Administrative Proceedings

The links below direct you to the individual case pages for litigated administrative proceedings adjudicated by the Commission, including its consideration of appeals from initial decisions issued by administrative law judges or from SRO or PCAOB action. The case pages contain the Commission opinions and orders as well as significant filings in such matters. The links below additionally direct you to the electronic filing system for administrative proceedings and to information for respondents in administrative proceedings.

Below is a chronological list of links to orders by the Commission instituting both litigated and settled administrative proceedings and to issuances for the Commission, by the Division of Enforcement, pursuant to delegated authority. The orders and other issuances in litigated administrative proceedings below also may be found on the individual case pages linked on the Open Litigated Administrative Proceedings and Closed Litigated Administrative Proceedings pages, together with filings made in the proceedings. The issuances pertaining to distribution proceedings may also be found in the individual case charts on the Distributions in Commission Administrative Proceedings: Notices and Orders Pertaining to Disgorgement and Fair Funds page.

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Date Sort descending	Respondents
May 15, 2015	Mitchell J. Stein Release No. 34-74978 File Number: 3-16539
May 14, 2015	Agent155 Media Corp. QSound Labs, Inc. STEN Corp. Wind Energy America, Inc. Release No. 34-74958 File Number: 3-16410
May 14, 2015	Defense Industries International, Inc. EvCarCo, Inc. Island Breeze International, Inc. Release No. 34-74959 File Number: 3-16403
May 14, 2015	Nationwide Life Insurance Company Release No. IC-31601 File Number: 3-16537
May 13, 2015	Revonergy Inc. Siberian Energy Group Inc. Tao Minerals Ltd.(n/k/a Canam Gold Corp.) Todays Alternative Energy Corp. Release No. 34-74943 File Number: 3-16395
May 13, 2015	Energiz Renewable, Inc. Iron Eagle Group, Inc. MedClean Technologies, Inc. Release No. 34-74944 File Number: 3-16401
May 13, 2015	China Pharmaceuticals, Inc. China Printing & Packaging, Inc. Silvan Industries, Inc. Ziyang Ceramics Corp. Release No. 34-74945 File Number: 3-16411
May 13, 2015	Dittybase Technologies, Inc. Release No. 34-74941 File Number: 3-16404
May 13, 2015	Big Sky Industries II, Inc. Big Sky Industries III, Inc. Big Sky Industries IV, Inc. Big Sky Industries V, Inc. Big Sky Industries VI, Inc. Big Sky Industries VII, Inc. Big Sky Industries VIII, Inc. Big Sky Industries IX, Inc. Big Sky Industries X, Inc. Release No. 34-74942 File Number: 3-16536
May 12, 2015	Computer Learning Centers, Inc. InferX Corp. Sedona Corp. Release No. 34-74925 File Number: 3-16533
May 12, 2015	Paul Tabet Release No. 33-9771, 34-74940, IA-4082, IC-31600
May 11, 2015	Visual Acumen, Inc. Release No. 33-9767 File Number: 3-16529
May 11, 2015	First Xeris Corp. Release No. 33-9768 File Number: 3-16530
May 11, 2015	Stephen Goodrich Release No. IA-4081 File Number: 3-16531
May 8, 2015	Adarna Energy Corporation Bluedata Corporation Brampton Crest International, Inc. Covenant Group of China Inc. Mobile Area Networks, Inc. Netco Investments, Inc. OneTravel Holdings, Inc. PDG Environmental, Inc. Release No. 34-74907 File Number: 3-16105
May 8, 2015	Express Commercial Capital LLC and Sidney Banner Release No. 34-74912 File Number: 3-16528
May 7, 2015	Gruber & Company LLC and Edward Randall Gruber (CPA) Release No. 34-74904, AAER-3655 File Number: 3-16527
May 7, 2015	John W. Adams and AIP, LLC Release No. 34-74905 File Number: 3-11676
May 7, 2015	Comprehensive Capital Management, Inc. Release No. 34-74899 See Also: Proposed Plan of Distribution Comments Due: 30 days from publication of this Notice Submit Comments on: 3-15393 File Number: 3-15393
May 6, 2015	China Education International, Inc. Delta Entertainment Group Inc. Gulf United Energy, Inc. Release No. 34-74878 File Number: 3-16474
May 6, 2015	China Yili Petroleum Company Release No. 34-74879 File Number: 3-16402
May 6, 2015	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. IA-4078, IC-31595 File Number: 3-15519
May 5, 2015	A.B. Watley Group, Inc. Cambridge Heart, Inc. iGenii Inc. RKO Resources, Inc. (a/k/a Shamika 2 Gold, Inc.) Release No. 34-74869 File Number: 3-16525
May 5, 2015	Fred Alger Management, Inc. and Fred Alger & Company, Incorporated Release No. 34-74871 See Also: Proposed Plan of Distribution Comments Due: 30 days from publication of this Notice Submit Comments on: 3-12540 File Number: 3-12540
May 4, 2015	Innovative Software Technologies, Inc. National Health Partners, Inc. The Laguna Group, Inc. (a/k/a Eco Energy Pumps, Inc.) TYIN Group Holdings Limited Release No. 34-74859 File Number: 3-16394
May 4, 2015	Kingsway Capital, Inc. Luvoo Int. Inc. Pacific Clean Water Technologies, Inc. Release No. 34-74867 File Number: 3-16524
May 1, 2015	Timbervest, LLC Shapiro, Joel Barth Boden, Walter William Anthony, III Zell, Donald David, Jr. Jones, Gordon, II Release No. IA-4076, IC-31591 File Number: 3-15519
April 30, 2015	Cedar Creek Mines Ltd. General Kinetics Incorporated ProDigital Film Studios (a/k/a ProDigital Film Labs, Inc.) Pyrocap International Corporation SendTec, Inc. Specialized Services, Inc. (n/k/a Exergetic Energy, Inc.) Release No. 34-74846 File Number: 3-16521
April 30, 2015	Eden Energy Corp. Fifth Season International, Inc. Release No. 34-74848 File Number: 3-16522
April 30, 2015	Sarkauskas, Associates, Inc. and James M. Sarkauskas Release No. 34-74851 File Number: 3-15471
April 30, 2015	Urrea, Hugo Release No. 34-74852 File Number: 3-16523
April 29, 2015	Simon Lesser, CPA, CA Release No. 34-74827, IA-4072, IC-31585, AAER-3654 File Number: 3-16519
April 29, 2015	Alpha Titans LLC, Timothy P. Mccormack, and Kelly D. Kaeser, Esq. Release No. 34-74828, IA-4073, IC-31586 File Number: 3-16520
April 28, 2015	Jesters Resources, Inc. Jet Neko, Inc. Kensington Group, Inc. Release No. 34-74819 File Number: 3-16515
April 28, 2015	Greenbridge Technology, Inc. Harrods Investments, Inc. Illusion Digital Systems, Inc. International Builders Ltd., Inc. (f/k/a Ocean Fresh Seafood Marketplace, Inc.) Release No. 34-74820 File Number: 3-16516
April 28, 2015	Kokesh, Charles R. Release No. IA-4070 File Number: 3-16517
April 28, 2015	Harding Advisory LLC Chau, Wing F. Release No. 33-9761, IA-4071, IC-31583 File Number: 3-15574
April 27, 2015	Keith MacDonald Summers Release No. 34-74812 See Also: Plan of Distribution Comments Due: 30 days from publication of this Notice Submit Comments on: 3-16014 File Number: 3-16014
April 27, 2015	Donald J. Torbert, CPA, Nicole S. Stokes and CPA. Release No. 34-74816, AAER-3652 File Number: 3-16513
April 27, 2015	Steven J. Manderfeld and Esq. Release No. 34-74817 File Number: 3-16514
April 24, 2015	MacDonald, Duncan J., III Release No. 34-74805 File Number: 3-16181
April 24, 2015	Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation Release No. 34-74806 File Number: 3-15098
April 24, 2015	North East Capital, LLC and Anthony T. Vicidomine Release No. 34-74808 File Number: 3-15429
April 24, 2015	Frank Perkins Hixon, Jr. Release No. 34-74811 File Number: 3-16512
April 23, 2015	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. 33-9755, 34-74799 File Number: 3-16509
April 23, 2015	Houston American Energy Corp. Terwilliger, John F., Jr. Undiscovered Equities Inc. McKnight, Kevin T. Release No. 33-9756, 34-74800 File Number: 3-16000
April 23, 2015	Houston American Energy Corp. Terwilliger, John F., Jr. Undiscovered Equities Inc. McKnight, Kevin T. Release No. 33-9757 File Number: 3-16000
April 23, 2015	Kismet, Inc. Release No. 33-9758 File Number: 3-16510
April 23, 2015	International Precious Metals, Inc. Release No. 33-9759 File Number: 3-16511
April 23, 2015	Visa Industries of Arizona, Inc. Release No. 34-74789 File Number: 3-16506
April 23, 2015	21st Century Telesis II, Inc. Agemark Corp. Alnilam Corp. American Centrality Group, Inc. China Feicui Guodian Group Ltd. Icon Public Ltd. Co. Release No. 34-74790 File Number: 3-16208
April 23, 2015	StateTrust Investments, Inc. Release No. 34-74792 File Number: 3-16507
April 23, 2015	Tracy Morgan Spaeth Release No. 34-74798, IA-4069 File Number: 3-16508
April 23, 2015	Centaur Management Co. LLC Release No. 34-74802 File Number: 3-14950
April 22, 2015	Akesis Pharmaceuticals, Inc. Skye International, Inc. Stellar Resources, Ltd. Thwapr, Inc. Release No. 34-74777 File Number: 3-16396
April 22, 2015	W2007 Grace Acquisition I, Inc. Release No. 34-74782 File Number: 3-16504
April 22, 2015	First American Scientific Corp. Immunosyn Corp. Release No. 34-74779 File Number: 3-16505
April 21, 2015	Kornitzer Capital Management, Inc. and Barry E. Koster Release No. IC-31560 File Number: 3-16503
April 21, 2015	AuraSound, Inc. C2C CrowdFunding, Inc. Convenience TV Inc. Global Security Agency Inc. NewMarket Technology, Inc. Release No. 34-74769 File Number: 3-16476
April 21, 2015	Hi-Q Wason, Inc. IPI Fundraising, Inc. Luminary Acquisition Corp. Release No. 34-74772 File Number: 3-16502
April 20, 2015	Sherman, Marc Release No. 34-74765 File Number: 3-15992
April 20, 2015	Blackrock Advisors, LLC and Bartholomew A. Battista Release No. IA-4065, IC-31558 File Number: 3-16501
April 20, 2015	Credit Suisse Alternative Capital, et al. Release No. 34-74768 File Number: 3-14594
April 17, 2015	Schalk, Russell C., Jr. Release No. 33-9751, 34-74753, IC-31555 File Number: 3-16498
April 17, 2015	Joseph John Labadia Release No. 33-9752, 34-74754, IA-4064, IC-31556 File Number: 3-16499
April 17, 2015	Waddell & Reed, Inc., Waddell & Reed Investment Management Company and Waddell & Reed Services Company Release No. 34-74756 File Number: 3-12372
April 17, 2015	Charles Duane Lewis Release No. 34-74757 File Number: 3-16500
April 16, 2015	William J. Gaffney Release No. 33-9748, 34-74749 File Number: 3-16494
April 16, 2015	Ronald A. Warren Release No. 33-9749, 34-74750 File Number: 3-16495
April 16, 2015	Kevin D. Miller Release No. 33-9750, 34-74751 File Number: 3-16496
April 16, 2015	Discovery Oil, Ltd. I/O Magic Corporation Maydao Corporation NX Global, Inc SensiVida Medical Technologies, Inc. Release No. 34-74736 File Number: 3-16417
April 16, 2015	OCZ Technology Group, Inc. (n/k/a ZCO Liquidating Corp.) Release No. 34-74737 File Number: 3-16492
April 16, 2015	Edward T. Farmer Release No. 33-9747, 34-74748 File Number: 3-16493
April 16, 2015	Peden, R. Scott, Esq. Release No. 34-74752 File Number: 3-16497
April 16, 2015	Alliance Capital Management, L.P. Release No. IA-4062, IC-31553 File Number: 3-11359
April 16, 2015	Cooper, Sean C. Release No. IA-4063, IC-31554 File Number: 3-16130
April 15, 2015	Johnson, Eric W. Release No. 34-74731, IA-4060 File Number: 3-16491
April 15, 2015	Robert C. Weaver, Jr., Esq. Release No. 34-74735 File Number: 3-16268
April 13, 2015	A Better Way Financial Corp. Atrisco Oil & Gas LLC Beach Brew Beverage Company, Inc. Belenus Acquisition Corp. Bennett-Reed, Inc. Bf Acquisition Group Iv, Inc. Big Bear Gold Corp. Release No. 34-74720 File Number: 3-16487
April 13, 2015	Aryeh Acquisition Corp. Bedminster Capital Corp. Bedminster Financial Corp. Bellows Acquisition Corp. Release No. 34-74721 File Number: 3-16488
April 13, 2015	Dearman, Larry, Sr. Release No. 34-74722, IA-4059 File Number: 3-16489
April 10, 2015	Aaron Black Release No. 34-74710 File Number: 3-16485
April 10, 2015	William F. Fang Release No. 34-74711 File Number: 3-16486
April 9, 2015	AirTouch Communications, Inc. Kanakubo, Hideyuki Kaiser, Jerome, CPA Release No. 33-9744, 34-74691, AAER-3650 File Number: 3-16033
April 9, 2015	Molex Incorporated Release No. 34-74696 File Number: 3-16482
April 9, 2015	Michael M. Cohen Release No. 33-9745, 34-74698, AAER-3651 File Number: 3-16484
April 9, 2015	Danzig, Craig Release No. 34-74697 File Number: 3-16483
April 8, 2015	AOB Biotech, Inc. Argen Corp. Asia Link, Inc. Beleza Luxury Goods, Inc. Beyond Golden Holdings Ltd. Release No. 34-74684 File Number: 3-16480
April 8, 2015	Arctos Petroleum Corp.Gas (a/k/a Stetson Oil & Gas, Ltd.) Cormac Mining Inc. Gemini Tea Corp. Release No. 34-74686 File Number: 3-16481
April 8, 2015	China Bus Group Co. (f/k/a Alpine Alpha 3, Ltd.) China Capital Finance Corp. Inc. China Complant Group Inc. China Oumei Real Estate, Inc. China Transportation International Holdings Group Ltd. ChinaCast Education Corp. Phoenix Agri Enterprises, Inc. Precise Strategy Acquisition Corp. I Release No. 34-74672 File Number: 3-16137
April 8, 2015	FLIR Systems, Inc. Release No. 34-74673 File Number: 3-16478
April 8, 2015	Almazon, Joseph J. Partners, Spartan Capital Release No. 34-74674 File Number: 3-16479
April 8, 2015	Bloomfield, Ronald S. Gorgia, Robert Labi, Victor Martin, John Earl, Sr. Miller, Eugene Release No. 33-9743, 34-74683 File Number: 3-13871
April 7, 2015	China Education International, Inc. Delta Entertainment Group Inc. Gulf United Energy, Inc. Release No. 34-74658 File Number: 3-16474
April 7, 2015	Chatter Box Call Center Ltd. Euro Group of Companies, Inc. Golden Century Resources Limited Release No. 34-74659 File Number: 3-16475
April 7, 2015	AuraSound, Inc. C2C CrowdFunding, Inc. Convenience TV Inc. Global Security Agency Inc. NewMarket Technology, Inc. Release No. 34-74661 File Number: 3-16476
April 7, 2015	Daniel R. Murphy Release No. 34-74667, IA-4055 File Number: 3-16477
April 6, 2015	Calypte Biomedical Corporation EC Development, Inc. Information Architects Corporation (n/k/a Dakota Creative Group Corporation) Release No. 34-74647 File Number: 3-16393
April 3, 2015	Zafar, Haider Release No. 34-74646 File Number: 3-16473
April 2, 2015	Innovative Software Technologies, Inc. National Health Partners, Inc. The Laguna Group, Inc. (a/k/a Eco Energy Pumps, Inc.) TYIN Group Holdings Limited Release No. 34-74630 File Number: 3-16394

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