Comments on DTC Rulemaking
Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers
(Release No. 34-47978; File No. SR-DTC-2003-02)
- Comments of Senator Joseph I. Lieberman, U.S. Senate, December 1, 2003 (File name: srdtc200302-89.pdf)
- Comments of Robert S. Rondeau, May 20, 2003 (File name: rsrondeau052003.txt)
- Comments of Ernest A. Pittarelli, Managing Director and Head of Operations, The Americas, UBS Warburg, April 23, 2003 (File name: srdtc200302-82.pdf)
- Comments of Brian Urkowitz, First Vice President, Global Transaction & Custody Services, Merrill Lynch, April 23, 2003 (File name: srdtc200302-81.pdf)
- Comments of David L. Cermak, Senior Vice President, Director of Operations, RBC Dain Rauscher Inc., April 23, 2003 (File name: rbcdain042303.pdf)
- Comments of Michael R. Brennan, Vice President and Managing Director of Operations, Ameritrade, Inc., April 17, 2003 (File name: srdtc200302-83.pdf)
- Comments of Luis Lima, Director, Americas Regional Service Center, Citibank, N.A., April 16, 2003 (File name: srdtc200302-79.pdf)
- Comments of Thomas J. O'Hara, Department Leader, Edward Jones, April 15, 2003 (File name: edwardjones041503.pdf)
- Comments of Maurisa Sommerfield, Executive Vice President, Charles Schwab & Co., Inc., April 14, 2003 (File name: charlesschwab041403.pdf)
- Comments of Earl D. Bukolt, Managing Director and Chief Operations Officer, Sterne, Agee & Leach, April 11, 2003 (File name: srdtc200302-78.pdf)
- Comments of Harry Filowitz, CSOP, Vice President, Mizuho Trust & Banking Co (USA), April 7, 2003 (File name: mizuhotrust040703.pdf)
- Comments of Michael Sondow, April 4, 2003 (File name: msondow040403.txt)
- Comments of Kristie Thompson, Edward Jones, SIA Customer Account Transfer Division, President, April 4, 2003 (File name: kthompson040403.pdf)
- Comments of Frank M. Ciavarella, Cashiers Division, Prudential Securities Incorporated, April 3, 2003 (File name: prudential040303.pdf)
- Comments of C. Michael Viviano, Chairman and Chief Executive Officer, BNY Clearing Corp, March 25, 2003 (File name: bnyclearing032503.pdf)
- Comments of Leonard W. Burningham, Esq., March 24, 2003 (File name: lwburningham032403.txt)
- Comments of Leonard W. Burningham, Esq., March 22, 2003 (File name: lwburningham032203.txt)
- Comments of Robert J. Scott, President & CEO, The Auxer Group, Inc., March 20, 2003 (File name: rjscott032003.pdf)
- Comments of an Anonymous reviewer, March 20, 2003 (File name: supervp032003.txt)
- Comments of Bruce M. Barrett, March 19, 2003 (File name: bmbarrett031903.txt)
- Comments of Bruce M. Barrett, March 19, 2003 (File name: bmbarrett03192003.txt)
- Comments of Pete Bowman, Managing Director, Securities Services, First Clearing Corporation, March 18, 2003 (File name: 1stclearing031803.pdf)
- Comments of Arthur Lee, Vice President, Banc of America Securities LLC, March 18, 2003 (File name: bancamer031803.pdf)
- Comments of Tom Ittner, Director, National Financial Services LLC, March 17, 2003 (File name: nfs031703.pdf)
- Comments of Steven Simonyi-Gindele, President & CEO, ID Superstore, a division of PICS SmartCard Inc., March 17, 2003 (File name: idsuperstore031703.txt)
- Comments of Thomas J. Mazzarisi, Executive Vice President & General Counsel, JAG Media Holdings, Inc., March 15, 2003 (File name: jagmedia031503.txt)
- Comments of Greg Rotman, CEO, Sales, OnLine Direct, March 14, 2003 (File name: grotman03142003.txt)
- Comments of Patrick Kirby, Director, Trades Processing Division, Salomon Smith Barney, March 14, 2003 (File name: salomonsmith031403.pdf)
- Comments of Joseph J. Selinger, Tobin, Carberry, O'Malley, Riley & Selinger, P.C., March 14, 2003 (File name: jjselinger031403.pdf)
- Comments of William J. Winter, Senior Vice President, Cashiers Department, A.G. Edwards & Sons, Inc., March 13, 2003 (File name: agedwards031303.pdf)
- Comments of Mary L. Forgy, Chairperson, National Steering Committee, Bank Depository User Group, March 13, 2003 (File name: bdug031303.pdf)
- Comments of Russell Godwin, President, Medinah Minerals Inc., March 13, 2003 (File name: medinah031303.txt)
- Comments of Jake Barrett, March 13, 2003 (File name: jbarrett031303.txt)
- Comments of Cristy Barrett, March 13, 2003 (File name: cbarrett031303.txt)
- Comments of Mary L. Forgy, Union Planters Trust & Investment Group, March 12, 2003 (File name: pdtig031203.pdf)
- Comments of Henry F. Schlueter, Schlueter & Associations, P.C., March 12, 2003 (File name: schlueter031203.pdf)
- Comments of John Rideout, March 12, 2003 (File name: jrideout031303.txt)
- Comments of John L. Petersen, Esq., Petersen & Fefer, March 12, 2003 (File name: petersen031203.txt)
- Comments of Marshal Shichtman, Esq., MBA, Marshal Shichtman & Associates, P.C., March 11, 2003 (File name: mshichtman031103.pdf)
- Comments of Michael L. Moran, First Vice President, Chief Compliance Officer, National Investor Services Corp., March 11, 2003 (File name: nisc031103.pdf)
- Comments of Paul A. Ebeling, March 11, 2003 (File name: paebling03112003.txt)
- Comments of Paul A. Ebeling, March 11, 2003 (File name: paebeling031103.txt)
- Comments of John O'Brien, March 11, 2003 (File name: jobrien031103.txt)
- Comments of Chris Spencer, CEO, Wizzard Software Corporation, March 11, 2003 (File name: wizzard031103.txt)
- Comments of Joe Raia, Director of Marketing/OTC Clearing Services, New York Mercantile Exchange, March 11, 2003 (File name: nyme031103.txt)
- Comments of Joseph Hoofnagle, Jr., March 8, 2003 (File name: jhoofnagle030803.txt)
- Comments of James Hendricks, March 8, 2003 (File name: jhendricks030803.txt)
- Comments of Jack Kennedy, March 8, 2003 (File name: jkennedy030803.txt)
- Comments of Dennis Dejose, March 8, 2003 (File name: ddejose030803.txt)
- Comments of Peter Richardson, March 8, 2003 (File name: prichardson030803.txt)
- Comments of Roger J. Steffensen, March 8, 2003 (File name: rjsteffensen030803.txt)
- Comments of Erick Lihme, March 8, 2003 (File name: elihme030803.txt)
- Comments of Robert M. Post, March 8, 2003 (File name: rmpost030803.txt)
- Comments of Will Kernen, March 8, 2003 (File name: wkernen030803.txt)
- Comments of Kent N. Jacobson, President and CEO, James Barclay Alan Inc., March 7, 2003 (File name: jamesbarclay030703.txt)
- Comments of Geoffrey F. Walsh, March 7, 2003 (File name: gfwalsh030703.txt)
- Comments of Geoffrey F. Walsh, CEO, Solution Capital, March 7, 2003 (File name: solution030703.txt)
- Comments of Dave Patch, March 6, 2003 (File name: dpatch030603.txt)
- Comments of Leon Urbaitel, CEO, StockTransfer.com, March 6, 2003 (File name: lurbaitel030603.pdf)
- Comments of H. Glenn Bagwell, Jr., Esq., March 6, 2003 (File name: hgbagwell030603.txt)
- Comments of Gordon D. House, March 6, 2003 (File name: gdhouse030603.txt)
- Comments of David Salk, March 6, 2003 (File name: dsalk030603.txt)
- Comments of Mark Cashion, March 6, 2003 (File name: mcashion030603.txt)
- Comments of Lori Livingston, President/CEO, Transfer Online, Inc., March 6, 2003 (File name: transfer030603.txt)
- Comments of Kevin Cundy, March 6, 2003 (File name: kcundy030603.txt)
- Comments of Dave Patch, March 5, 2003 (File name: dpatch030503.txt)
- Comments of Richard Mangiarelli, President & CEO, Cybertel Communications Corporation, March 5, 2003 (File name: cybertel030503.txt)
- Comments of Joseph Meuse, March 5, 2003 (File name: jmeuse030503.txt)
- Comments of Patricia Dowd, Patricia Dowd Inc., March 5, 2003 (File name: pdowd030503.txt)
- Comments of Scott Sieck, March 5, 2003 (File name: ssieck030503.txt)
- Comments of David E. Patch, March 4, 2003 (File name: depatch030403.txt)
- Comments of John M. Osmanski, March 4, 2003 (File name: jmosmanski030403.txt)
- Comments of Jeremy Kraus, Valesc Medical Specialists, March 4, 2003 (File name: valesc030403.txt)
- Comments of Bruce M. Barrett, March 4, 2003 (File name: bmbarrett030403.txt)
- Comments of Richard Reincke, Chief Operating Officer, Aegis Assessments, Inc., March 3, 2003 (File name: aegis030303.txt)
http://www.sec.gov/rules/sro/dtc200302.shtml