Before you submit a FOIA request, please search the Securities and Exchange Commission’s website:

Title Date
EDGAR Log File Data Sets
Information About Registered Investment Advisers and Exempt Reporting Advisers
Information About Registered Municipal Advisors
Company Information About Active Broker-Dealers
Alternative Trading Systems (ATS) Report
Fails-to-Deliver Data
Business Development Company Report
Investment Company Series and Class Information
Closed-End Fund Information
Budget History — BA vs. Actual Obligations ($ in 000s)
FOIA Logs
SEC Credit Card Holders and Approving Officials
Mark Zuckerberg Transcript (PDF)
Form ADV Data
Chairman's Calendar
Full-Time Equivalents History
Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019
Office of Inspector General
Premium Class Travel Records (PDF)
Chief FOIA Officer Report 2024
Ramesh “Sunny” Balwani Videos
Ramesh “Sunny” Balwani Transcript (PDF)
Chief FOIA Officer Report 2023
Investomania Costs (PDF)
Elizabeth Holmes Testimony Videos
William Hinman Calendar (PDF)
William Hinman Emails (PDF)
Chief FOIA Officer Report 2022
Commission Votes on the Appointment of PCAOB Board Members (PDF)
Elizabeth Holmes Transcript (PDF)
Jeffrey Epstein Transcript and Exhibits (PDF)
Chief FOIA Officer Report 2021
FOIA Requests for The We Company (PDF)
Chief FOIA Officer Report 2020
FOIA Requests for Tesla and Elon Musk (PDF)
SEC Quarterly FOIA Reports
Public Access Link (PAL)
Commission Votes
Chair White Letter to Sen. Shelby and Sen. Crapo
SEC Annual FOIA Reports
Trump Hotels and Casino Resorts, Inc.
FOIA request for GAW Miners

Last Reviewed or Updated: June 28, 2024