David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.

U.S. SECURITIES AND EXCHANGE COMMISSION

Litigation Release No. 26366 / August 4, 2025

Securities and Exchange Commission v. David J. Feingold, Joseph B. Baldassarra, Steven S. Baldassarra, Broad Street Global Management, LLC, Broad Street Inc. et. al., Case No. 1:25-cv-20436-DPG (S.D. Fla. filed Jan. 29, 2025)

Court Unseals SEC Complaint and Orders Defendants to Complete Accounting

On July 25, 2025, upon joint motion of the parties, the U.S. District Court for the Southern District of Florida entered an Order unsealing the Commission’s Complaint, in addition to extending certain briefing deadlines and ordering the Defendants to complete a previously ordered accounting by August 31, 2025.

For further information, see Litigation Release No. 26289.