24010 See Also: Application
Dec. 13, 2017	Merrill Robertson, Jr., et al. Release No. LR-24009
Dec. 13, 2017	H. Craig Dees Release No. LR-24008
Dec. 11, 2017	Westport Capital Markets, LLC and Christopher E. McClure Release No. LR-24007 See Also: SEC Complaint
Dec. 8, 2017	Steve Qi, et al. Release No. LR-24006 See Also: SEC Complaint
Dec. 7, 2017	Stephen J. Leonard Release No. LR-24005 See Also: SEC Complaint
Dec. 6, 2017	Zachary S. Berkey, et al. Release No. LR-24004 See Also: SEC Complaint
Dec. 5, 2017	James C. Tao and Donna Boyd (f/k/a Donna Chen) Release No. LR-24003 See Also: SEC Complaint
Dec. 5, 2017	Tom Simeo Release No. LR-24002
Dec. 4, 2017	Donald E. MacCord, Jr., et al. Release No. LR-24001 See Also: SEC Complaint
Dec. 4, 2017	Premier Holding Corp. et al. Release No. LR-24000 See Also: SEC Complaint
Dec. 4, 2017	Dawn J. Bennett, DJB Holdings, LLC, and Bradley C. Mascho Release No. LR-23999 See Also: SEC Complaint
Dec. 1, 2017	David Webb, Jr. Release No. LR-23998 See Also: SEC Complaint
Nov. 29, 2017	Town of Ramapo, et al. Release No. LR-23997
Nov. 21, 2017	Jay Mac Rust and Christopher K. Brenner Release No. LR-23996, AAER-3908
Nov. 21, 2017	Daniel H. Glick, et al Release No. LR-23995
Nov. 20, 2017	Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, Sr., Melissa George, Thomas Kevin Keough, David Affeldt, and Nancy Keough Release No. LR-23994
Nov. 20, 2017	Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab Release No. LR-23993
Nov. 20, 2017	Ibrahim Almagarby and Microcap Equity Group LLC Release No. LR-23992 See Also: SEC Complaint
Nov. 17, 2017	Capital Financial Partners, LLC et al. Release No. LR-23991
Nov. 17, 2017	Green Tree Investment Group, Inc. and Jeffrey B. Mallett Release No. LR-23990 See Also: SEC Complaint
Nov. 17, 2017	David N. Fuselier, Roy W. Erwin and Integrated Freight Corporation Release No. LR-23989
Nov. 16, 2017	Pedro Fort Berbel et al. Release No. LR-23988
Nov. 14, 2017	The End of the Rainbow Partners, L.L.C., and The Estate of Michael F. Anderson, Defendants, and Carolyn M. Anderson, individually, as the Personal Representative of the Estate of Michael F. Anderson, and as trustee for the Michael Anderson Trust and a trust for the benefit of her minor children, The End of the Rainbow Foundation, Inc., Seaoma Consulting Company, and Bighorn Wealth Fund, L.P., Relief Defendants Release No. LR-23987 See Also: SEC Complaint
Nov. 14, 2017	Susan L. Ellerin and Edward D. Blumstein Release No. LR-23986 See Also: SEC Complaint
Nov. 13, 2017	Jay Costa Kelter Release No. LR-23984 See Also: SEC Complaint
Nov. 13, 2017	Michael Quigley et al. Release No. LR-23985
Nov. 9, 2017	Robert W. Murray Release No. LR-23983
Nov. 9, 2017	Paul Z. Singer and Singer Financial Corp. Release No. LR-23982 See Also: SEC Complaint
Nov. 9, 2017	Hadsell Chemical Processing, LLC and Robert Walton, Jr. Release No. LR-23981
Nov. 8, 2017	Gavin Campion Release No. LR-23980
Nov. 3, 2017	Christopher A. Faulkner, Homes Inc., HOMESINC Renaissance, LLC, Matthew Rapoport, and Earl Nelson Davenport Release No. LR-23979
Nov. 3, 2017	Osiris Therapeutics, Inc., et al. Release No. LR-23978, AAER-3905
Nov. 1, 2017	235 Limited Liability Companies Release No. LR-23977 See Also: Application
Oct. 31, 2017	Wynn Gustafson Release No. LR-23976 See Also: Application
Oct. 31, 2017	Joseph Meli, et al. and Craig H. Carton, et al. Release No. LR-23975
Oct. 31, 2017	Thomas J. Buck Release No. LR-23974 See Also: SEC Complaint
Oct. 30, 2017	Andalusian Resorts and Spas, Inc., John Madsen, and Bernard Fried Release No. LR-23973 See Also: SEC Complaint
Oct. 27, 2017	Randall James Release No. LR-23972 See Also: SEC Complaint
Oct. 25, 2017	J. Patrick O'Neill and Robert H. Bray Release No. LR-23971
Oct. 19, 2017	John H. Rogicki Release No. LR-23970 See Also: SEC Complaint
Oct. 19, 2017	Accelera Innovations, Inc., et al. and John F. Wallin Release No. LR-23969 See Also: et al. , and John F. Wallin
Oct. 13, 2017	Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc. Release No. LR-23968
Oct. 11, 2017	JustInfo, et al. Release No. LR-23967 See Also: SEC Complaint
Oct. 11, 2017	Bershan, et al. Release No. LR-23966 See Also: SEC Complaint
Oct. 11, 2017	James M. Schneider Release No. LR-23965 See Also: James M. Schneider , and Andrew H. Wilson
Oct. 11, 2017	Gerardo de Nicolás et al. Release No. LR-23964 See Also: SEC Complaint
Oct. 6, 2017	Christopher A. Faulkner, et. al. Release No. LR-23963 See Also: Memorandum of Law , and Order
Oct. 6, 2017	Marc A. Celello Release No. LR-23962 See Also: SEC Complaint
Oct. 5, 2017	Richard G. Cody, et al. Release No. LR-23961
Oct. 4, 2017	Homero Joshua Garza Release No. LR-23960
Oct. 4, 2017	Tweed Financial Services, Inc. et al. Release No. LR-23959 See Also: SEC Complaint
Oct. 3, 2017	N1 Technologies, Inc., et al. Release No. LR-23958 See Also: SEC Complaint
Oct. 3, 2017	Arun J. Singh Release No. LR-23957 See Also: SEC Complaint
Oct. 3, 2017	Jammin' Java Corp. et al. Release No. LR-23956
Sept. 29, 2017	Anand Jayapalan et al. Release No. LR-23952 See Also: SEC Complaint
Sept. 29, 2017	Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC Release No. LR-23951 See Also: SEC Complaint
Sept. 29, 2017	Micheal A. Skerry Release No. LR-23950 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release
Sept. 29, 2017	Brian C. Jensen Release No. LR-23949
Sept. 29, 2017	Demitrios Hallas Release No. LR-23955
Sept. 29, 2017	Avaneesh Krishnamoorthy Release No. LR-23954
Sept. 29, 2017	Jason McDiarmid, et al. Release No. LR-23953 See Also: SEC Complaint
Sept. 28, 2017	Sean Stewart et al. Release No. LR-23948
Sept. 28, 2017	David Howard Welch, et al Release No. LR-23947 See Also: SEC Complaint
Sept. 28, 2017	Naris Chamroonrat, et al. Release No. LR-23946
Sept. 27, 2017	Eric Pulier Release No. LR-23945 See Also: SEC Complaint
Sept. 27, 2017	Edward Chen, et al. Release No. LR-23944 See Also: SEC Complaint
Sept. 26, 2017	Jason Napodano, Bilal Basrai and Bryce Stirton Release No. LR-23943 See Also: SEC Complaint
Sept. 22, 2017	Aegerion Pharmaceuticals, Inc. Release No. LR-23942 See Also: SEC Complaint
Sept. 22, 2017	Moses Investment Company, LLC and Michael S. Moses Release No. LR-23941 See Also: SEC Complaint
Sept. 21, 2017	Justin Samuel Cary Release No. LR-23940 See Also: SEC Complaint
Sept. 21, 2017	Woodbridge Group of Companies LLC Release No. LR-23939 See Also: Order
Sept. 20, 2017	Ronald Van Den Heuvel, et al. Release No. LR-23938 See Also: SEC Complaint
Sept. 20, 2017	Peter C. Chang Release No. LR-23937 See Also: SEC Complaint
Sept. 19, 2017	Francisco Illarramendi, et al. Release No. LR-23936
Sept. 13, 2017	Lawrence F. Cluff, Jr., Roger E. Shaoul, and James Shaoul Release No. LR-23935 See Also: SEC Complaint
Sept. 13, 2017	Mayank Gupta, et al. Release No. LR-23934
Sept. 12, 2017	TelexFree, Inc. et al. Release No. LR-23933
Sept. 8, 2017	David Aubel and Robert Raffa Release No. LR-23932
Sept. 7, 2017	Brett Kennedy, et al. Release No. LR-23931 See Also: SEC Complaint
Sept. 6, 2017	Scott Newsholme Release No. LR-23930
Sept. 6, 2017	Craig H. Carton, et al. Release No. LR-23929 See Also: SEC Complaint
Sept. 5, 2017	Richard P. Cedrone, Steven R. Ferris and George R. Thoreson Release No. LR-23928 See Also: SEC Complaint
Aug. 31, 2017	Leon Vaccarelli, et al. Release No. LR-23927 See Also: SEC Complaint
Aug. 31, 2017	Evan R. Kita, et al. Release No. LR-23926 See Also: SEC Complaint
Aug. 31, 2017	Navellier & Associates, Inc. and Louis Navellier Release No. LR-23925 See Also: SEC Complaint
Aug. 30, 2017	Tennstar Energy, Inc., et al. Release No. LR-23924 See Also: SEC Complaint
Aug. 29, 2017	Lek Securities Corp. et al. Release No. LR-23923

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