Accounting and Auditing Enforcement

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Date Respondents
Robert J. Schettino
Release No. 34-100419, AAER-4511
See Also: Administrative Summary
CPI Aerostructures, Inc.
Release No. 34-100389, AAER-4510
See Also: Administrative Summary
HF Foods Group Inc.
Release No. 33-11289, 34-100288, AAER-4506
See Also: Administrative Summary
Gregory P. Manning
Release No. 34-100258, AAER-4505
Matthew Gamsey, CPA
Release No. 34-100250, AAER-4504
Tyler Burnett Wilson, Esq.
Release No. 34-100170, AAER-4503
Varun Aggarwal, CPA
Release No. 34-100165, IA-6607, IC-35195, AAER-4502
See Also: Administrative Summary
Nicholas Tornello, CPA
Release No. 34-100101, AAER-4501
BF Borgers CPA PC and Benjamin F. Borgers, CPA
Release No. 33-11283, 34-100053, AAER-4500
Edward F. Hackert, CPA (Order Postponing Proceeding)
Release No. 33-11282, 34-100035, AAER-4499
Mark Korb, CA
Release No. 34-100007, AAER-4498
Gil Friedman
Release No. 34-99930, AAER-4497
Rosenberger et al.
Release No. LR-25972, AAER-4496
Edward F. Hackert (Order Regarding Hearing Date)
Release No. 33-11279, AAER-4495, 34-99835
Evoqua Water Technologies Corp. and Imran Parekh
Release No. LR-25950, AAER-4493
See Also: Final Judgment - Evoqua Water Technologies , Final Judgment - Imran Parekh , Partial Judgment - Imran Parekh
Edward F. Hackert, CPA (Order Granting Motion to Amend the Order Instituting Proceedings)
Release No. 33-11276, 34-99716, AAER-4492
Clark Schaefer Hackett & Co.
Release No. 34-99638, AAER-4491
Lordstown Motors Corp.
Release No. 33-11274, 34-99637, AAER-4490
Wang, Jia Roger Qian, CPA and Wang Certified Public Accountant, P.C.
Release No. 34-99518, AAER-4489
Justin Samuel Cary, CPA
Release No. 34-99492, AAER-4488
Cloopen Group Holding Limited
Release No. 34-99483, AAER-4487
Edward F. Hackert, CPA (Order Regarding Service)
Release No. 33-11268, 34-99461, AAER-4486
Karen Rosenberger and Joanna Lanni
Release No. LR-25934, AAER-4485
See Also: Opinion and Order
Jia Roger Qian Wang and Wang Certified Public Accountant, P.C (Order Extending Briefing Deadlines On Motion for Summary Disposition and Postponing Other Deadlines)
Release No. 34-99448, AAER-4484
Edward F. Hackert, CPA
Release No. 33-11267, 34-99384, AAER-4483
See Also: Administrative Summary
Craig A. Golding, CPA
Release No. 34-99348, AAER-4482
SAP SE
Release No. 34-99308, AAER-4481
Brooge Energy Limited, Nicolaas Lammert Paardenkooper and Lina Saheb
Release No. 33-11260, 34-99228, AAER-4480
Dozy Mmobuosi, et al.
Release No. LR-25915, AAER-4479
See Also: SEC Complaint
Dozy Mmobuosi, et al.
Release No. LR-25913, AAER-4478
See Also: SEC Complaint
Joshua Abrahams, CPA (ORDER MODIFYING POSTPONEMENT ORDER)
Release No. 34-99074, AAER-4477
Daniel L. Rothbaum, CPA
Release No. 33-11255, 34-99033, AAER-4475
SAExploration Holdings, Inc., et al.
Release No. LR-25902, AAER-4474
See Also: SEC Complaint , Amended SEC Complaint , Final Judgment - Brian A. Beatty , Final Judgment - SAExploration Holdings, Inc.
Royal Bank of Canada
Release No. 34-98849, AAER-4473
Marco A. Perez, aka Marc Perez
Release No. 34-98788, AAER-4472
Luther C. Speight, III, CPA and Luther Speight & Company, LLC
Release No. 34-98779, AAER-4471
Jonathan J. Ferrie
Release No. 34-98667, AAER-4470
Newell Brands Inc. and Michael B. Polk
Release No. 33-11251, 34-98629, AAER-4469
Albemarle Corporation
Release No. 34-98622, AAER-4468
Forepont Capital LLC
Release No. IA-6438, AAER-4464
See Also: Administrative Summary
Exelon Corporation and Commonwealth Edison Company
Release No. 33-11248, 34-98616, AAER-4467
TAL Education Group
Release No. 34-98611, AAER-4465
Clear Channel Outdoor Holdings, Inc.
Release No. 34-98615, AAER-4466
Robert Del Prete
Release No. 34-98595, AAER-4463
Stanley Stefanski, CPA
Release No. 33-11245, 34-98577, AAER-4462
Michael D. Messina, CPA
Release No. 34-98499, AAER-4461
See Also: Administrative Summary
David C. Powell
Release No. 34-98492, AAER-4460
See Also: Administrative Summary
GTT Communications, Inc.
Release No. 33-11241, 34-98491, AAER-4459
Alfonse Gregory Giugliano, CPA
Release No. 34-98352, AAER-4458
Michelle L. Helterbran Cochran, CPA (ORDER DENYING MOTION FOR RECONSIDERATION)
Release No. 34-98329, AAER-4457
Mark Wogsland
Release No. 34-98307, AAER-4456
Bret Naggs
Release No. 34-98306, AAER-4455
Wang, Jia Roger QianWang Certified Public Accountant, P.C (AMENDED SCHEDULING ORDER)
Release No. 34-98275, AAER-4454
SQN Capital Management, LLC and Jeremiah Silkowski
Release No. 34-98272, IA-6393, AAER-4453
See Also: Administrative Summary
Plug Power Inc.
Release No. 34-98243, AAER-4452
See Also: Administrative Summary
Peter Armbruster, CPA
Release No. 34-98229, AAER-4451
3M Company
Release No. 34-98222, AAER-4450
Mac Wayne Billings, CPA
Release No. 34-98218, AAER-4449
Vivic Corp.
Release No. 34-98194, AAER-4448
See Also: Administrative Summary
ReShape Lifesciences Inc.
Release No. 34-98193, AAER-4447
See Also: Administrative Summary
Omnia Wellness Inc.
Release No. 34-98192, AAER-4446
See Also: Administrative Summary
Alpine 4 Holdings, Inc.
Release No. 34-98190, AAER-4444
See Also: Administrative Summary
Black Spade Acquisition Co
Release No. 34-98188, AAER-4443
See Also: Administrative Summary
David D. Brooks, CPA
Release No. 34-98191, AAER-4445
Michael J. Senken
Release No. 34-98186, AAER-4442
Malvern Bancorp, Inc. and Joseph D. Gangemi
Release No. 33-11223, 34-98132, AAER-4441
See Also: Administrative Summary
Ault Alliance, et al.
Release No. 33-11222, 34-98131, AAER-4440
See Also: Administrative Summary
Joshua Abrahams, CPA (ORDER POSTPONING PROCEEDING)
Release No. 34-98122, AAER-4439
Crowe U.K. LLP, Nigel D. Bostock, FCA, Matthew C. Stallabrass, FCA
Release No. 34-98118, AAER-4438
Grupo Aval Acciones y Valores S.A. and Corporación Financiera Colombiana S.A.
Release No. 34-98103, AAER-4437
Alan J. Markowitz, CPA (ORDER POSTPONING PROCEEDING)
Release No. 34-98069, AAER-4436
Lawrence K. White, CPA
Release No. 33-11219, 34-98065, AAER-4435
See Also: Administrative Summary
David Lethem
Release No. 34-98039, AAER-4434
John R. Browne, CPA
Release No. 34-98030, AAER-4433
See Also: Administrative Summary
Michelle L. Helterbran Cochran, CPA (ORDER REQUESTING RESPONSE TO MOTION FOR RECONSIDERATION)
Release No. 34-97941, AAER-4432
Kevin R. Harris, CPA
Release No. 33-11212, AAER-4431, 34-97940
Jia Roger Qian Wang, CPA and Wang Certified Public Accountant, P.C. (ORDER)
Release No. 34-97920, AAER-4430
Reed L. Benson, CPA
Release No. 34-97835, AAER-4427
See Also: Administrative Summary
Dwight H. Egan
Release No. 33-11210, 34-97837, AAER-4429
See Also: Administrative Summary
Co-Diagnostics, Inc.
Release No. 33-11209, 34-97836, AAER-4428
See Also: Administrative Summary
Future FinTech Group Inc.,
Release No. 33-11206, 34-97829, AAER-4425
See Also: Administrative Summary
Vidul Prakash
Release No. LR-25766, AAER-4426
See Also: SEC Complaint
Alan J. Markowitz, CPA (SCHEDULING ORDER)
Release No. 34-97795, AAER-4424
Marcum LLP
Release No. 34-97773, AAER-4423
Stanley Black & Decker, Inc.
Release No. 34-97761, AAER-4422
Jeffery D. Ansell
Release No. 34-97760, AAER-4421
Brian C. Jensen, CPA
Release No. 34-97757, AAER-4420
David Dickson and Stuart Andrew Spence
Release No. 34-97740, AAER-4419
See Also: Administrative Summary
Boyle CPA, LLC; Robert Allan Boyle, CPA
Release No. 34-97685, AAER-4418
See Also: Administrative Summary
Cantaloupe, Inc. (f/k/a USA Technologies, Inc.)
Release No. 33-11202, 34-97651, AAER-4417
See Also: Administrative Summary
Maeve M. Duska
Release No. 33-11201, 34-97650, AAER-4416
Michael K. Lawlor
Release No. 33-11200, 34-97649, AAER-4415
Pending Administrative Proceedings (Order Vacating Certain Associational Bars)
Release No. 33-11199, 34-97641, IA-6324, IC-34934, AAER-4414
Pending Administrative Proceedings (Order Dismissing Proceedings)
Release No. 33-11198, 34-97640, IA-6323, IC-34933, AAER-4413
Carl S. Schwartz, CPA
Release No. IA-6320, AAER-4412
Gartner, Inc.
Release No. 34-97609, AAER-4411
See Also: Administrative Summary
Jia Roger Qian Wang, CPA and Wang Certified Public Accountant, P.C. (ORDER)
Release No. 34-97590, AAER-4410
Ramón Lafarga Bátiz (ORDER GRANTING IN PART MOTION FOR LEAVE TO USE ALTERNATE MEANS OF SERVICE)
Release No. 34-97512, AAER-4409
Noe Corrales Reyes (ORDER GRANTING IN PART MOTION FOR LEAVE TO USE ALTERNATE MEANS OF SERVICE)
Release No. 34-97510, AAER-4408
Carlos Javier Moctezuma Velasco (ORDER GRANTING IN PART MOTION FOR LEAVE TO USE ALTERNATE MEANS OF SERVICE)
Release No. 34-97509, AAER-4407
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