Administrative Proceeding File No. 3-17633

Respondents

Aronson, David A., CPA
Release Date Release Number Other Release Numbers Name of Document
AP-4396 Stay Order
AP-4349 Order Directing Parties to Hold a Prehearing Conference
AP-4285 Order Scheduling Hearing and Designating Presiding Judge
34-79120
  • AAER-3815
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Release Date Release Number Other Release Numbers Name of Document
Joint Motion to Stay Proceeding Pending Commission's Consideration of Settlement Offer
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Scheduling Hearing and Designating Presiding Judge
Order Directing Parties to Hold a Prehearing Conference
Stay Order

Documents